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Statutes, codes, and regulations
Maine Administrative Code
Department 02 - DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATIONDivision 032 - OFFICE OF SECURITIES
Chapter 537 - EXEMPTION FOR OFFERS AND SALES TO ACCREDITED INVESTORS
Section 032-537-5 - Location of Incorporated Matter

02-032-537 Me. Code R. § 5

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Current through 2024-43, October 23, 2024
Section 032-537-5 - Location of Incorporated Matter

Copies of the Uniform Form U-2 and Model Accredited Investor Exemption Uniform Notice of Transaction form, incorporated by reference into this rule, are available at no charge on the Maine Office of Securities web site:

http://www.maine.gov/pfr/sec/sec_forms.htm.

02-032 C.M.R. ch. 537, § 5


  • Section 032-537-4 - Exemption from Agent Licensing
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