D.C. Mun. Regs. r. 16-3701

Current through Register Vol. 71, No. 33, August 16, 2024
Rule 16-3701 - DEPARTMENT OF INSURANCE, SECURITIES, AND BANKING INFRACTIONS
3701.1

Reserved

3701.2

Violation of the following provision shall be a Class 2 infraction: Section 3 An Act To confer additional jurisdiction upon the Superintendent of Insurance for the District of Columbia to regulate domestic stock insurance companies and to exempt such companies from section 12(g) (1) of the Securities Exchange Act of 1934, approved Apr. 18, 1966 (80 Stat. 123; D.C. Official Code § 31-603(i) ) (failure to comply with a provision or rule concerning domestic stock insurance companies).

3701.3

Violation of any provision of the following statutes or rules issued pursuant thereto, which provision or rule is not cited elsewhere in this section, shall be a Class 3 infraction:

(a) An Act to regulate marine insurance within the District of Columbia, approved Mar. 4, 1922 (42 Stat. 401; D.C.Official Code § 31-2602 et seq.); or
(b) The Fire and Casualty Act, approved Oct. 9, 1940 (54 Stat. 1063; D.C. Official Code § 31-2501 et seq.).

D.C. Mun. Regs. r. 16-3701

Final Rulemaking published at 52 DCR 5079 (May 27, 2005)