6 Del. Admin. Code § 200-E-500
Current through Register Vol. 28, No. 5, November 1, 2024
Federal covered securities, as defined in Section 73-103(a)(6) of the Act, are not required to be registered under Section 73-202 of the Act. Notwithstanding this Rule, however, notice filings are required for registered investment company offerings under Rule 403; and for offers or sales of securities in Delaware pursuant to SEC Rule 506 under the Securities Act of 1933, 17 C.F.R. §230.506.
6 Del. Admin. Code § 200-E-500
14 DE Reg. 664 (01/01/11)
15 DE Reg. 529 (10/01/11)
18 DE Reg. 394 (11/1/2014) (Final)