Current through Register Vol. 51, No. 21, October 18, 2024
Section 02.02.04.07 - Designated Clearing Agency ExemptionA. The Options Clearing Corporation (OCC) shall be designated as a "clearing agency" for purposes of the Maryland Securities Act, Corporations and Associations Article, §11-601(13), Annotated Code of Maryland.B. This designation may be revoked if the Commissioner finds that this action is advisable for the protection of investors or in the public interest.Md. Code Regs. 02.02.04.07
Regulations .07 adopted effective November 11, 1991 (18:22 Md. R. 2393)