Article 4 - UNIFORM SECURITIES
- Rule 710 IAC 4-1 - General Provisions (§§ 4-1-1 — 4-1-3)
- Rule 710 IAC 4-2 - Exemptions (§§ 4-2-1 — 4-2-6)
- Rule 710 IAC 4-3 - Securities Registration (§§ 4-3-1 — 4-3-3)
- Rule 710 IAC 4-4 - Disclosure Requirements (§§ 4-4-1 — 4-4-4)
- Rule 710 IAC 4-5 - Reporting Requirements (§§ 4-5-1 — 4-5-6)
- Rule 710 IAC 4-6 - Merit Standards (§§ 4-6-1 — 4-6-8)
- Rule 710 IAC 4-7 - Broker-Dealers (§§ 4-7-1 — 4-7-8)
- Rule 710 IAC 4-8 - Agents (§§ 4-8-1 — 4-8-4)
- Rule 710 IAC 4-9 - Investment Advisers (§§ 4-9-1 — 4-9-18)
- Rule 710 IAC 4-10 - Standards of Practice (§§ 4-10-1 — 4-10-2)
- Rule 710 IAC 4-11 - Financial Statements (§§ 4-11-1 — 4-11-4)
- Rule 710 IAC 4-12 - Division Proceedings (§§ 4-12-1 — 4-12-13)
- Rule 710 IAC 4-13 - Records and Investigations (§§ 4-13-1 — 4-13-2)
- Rule 710 IAC 4-14 - Investigation; Rules of Practice (§§ 4-14-1 — 4-14-14)
- Rule 710 IAC 4-15 - Broker-Dealer Compliance Reports (§§ 4-15-1 — 4-15-3)