Cal. Code Regs. tit. 10 § 260.162

Current through Register 2024 Notice Reg. No. 44, November 1, 2024
Section 260.162 - Amendments

An amendment to an application filed before or after the effective date of the qualification of the sale of securities shall be made on the form used for the original qualification with the appropriate heading checked on the facing page prescribed by Section 260.111 of these rules. The facing page shall be completely filled in; and only such other items of the applicable form as are being amended shall be included. The amendment should include a recalculation of the fee payable resulting from the change in authority reflected in the amended application plus $50 for an application filed after the effective date of the original qualification.

Cal. Code Regs. Tit. 10, § 260.162

1. Amendment filed 7-13-70; effective thirtieth day thereafter (Register 70, No. 29).

Note: Authority cited: Sec. 25610, Corporations Code.

1. Amendment filed 7-13-70; effective thirtieth day thereafter (Register 70, No. 29).