Mont. Admin. R. 6.10.121

Current through Register Vol. 16, August 23, 2024

Rule 6.10.121 - REGISTRATION AND EXAMINATION - SECURITIES SALESPERSON, INVESTMENT ADVISER REPRESENTATIVES, BROKER-DEALERS, AND INVESTMENT ADVISERS

This Rule has been transferred to 6.10.501

Mont. Admin. R. 6.10.121

NEW, 1984 MAR p. 19, Eff. 1/13/84; AMD, 1988 MAR p. 1803, Eff. 8/12/88; AMD, 1989 MAR p. 220, Eff. 1/27/89; AMD, 1996 MAR p. 1133, Eff. 4/26/96; AMD, 2002 MAR p. 73, Eff. 1/18/02; TRANS and AMD, to ARM 6.10.501, 2008 MAR p. 2046, Eff. 9/26/08.

30-10-107, MCA; IMP, 30-10-201, MCA;