Cal. Code Regs. tit. 10 § 260.211.2

Current through Register 2024 Notice Reg. No. 44, November 1, 2024

Section 260.211.2 - Expiration of Broker-Dealer Certificates

A general license as a broker-dealer pursuant to subsection (a) or (b) of Section 25211 of the Code continues effective until it is revoked or suspended by the Commissioner or surrendered by the broker-dealer pursuant to Section 260.242.

Cal. Code Regs. Tit. 10, § 260.211.2

1. Amendment filed 9-2-77; effective thirtieth day thereafter (Register 77, No. 36).
2. Amendment filed 11-29-79 as an emergency; designated effective 1-1-80. Certificate of Compliance included (Register 79, No. 48).

Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25211, Corporations Code.

1. Amendment filed 9-2-77; effective thirtieth day thereafter (Register 77, No. 36).
2. Amendment filed 11-29-79 as an emergency; designated effective 1-1-80. Certificate of Compliance included (Register 79, No. 48).