Cal. Code Regs. tit. 10 § 260.141.31
Current through Register 2024 Notice Reg. No. 36, September 6, 2024
An issuer which employs agents in connection with a distribution of securities subject to qualification under Section 25110 or 25120 of the Code shall file with the Commissioner a surety bond complying with Section 260.216.15.
Cal. Code Regs. Tit. 10, § 260.141.31
Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25141, Corporations Code.