Section 48-3-003 - OFFERINGS OF FEDERAL COVERED SECURITIESFor purposes of Section 8-1101(13) of the Act, the term "offer" does not include the circulation of a preliminary offering document for a federal covered security provided:
003.01 The document complies with the provisions of Regulation S-K, 17 CFR Part 229; and003.02 The document is circulated by a broker-dealer registered in Nebraska or by an issuer exempt from such registration pursuant to Section 8-1101(2)(b).48 Neb. Admin. Code, ch. 3, § 003
Amended effective 6/5/2017.Amended effective 6/13/2022