Cal. Code Regs. tit. 10 § 260.204.8

Current through Register 2024 Notice Reg. No. 44, November 1, 2024

Section 260.204.8 - Limited Exemption for Commodity Trading Advisers

Commodity trading advisers registered under the federal Commodity Exchange Act, as amended, are exempt from the provisions of Section 25230 of the Code when advising or exercising trading discretion, or both advising and trading, with respect to foreign currency options listed and traded exclusively on the Philadelphia Stock Exchange.

Cal. Code Regs. Tit. 10, § 260.204.8

1. New section filed 8-3-95; operative 9-2-95 (Register 95, No. 31).

Note: Authority cited: Sections 25204 and 25610, Corporations Code. Reference: Sections 25204 and 25230, Corporations Code.

1. New section filed 8-3-95; operative 9-2-95 (Register 95, No. 31).