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Norman v. U.S.

United States Court of Appeals, Third Circuit
Apr 11, 1997
111 F.3d 356 (3d Cir. 1997)

Summary

holding that United States could not be held liable for contractor that had "broad responsibilities for daily maintenance" under the independent contractor exception

Summary of this case from Anderson v. U.S. Postal Serv.

Opinion

No. 96-1645

Submitted March 26, 1997

Decided April 11, 1997

John F. McElvenny, Michael LaRosa, LaRosa DeLuca P.C., Philadelphia, PA, for Appellant

Michael R. Stiles, United States Attorney, James G. Sheehan, Assistant United States Attorney Chief, Civil Division, Lois W. Davis, Keir N. Dougall, Assistant United States Attorney, Office of United States Attorney, Philadelphia, PA, for Appellee United States of America.

Domenick C. DiCicco, Jr., Simasek, Ruzzi McKee, Philadelphia, PA, for Appellee Elwyn Ind. and/or Elwyn, Inc.

On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. No. 95-cv-04111)

Before: SLOVITER, Chief Judge, STAPLETON and ALDISERT, Circuit Judges.


OPINION OF THE COURT


The question for decision in this appeal from dismissal of the claim for want of subject matter jurisdiction brought in an action brought under the Federal Tort Claims Act is whether the activity complained of comes within a recognized exception to the Act. The Plaintiff claimed that he slipped and fell in the Ceremonial Court Corridor of the William J. Green Federal Building and the Byrne Courthouse Building in Philadelphia because a film of water and ice was on the floor at the entrance to the building.

The Federal Tort Claims Act vests exclusive jurisdiction in district courts for claims against the United States "caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act occurred." 28 U.S.C. Section(s) 1346(b). Title 28 U.S.C. §(s) 2671 explains that "Federal agency" and "Employee of the government" do not include any contractor with the United States. Thus, there is an independent-contractor exemption in the Federal Tort Claims Act. The district judge determined that any negligence causing the injury was that of the independent contractor (who was brought into this case as a third-party defendant), not that of the United States. Therefore, the court concluded that Plaintiff's claim came within the independent-contractor statutory exception to the FTCA and, accordingly, dismissed the complaint for want of subject matter jurisdiction. We affirm the judgment of the district court.

The critical factor used to distinguish a federal agency employee from an independent contractor is whether the government has the power "to control the detailed physical performance of the contractor." United States v. Orleans 425 U.S. 807, 814 (1976) (citing Logue v. United States, 412 U.S. 521, 528 (1973)). "[T]he question here is not whether the [contractor] receives federal money and must comply with federal standards and regulations, but whether its day-to-day operations are supervised by the Federal Government." Id. at 815. The contractor here, Elwyn Industries, was given broad responsibilities for daily maintenance. The contract specifically requires Elwyn to maintain an on-site supervisor, and explicitly states that "Government direction or supervision of contractor's employees directly or indirectly, shall not be exercised." App. for Appellant at 74a.

Alternatively, appellant argues that even if Elwyn Industries was negligent, the United States remains liable under Pennsylvania law as the owner and possessor of the building. There is a split in the circuits on this question. Compare Dickerson, Inc. v. United States, 875 F.2d 1577 (11th Cir. 1989) (interpreting Florida law and holding the government liable), with Berkman v. United States, 957 F.2d 108 (4th Cir. 1992) (interpreting Virginia law and holding that independent-contractor exception precluded governmental liability even though similar property owners might be liable under state law for injuries resulting from unsafe conditions). We believe the Fourth Circuit offers the better reasoned analysis and we accept it as our own. The Berkman court stated:

Thus, while Berkman is correct in his assertion that, under Virginia law, the United States when acting as a landowner must maintain its property in a reasonably safe condition, Berkman must also show that federal law permits the application of this law to the United States. This he fails to do. The fundamental error in Berkman's reasoning flows from the fact that the government of the United States can act only through people. Furthermore, it is well understood that the government's activities are not performed exclusively by the government's employees and that independent contractors and subcontractors conduct a broad array of functions on the government's behalf. Thus, the FTCA divides the universe of persons through which the United States may act into two general classes, "employee[s] of the government" and "contractor[s]." See U.S.C. §(s) 1346(b), 2671.

* * *

[W]e find nothing in the language of the act or in the legislative history of the FTCA to indicate that Congress considered the existence of a generalized liability, attributable to the United States based on any breach of a state defined duty. By expressly waiving immunity for the tortious conduct of its employees and only its employees, the FTCA requires a more focussed approach that requires the courts to determine the relationship to the United States of the actor whose negligence might be imputed to the government under state law.

Berkman, 957 F.2d at 112-113. See Gibson v. United States, 567 F.2d 1237 (3d Cir. 1977).

