17 C.F.R. § 200.311

Current through November 30, 2024
Section 200.311 - Inspector General exemptions
(a) Pursuant to, and limited by 5 U.S.C. 552a(j)(2), the system of records maintained by the Office of Inspector General of the Commission that contains investigative files is exempt from the provisions of 5 U.S.C. 552a, except sections (b), (c)(1) and (2), (e)(4)(A) through (F), (e)(6), (e)(7), (e)(9), (e)(10), and (e)(11), and (i), and §§ 200.303 through 200.309 , insofar as the system contains information pertaining to criminal law enforcement investigations.
(b) Pursuant to, and limited by 5 U.S.C. 552a(k)(2), the system of records maintained by the Office of Inspector General of the Commission that contains investigative files is exempt from 5 U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (e)(4)(H), (e)(4)(I), and (f) and §§ 200.303 through 200.309 , insofar as it contains investigatory materials compiled for law enforcement purposes.

17 C.F.R. §200.311

88 FR 65811 , 10/26/2023