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State v. Faulkner

Appellate Court of Connecticut
Mar 31, 1998
48 Conn. App. 275 (Conn. App. Ct. 1998)

Summary

noting in review of sufficiency of evidence to support conviction as accessory that trial court instructed jury as to both principal and accessorial liability

Summary of this case from State v. Davis

Opinion

(AC 15331)

SYLLABUS

Convicted of the crime of manslaughter in the first degree in connection with the stabbing death of a victim during a fight involving the defendant and four others, the defendant appealed to this court. Held: 1. The defendant could not prevail on his claim that the evidence was insufficient to establish his guilt as principal; the jurors having been instructed on alternate theories of principal and accessorial culpability and having returned a general verdict of guilty of manslaughter, it was irrelevant that there may have been insufficient evidence to support the defendant's conviction as a principal, as long as sufficient evidence existed to support his conviction as an accessory. 2. The defendant could not prevail on his claim that he was deprived of his constitutional right to confrontation when a state's witness failed to return to court after the court recessed during the state's redirect examination of that witness; because the trial court granted the defendant's motion to strike the redirect testimony, any right the defendant may have had to recross-examination was waived, and because the redirect testimony was short and cumulative of the testimony of other witnesses, the defendant was not harmed by the lack of opportunity to conduct a recross-examination.

Argued January 27, 1998

Officially released March 31, 1998

PROCEDURAL HISTORY

Information charging the defendant with the crime of murder, brought to the Superior Court in the judicial district of Hartford-New Britain at Hartford and tried to the jury before Schimelman, J.; verdict and judgment of guilty of the lesser included offense of manslaughter in the first degree, from which the defendant appealed to this court. Affirmed.

Arnold V. Amore II, special public defender, for the appellant (defendant).

John A. East III, assistant state's attorney, with whom, on the brief, were James E. Thomas, state's attorney, and Dennis J. O'Connor, senior assistant state's attorney, for the appellee (state).


OPINION


The defendant appeals from the judgment of conviction, following a jury trial, of manslaughter in the first degree in violation of General Statutes § 53a-55 (a)(3). The defendant claims that the trial court improperly (1) denied his motion for judgment of acquittal and (2) violated his constitutional right of confrontation. We affirm the judgment of the trial court.

General Statutes § 53a-55 (a) provides in relevant part: "A person is guilty of manslaughter in the first degree when . . . (3) under circumstances evincing an extreme indifference to human life, he recklessly engages in conduct which creates a grave risk of death to another person, and thereby causes the death of another person."

The following facts are relevant to the disposition of this appeal. On August 19, 1988, a violent melee erupted among the victim, the victim's friend, the defendant and two of the defendant's friends. This fight followed a dispute over a cocaine deal. During the fight, the victim was stabbed twice, once in his left side and once in his chest. The victim subsequently died as a result of the chest wound, and the defendant was charged in a one count information with murder in violation of General Statutes § 53a-54a.

The trial court instructed the jury on murder and on the lesser included charges of manslaughter in the first degree, manslaughter in the second degree and criminally negligent homicide. More specifically, the court instructed the jury in part as follows: "If you unanimously find that the state has proven beyond a reasonable doubt that the defendant committed the crime of manslaughter in the first degree . . . either directly as a principal or as an accessory, you can find the defendant guilty of this lesser included offense." The jury found the defendant guilty of manslaughter in the first degree.

I

The thrust of the defendant's first claim is that the trial court improperly denied his motion for judgment of acquittal because there was insufficient evidence to prove beyond a reasonable doubt that he was guilty as a principal of manslaughter in the first degree. The fallacy in this contention is that it assumes, without justification, that the jury's verdict was based solely on culpability as a principal. The record discloses that the prosecutor proceeded under alternate theories of culpability as either a principal or an accessory and the trial court instructed the jury as to both principal and accessorial culpability.

The jury returned a guilty verdict on the lesser included offense of manslaughter in the first degree by means of reckless conduct under circumstances evincing an extreme indifference to human life. General Statutes § 53a-55 (a)(3). This was a general verdict and the defendant did not request that the court poll the jurors concerning the unanimity of their finding as to the alternate theories of culpability, i.e., guilt as principal or as accessory.

The defendant's claim is limited solely to the sufficiency of the evidence to support his conviction as a principal. This claim implies that the guilty verdict must be construed as a finding that the defendant committed the offense exclusively as a principal. He does not contest the sufficiency of the evidence to support his conviction as an accessory. "The fact that a defendant is not formally charged as an accessory pursuant to General Statutes § 53a-8 does not preclude a conviction as such." State v. Correa, 241 Conn. 322, 340, 696 A.2d 944 (1997).

