Idaho Admin. Code r. 12.01.08.099
Current through August 31, 2023
A broker-dealer, investment adviser, agent, or investment adviser representative may not circumvent the imposition of an order denying registration or revoking registration by withdrawing the application through the CRD system after such order has been issued. Such action will not be recognized by the Administrator, and will have no effect on the outcome of the order. (3-23-22)
Idaho Admin. Code r. 12.01.08.099