Section 48-19-001 - GENERAL001.01 This Rule has been promulgated pursuant to the authority delegated to the Director in Section 8-1120(3) of the Securities Act of Nebraska ("Act").001.02 The Department has determined that this Rule relating to requests to cure late filings of an exemption notice pursuant to Section s 8-1111(9), 8-1111(16), 8-1111(20), 8-1111(21),. 8-1111(23), and 8-1108.02(2)(b) under the Act is consistent with investor protection and is in the public interest.001.03 The Director may, on a case-by-case basis, and with prior written notice to the affected persons, require adherence to additional standards or policies, as deemed necessary in the public interest.001.04 The definitions in 48 NAC 2 apply to this Rule, unless otherwise specified.001.05 For purposes of this Rule, the term "seller" include s any issuer or other person on whose behalf a notice of exemption from registration under Sections, 8-1111(9), 8-1111(16), 8-1111(20), 8-1111(21), 8-1111(23), and 8-1108.02(2)(b) is filed with the Director.48 Neb. Admin. Code, ch. 19, § 001
Amended effective 6/13/2022