Section 710 IAC 3-1-1 - Filing a statementAuthority: IC 23-2-3.1-9
Affected: IC 23-2-3.1-3
Sec. 1.
(a) The offeror must file with the commissioner the takeover offer statements before or at the same time that the offeror delivers the statement to the target company. If the takeover offer is not subject to the filing requirements of the Exchange Act of 1934, as amended, the takeover offer statements must be filed before or at the time that the offeror first publishes, sends, or gives an offer or solicitation for tenders to security holders. If the takeover offer is subject to the filing requirements of the Exchange Act, the statements must be filed on the same date as the offeror files with the Securities and Exchange Commission.(b) After a tender offer statement has been filed with the commissioner, the offeror must file with the commissioner amendments to the statement and news releases, and the target company must file with the commissioner written materials delivered to offerees and news releases. Securities Division; 710 IAC 3-1-1; filed Aug 27, 1990, 4:10 p.m.: 14 IR 134; readopted filed May 31, 2002, 11:34 p.m.: 25 IR 3462; readopted filed Dec 2, 2008, 9:01 a.m.: 20081224-IR-710080819RFAReadopted filed 9/23/2015, 2:54 p.m.: 20151021-IR-710150280RFA