Insider Trading Arrangements and Related Disclosures

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Federal RegisterApr 7, 2023
88 Fed. Reg. 20760 (Apr. 7, 2023)

Correction

In rule document 2022–27675, appearing on pages 80362–80432 in the issue of Thursday, December 29, 2022, make the following correction:

§ 229.601
[Corrected]

Beginning on page 80428, the “Exhibit Table” is correct to read as set forth below:

Exhibit Table

Securities act forms Exchange act forms
S–1 S–3 SF–1 SF–3 S–4 S–8 S–11 F–1 F–3 F–4 10 8–K 10–D 10–Q 10–K ABS–EE
*         *         *         *         *         *         *
(19) Insider trading policies and procedures X
*         *         *         *         *         *         *
An exhibit need not be provided about a company if: (1) With respect to such company an election has been made under Form S–4 or F–4 to provide information about such company at a level prescribed by Form S–3 or F–3; and (2) the form, the level of which has been elected under Form S–4 or F–4, would not require such company to provide such exhibit if it were registering a primary offering.
A Form 8–K exhibit is required only if relevant to the subject matter reported on the Form 8–K report. For example, if the Form 8–K pertains to the departure of a director, only the exhibit described in paragraph (b)(17) of this section need be filed. A required exhibit may be incorporated by reference from a previous filing.

[FR Doc. C1–2022–27675 Filed 4–6–23; 8:45 am]

BILLING CODE 0099–10–P