General Statutes § 53a-8 (a) provides: "A person, acting with the mental state required for commission of an offense, who solicits, requests, commands, importunes or intentionally aids another person to engage in conduct which constitutes an offense shall be criminally liable for such conduct and may be prosecuted and punished as if he were the principal offender."

In Connecticut, there is no practical significance to being labeled as a principal or as an accessory. State v. Correa, supra, 241 Conn. 340. "The accessory statute merely provides alternate means by which a substantive crime may be committed." Id., 341. Because the defendant does not challenge his conviction as an accessory and because there is no difference between being convicted as a principal or as an accessory, his claim must fail.

In addition, "a factual insufficiency regarding one statutory basis, which is accompanied by a general verdict of guilty that also covers another, factually supported basis is not a federal due process violation." State v. Chapman, 229 Conn. 529, 539, 643 A.2d 1213 (1994); State v. Tinsley, 47 Conn. App. 716, 719, 706 A.2d 1008 (1998). The jurors in the present case were instructed on both theories of culpability, principal and accessory, and any guilty verdict they returned had to be unanimous on one theory or the other. Chapman compels us to conclude that it is irrelevant that there may be insufficient evidence to support the defendant's conviction as a principal, as long as sufficient evidence exists to support his conviction as an accessory.

II

The defendant's claim of violation of his constitutional right to confrontation is predicated on the failure of a state's witness, Samuel Covington, to return to court after a noon recess. Immediately prior to the recess, Covington had been on the witness stand undergoing redirect examination by the state's attorney.

The following facts are relevant to the disposition of this claim. During the defendant's trial, eyewitnesses to the fight could not identify with certainty who stabbed the victim. Covington, one of the eyewitnesses, testified on direct examination that he had no knowledge of who stabbed the victim. On cross-examination, Covington's prior written statements were introduced as being inconsistent with his trial testimony. On redirect, Covington again testified that he did not know who stabbed the victim. The court then recessed for lunch. When Covington could not be found after lunch, the state was unable to conclude its redirect and the defense was unable to conduct any recross-examination. The defendant claims that his inability to conduct a recross-examination of Covington violated his constitutional right to confront adverse witnesses.

The confrontation clauses of both the federal and state constitutions afford defendants the right to confront all witnesses who testify against them. State v. Crosby, 34 Conn. App. 261, 272, 641 A.2d 406, cert. denied, 230 Conn. 903, 644 A.2d 916 (1994). The principal purpose of confrontation is to secure for the defendant the opportunity for cross-examination. State v. Milner, 206 Conn. 512, 524-25, 539 A.2d 80 (1988). The right to cross-examine adverse witnesses is not absolute, however, and in the exercise of its discretion, the trial court may impose limitations on the scope of cross-examination, as long as the defendant has been permitted sufficient cross-examination to meet constitutional requirements. Id. In the present case, the defendant does not complain that his right of cross-examination was violated, but rather that his right of recross-examination was violated.

It is significant that when the trial resumed the day after Covington partially testified on redirect, the defendant moved that the court strike Covington's redirect testimony. The trial court granted this request by instructing the jury to disregard such testimony completely during its deliberations. Because the redirect testimony was stricken at the defendant's request, any prior right to recross that he may have had was waived, and, thus, no constitutional violation could have occurred.

Furthermore, it is axiomatic that redirect examination is a condition precedent to recross-examination, and that recross is limited in scope to the information elicited on redirect. In the present case, because the state's redirect was short, cumulative of other witnesses' testimony and repetitious, the defendant was not harmed by the redirect or by the lack of an opportunity to conduct any recross.


Summaries of

State v. Faulkner

Appellate Court of Connecticut
Mar 31, 1998
48 Conn. App. 275 (Conn. App. Ct. 1998)

noting in review of sufficiency of evidence to support conviction as accessory that trial court instructed jury as to both principal and accessorial liability

Summary of this case from State v. Davis

noting in review of sufficiency of evidence to support conviction as accessory that court instructed jury as to both principal and accessorial liability

Summary of this case from State v. Holley

In State v. Faulkner, 48 Conn. App. 275, 277-78, 709 A.2d 36 (1998), we reiterated the controlling law concerning principal and accessory liability: "`The fact that a defendant is not formally charged as an accessory pursuant to General Statutes § 53a-8 does not preclude a conviction as such.' State v. Correa, 241 Conn. 322, 340, 696 A.2d 944 (1997).

Summary of this case from Nieves v. Commissioner of Correction
Case details for

State v. Faulkner

Case Details

Full title:STATE OF CONNECTICUT v. RUDOLPH FAULKNER

Court:Appellate Court of Connecticut

Date published: Mar 31, 1998

Citations

48 Conn. App. 275 (Conn. App. Ct. 1998)
709 A.2d 36

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