Cal. Code Regs. tit. 10 § 260.204

Current through Register 2024 Notice Reg. No. 44, November 1, 2024

Section 260.204 - Brokers Effecting Transactions in Certain Securities Exempt Under Federal Law. [Repealed]

Cal. Code Regs. Tit. 10, § 260.204

1. New section filed 12-24-69 as an emergency; designated effective 1-2-70. Certificateof Compliance included (Register 69, No. 52).
2. Amendment filed 7-13-70; effective thirtieth day thereafter (Register 70, No. 29).
3. Editorial correction filed 11-9-82 (Register 82, No. 46).
4. Repealer filed 1-31-91; operative 3-2-91 (Register 91, No. 8).

Note: Authority cited: Sections 25204 and 25610, Corporations Code. Reference: Section 25204, Corporations Code.

1. New section filed 12-24-69 as an emergency; designated effective 1-2-70. Certificateof Compliance included (Register 69, No. 52).
2. Amendment filed 7-13-70; effective thirtieth day thereafter (Register 70, No. 29).
3. Editorial correction filed 11-9-82 (Register 82, No. 46).
4. Repealer filed 1-31-91; operative 3-2-91 (Register 91, No. 8).