We have considered all arguments advanced by the parties and have concluded that no further discussion is necessary.

The judgment of the district court will be affirmed.


Summaries of

Norman v. U.S.

United States Court of Appeals, Third Circuit
Apr 11, 1997
111 F.3d 356 (3d Cir. 1997)

holding that United States could not be held liable for contractor that had "broad responsibilities for daily maintenance" under the independent contractor exception

Summary of this case from Anderson v. U.S. Postal Serv.

holding "there is an independent-contractor exemption in the Federal Tort Claims Act."

Summary of this case from Marshall-Lee v. U.S. Dep't of Veterans Affairs

holding that United States could not be held liable for contractor that had "broad responsibilities for daily maintenance" under the independent contractor exception

Summary of this case from Smith v. Steffens

finding the independent contractor exception applied based on the language of the contract between the United States and the independent contractor

Summary of this case from Smiley v. Builders

adopting the Fourth Circuit's reasoning that a state nondelegable duty cannot override the sovereign immunity of the United States

Summary of this case from Ryan v. U.S.

affirming judgment analyzing motion for relief under FTCA due to tortfeasor's independent contractor status under rule 12(b)

Summary of this case from Mummert v. United States

affirming the district court's decision in an FTCA case to analyze a motion for relief under 12(b), though the government moved for summary judgment, because the motion concerned subject matter jurisdiction

Summary of this case from Chapman v. United States

affirming district court's dismissal for lack of subject matter jurisdiction based on the determination that the tortfeasor was an independent contractor

Summary of this case from Smiley v. Artisan Builders

affirming district court's dismissal of FTCA claim under 12(b) because the issue at hand—the tortfeasor's independent contractor status—is a jurisdictional one

Summary of this case from Smiley v. Builders

affirming judgment analyzing motion for relief under FTCA due to tortfeasor's independent contractor status under Rule 12(b), as it concerned subject matter jurisdiction

Summary of this case from Pace v. U.S.

affirming judgment analyzing motion for relief under FTCA due to tortfeasor's independent-contractor status under Rule 12(b), as it concerned subject matter jurisdiction

Summary of this case from KEEFE v. GUO

rejecting claim of a slip and fall in a federal building because United States had hired a contractor who was "given broad responsibilities for maintenance," and who had its own employees whom the government did not directly supervise

Summary of this case from CYR v. U.S.

refusing to hold the United States liable under Pennsylvania nondelegable premises liability law where doing so would contravene the independent contractor exception

Summary of this case from Mummert v. United States

applying standard and concluding maintenance provider for federal building was independent contractor

Summary of this case from Smiley v. Artisan Builders

assessing contractual language between government and maintenance company

Summary of this case from Smiley v. Artisan Builders

In Norman, supra, our Court of Appeals stated: "The critical factor used to distinguish a federal agency employee from an independent contractor is whether the government has the power 'to control the detailed physical performance of the contractor.'"

Summary of this case from Vojtecky v. United States

In Norman, the plaintiff slipped on water and ice located on the floor of the Ceremonial Court Corridor of the William J. Green Federal Building and the Byrne Courthouse Building in Philadelphia.

Summary of this case from RICHARDSON v. PHILADELPHIA AUTHORITY FOR INDUSTRIAL DEV

applying the exception in a slip and fall case where United States had a contract with a maintenance company that gave the company broad responsibilities for and control over daily maintenance

Summary of this case from Nazzaro v. U.S.

In Norman, the contract at issue contained a provision stating, "Government direction or supervision of contractor's employees directly or indirectly, shall not be exercised."

Summary of this case from Young v. U.S.

declining to follow Dickerson, infra

Summary of this case from McKeel v. U.S.

In Norman v. Elwyn Industries, 111 F.3d 356, 357 (3d. Cir. 1997), the Court of Appeals stated that the critical factor used to distinguish a federal agency employee from an independent contractor under the FTCA "is whether the government has the power `to control the detailed physical performance of the contractor.'"

Summary of this case from Gould Electronics Inc. v. U.S.

In Norman v. United States, 111 F.3d 356 (3d Cir. 1997), which involved a slip and fall in this very Courthouse, the Court of Appeals for the Third Circuit held that the independent contractor exception applied because the contract gave the contractor "broad responsibilities for daily maintenance," required the contractor to maintain an on-site supervisor, and stated explicitly that government officers were not to supervise contractor employees.

Summary of this case from Dugan v. Coastal Industries, Inc.
Case details for

Norman v. U.S.

Case Details

Full title:KENDALL NORMAN, Appellant, v. UNITED STATES OF AMERICA, Third-Party…

Court:United States Court of Appeals, Third Circuit

Date published: Apr 11, 1997

Citations

111 F.3d 356 (3d Cir. 1997)

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