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Wood v. Sempra Energy

United States Court of Appeals, Second Circuit
Jun 5, 2007
225 F. App'x 38 (2d Cir. 2007)

Summary

denying a plaintiff's request to preclude evidence based upon the defendant's failure to properly comply with discovery where Plaintiff did not identify the particular exhibits she sought to preclude in her motion in limine

Summary of this case from Residential Fences Corp. v. Rhino Blades Inc.

Opinion

No. 06-0374-cv.

June 5, 2007.

Appeal from a judgment of the United States District Court for the District of Connecticut (Janet C. Hall, Judge).

UPON CONSIDERATION whereof, it is hereby ORDERED, ADJUDGED, AND DECREED that the judgment of the District Court is AFFIRMED.

Marianne F. Murray, (Brendan J. O'Rourke, on the brief), O'Rourke Associates, LLC, New Canaan, CT, for Appellant.

Kelly Koelker (Mary C. Dollarhide, San Diego, CA, and Raymond W. Bertrand, Stamford, CT, on the brief), Paul, Hastings, Janofsky Walker LLP, Atlanta, GA, for Appellee.

PRESENT: Hon. WALKER, Hon. JOSÉ A. CABRANES, Circuit Judges, Hon. RICHARD W. GOLDBERG, Judge.

The Honorable Richard W. Goldberg, Judge of the United States Court of International Trade, sitting by designation.


SUMMARY ORDER

Plaintiff-Appellant Susan Wood ("plaintiff") appeals a judgment of the District Court entered in favor of defendant after a bench trial. Plaintiff commenced the instant action in Connecticut Superior Court in May 2003 asserting claims of discrimination against the defendant employer; the action was removed to federal District Court in June 2003. On appeal, plaintiff argues that the District Judge improperly considered an " ex parte submission" offered by defendant which, according to defendant, consisted of privileged documents showing compliance with plaintiff's discovery requests. Plaintiff seeks (1) vacatur of the District Court's judgment on the ground that consideration of such documents casts doubt on the Court's impartiality and denied plaintiff a fair trial, and (2) remand for a new trial before a different judge.

We reject plaintiff's argument that the District Court's improperly considered " ex parte" evidence. First, in denying the motion which gave rise to defendant's submission of the documents in question — i.e., plaintiff's motion in limine seeking to compel defendant's compliance with various discovery requests — the District Judge explicitly stated that she did not rely on the documents. Because we find no evidence in the record suggesting that this statement was inaccurate, we conclude that plaintiff's claim that she was prejudiced by the Court's reliance on these documents is without merit. Cf. Westwood Chem., Inc. v. Owens-Corning Fiberglas Corp., 445 F.2d 911, 918 (6th Cir. 1971) ("[I]n a trial to the court, it is presumed that evidence which is improper will be disregarded by the court.").

Second, the District Court's consideration of the documents (absent reliance on them) did not cast doubt on the Court's impartiality. Although plaintiff characterizes the relevant documents as improper " ex parte" submissions, they were, in reality, merely documents submitted in camera, which courts may properly exercise their discretion to review. See United States v. Zolin, 491 U.S. 554, 109 S.Ct. 2619, 105 L.Ed.2d 469 (1989) (holding that in camera review is permitted to assess the applicability of the crime-fraud exception to attorney-client privilege); see also In re Grand Jury Subpoenas, 318 F.3d 379, 386 (2d Cir. 2003) (noting that in camera review "is a practice both long-standing and routine in cases involving claims of privilege") (collecting cases). Plaintiff received adequate notice of defendant's request for in camera review and twice objected to the request in written submissions to the District Court. Any claim that plaintiff was prejudiced by the District Court's consideration of such documents is undermined by the fact that the reason the District Court granted defendant's request to consider the documents was to assess defendant's compliance with discovery obligations, rather than to aid its consideration of the merits of the parties' claims.

Accordingly, we conclude that the record is devoid of error. There is no suggestion of impropriety by Judge Hall in this record, or anything remotely resembling an appearance of impropriety. The judgment of the District Court is hereby AFFIRMED.


Summaries of

Wood v. Sempra Energy

United States Court of Appeals, Second Circuit
Jun 5, 2007
225 F. App'x 38 (2d Cir. 2007)

denying a plaintiff's request to preclude evidence based upon the defendant's failure to properly comply with discovery where Plaintiff did not identify the particular exhibits she sought to preclude in her motion in limine

Summary of this case from Residential Fences Corp. v. Rhino Blades Inc.

In Gilchrest v. Unum Life Insurance Company of America, 225 Fed. Appx. 38, 2007 WL 3037329 (6th Cir. 2007), the Sixth Circuit interpreted Sereboff, finding "the [Supreme] Court clarified that to establish an equitable lien by agreement, strict tracing is not required and the fund need not have been in existence when the contract was executed."

Summary of this case from HELFMAN v. GE GROUP LIFE ASSURANCE COMPANY
Case details for

Wood v. Sempra Energy

Case Details

Full title:Susan E. WOOD, Plaintiff-Appellant, v. SEMPRA ENERGY TRADING CORP.…

Court:United States Court of Appeals, Second Circuit

Date published: Jun 5, 2007

Citations

225 F. App'x 38 (2d Cir. 2007)

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