Ala. Admin. Code r. 770-X-9-.04

Current through Register Vol. 43, No. 1, October 31, 2024

Section 770-X-9-.04 - Renewal Applications For Certificates

(1) Applications for the renewal of Certificates of Financial Viability may apply to multiple certificates as previously issued. Each such application for renewal must be accompanied by an application fee of $300.00 if the renewal request does not involve any simultaneous modifications. Renewal requests also involving modification(s) must be accompanied by an application fee of $500.00.

(a) Wastewater management entities shall submit applications for the renewal of their Certificates of Financial Viability issued by the PSC as required by Code of Alabama, 1975, § 22-25B-1, et seq.

(b) The original and one (1) copy of applications for Certificate of Financial Viability renewals shall be filed with the Commission if applicant also submits applications online using the PSC website. Otherwise, an original and ten (10) copies must be submitted. Such renewals must be submitted at least 90 days in advance of the expiration date of the Certificate of Financial Viability sought to be renewed. Applicants may renew only those certificates previously issued by the PSC which remain in good standing and have not been revoked and/or suspended by PSC order.

(c) Form of Renewal Applications

1. Each application shall be addressed to the Alabama Public Service Commission and filed with the Secretary of the Commission.

2. Each application shall be subscribed and sworn to before a notary public or other officer authorized to administer oaths, by the owner, officer, general partner or other responsible individual member of applicant's management.

3. Each application shall specify or include by exhibit attached thereto, the following:

(i) Full and accurate name and address of the applicant

(ii) PSC certificate or docket number

(iii) ADEM or ADPH operating permit number for each wastewater system added in last two years.

(iv) Copies of all deeds and trust indentures for wastewater systems acquired in the last two years.

(v) Current number of customers and number of vacant lots for each wastewater system

(vi) Data reflecting all disconnections for nonpayment, late payments, and uncollectible accounts for-each wastewater system for each of the preceding two years

(vii) Describe capital equipment replacements and single repairs made in excess of $1,500.00 in or to each wastewater system over the preceding two years

(viii) Describe any modifications within the preceding two years for each wastewater system covered by each certificate for which renewal is sought.

(ix) All documents pursuant to 770-X-9-.06 and 770-X-9-.07.

(x) Copies of all contracts pertaining to wastewater system(s) in Alabama to which the ME is a party entered into in the preceding two years

(xi) Copies of all regulatory compliance enforcement documents pertaining to wastewater system(s) received by applicant in the preceding two years.

(xii) Copies of the last twelve (12) bank account statements for the Commission-required reserve account.

Ala. Admin. Code r. 770-X-9-.04

Effective as Interim Rule: August 2009. Filed with LRS February 5, 2013. Filed for Codification in the Alabama Administrative Code by the Alabama Public Service Commission on February 5, 2013, pursuant to Code of Ala. 1975, § 41-22-7.

Author: Alabama Public Service Commission

Statutory Authority:Code of Ala. 1975, §22-2 5B-6.