Cal. Code Regs. tit. 10 § 260.218

Current through Register 2024 Notice Reg. No. 44, November 1, 2024

Section 260.218 - Just and Equitable Principles of Trade

Each broker-dealer and each agent employed by such a broker-dealer shall observe high standards of commercial honor and just and equitable principles of trade in the conduct of such person's business.

Cal. Code Regs. Tit. 10, § 260.218

1. Amendment filed 11-29-79 as an emergency; designated effective 1-1-80. Certificate of Compliance included (Register 79, No. 48).
2. Editorial correction filed 11-9-82 (Register 82, No. 46).

Note: Authority cited: Sections 25218 and 25610, Corporations Code. Reference: Section 25218, Corporations Code.

1. Amendment filed 11-29-79 as an emergency; designated effective 1-1-80. Certificate of Compliance included (Register 79, No. 48).
2. Editorial correction filed 11-9-82 (Register 82, No. 46).