Section 68 IAC 27-2-2 - ApplicationsAuthority: IC 4-38-3-1
Affected: IC 4-38
Sec. 2.
(a) Application procedures shall be as follows: (1) An applicant is seeking a privilege and assumes and accepts any and all risk of adverse publicity, notoriety, embarrassment, criticism, or other action or financial loss that may occur in connection with the application process or the public disclosure of information requested. The applicant expressly waives any claim for damages that may result from the application process.(2) A misrepresentation or omission made with respect to an application may be grounds for denial of the application.(3) An applicant must submit a fully executed original application.(4) An application is deemed filed when the commission has received the completed application forms, including the information that the commission has required.(5) The completed applications must be filed as follows:(A) In the commission's office in Indianapolis, Indiana.(B) Prior to the expiration of appropriate deadlines established and published by the commission.(6) An applicant is under a continuing duty to disclose any changes in the information submitted to the commission.(b) An application for a sports wagering certificate of authority or vendor's license shall include the following information:(1) The name, address, and legal information of the applicant.(2) A Personal Disclosure Form 1 for a substantial owner, key person, or other person that the commission deems necessary to allow the commission to ensure that the applicant meets the statutory criteria for licensure.(3) A description of all sports wagering services, equipment, devices, and supplies offered for sale or lease by the applicant in connection with sports wagering.(4) Details regarding the corporate form of the applicant.(5) Relevant contracts related to the sports wagering activities the applicant will provide.(6) Disclosure of any criminal, civil, or administrative action brought against the applicant.(7) Description of all other licenses held by the applicant.(8) Description of the applicant's business plan related to the sports wagering activities it will provide, including employment plans, and server location.(9) The past three (3) years of financial records of the applicant.(10) Organizational and ownership charts of the applicant.(c) An application for a sports wagering service provider license shall include the following information: (1) The name, address, and legal information of the applicant.(2) A description of all sports wagering services, equipment, devices, and supplies offered for sale or lease by the applicant in connection with sports wagering.(3) Details regarding the corporate form of the applicant.(4) Organizational and ownership charts of the applicant.(5) Disclosure of any criminal, civil, or administrative action brought against the applicant.(6) Description of all other licenses held by the applicant.(7) Information regarding any testing, certifications, or approvals on any component required to provide sports wagering services or products from any authorized independent gaming laboratory or other gaming jurisdictions.(d) An applicant may not withdraw an application for a sports wagering license without leave of the executive director or commission. The executive director or commission shall grant a request for leave to withdraw a license if received prior to commission action on licensure under this rule unless a withdrawal is not in the best interest of the state of Indiana and the gaming industry.Indiana Gaming Commission; 68 IAC 27-2-2; filed 6/25/2021, 2:59 p.m.: 20210721-IR-068200420FRA