Summary
holding that there is no clearly established right for pretrial detainee to be free from sleeping and eating on a floor mattress near the toilet
Summary of this case from Mestre v. WagnerOpinion
Civil No. 07-5681 (RMB/JS).
February 8, 2011
Ryan W. McErlean, #840500B/60668, South Woods State Prison, Bridgeton, New Jersey, Pro Se Plaintiff.
James T. Dugan, Esquire, Atlantic County Department of Law, Atlantic City, New Jersey, Defendants' Counsel.
OPINION
This matter comes before the Court to adjudicate the affirmative defense asserted at summary judgment by defendants Warden Gary Merline and Atlantic County (the "Defendants" or "County Defendants") that Plaintiff failed to exhaust administrative remedies prior to suit, as required by the Prison Litigation Reform Act, 42 U.S.C. § 1997e(a). [Dkt. Ent. 98.] The Court held an evidentiary hearing to resolve this matter on January 19, 2011, at which time all parties had the opportunity to present evidence, testimony, and argument to the Court. For the reasons discussed below, the Court now grants Defendants' motion for summary judgment, finding that Plaintiff did not properly exhaust his administrative remedies.
The Court notes, infra, that even if Plaintiff did exhaust his administrative remedies with respect to his claims for overcrowding and unsanitary living conditions, those claims do not allege the violation of a "clearly established" right, so they must be dismissed under the second prong of the Saucier v. Katz, 533 U.S. 194, 201 (2001), qualified immunity analysis.
I. BACKGROUND
Because the Court's decision turns upon narrow procedural grounds, it need not recite the underlying facts in great detail. By way of summary, the pro se plaintiff Ryan W. McErlean ("Plaintiff"), formerly an inmate at Atlantic County Justice Facility, brought this action pursuant to 42 U.S.C. § 1983, alleging that Defendants violated his constitutional rights during his detention at ACJF in 2006, by subjecting him to overcrowded and unsanitary living conditions, exposing him to Methicillin-resistant Staphylococcus aureus ("MRSA"), and subsequently failing to provide him with adequate medical care.
On June 1, 2010, the County Defendants moved for summary judgment on all of Plaintiff's claims. They asserted several arguments, including Plaintiff's failure to exhaust his administrative remedies, a threshold issue. In an Opinion on December 7, 2010, this Court denied the County Defendants' motion without prejudice, finding that a factual dispute regarding Plaintiff's exhaustion precluded summary judgment. [Dkt. Ent. 113, 2010 WL 5071328 (the "Opinion").] Specifically, the Court noted that the Defendants had failed to rebut or even file a reply responding to Plaintiff's sworn allegations that his grievances had been wrongfully withheld by Defendants. The Court concluded that this factual dispute necessitated an evidentiary hearing on the matter. See, e.g., Richardson v. Goord, 347 F.3d 431 (2d Cir. 2003) (remanding case to determine factual issue concerning exhaustion where plaintiff testified he had written a letter to defendant state corrections commissioner complaining of medical treatment but letter was missing from his cell). Accordingly, the Court conducted an evidentiary hearing on January 19, 2011, to resolve the issue of Plaintiff's administrative exhaustion.
According to the Court's research, the Fifth, Seventh, and Eleventh Circuits have held that district courts should resolve fact disputes about procedural exhaustion at a pre-trial evidentiary hearing. See Dillon v. Rogers, 596 F.3d 260, 272 (5th Cir. 2010); Pavey v. Conley, 544 F.3d 739, 742 (7th Cir. 2008),cert. denied, 129 S. Ct. 1620 (2009); Bryant v. Rich, 530 F.3d 1368, 1373-75 (11th Cir. 2008), cert. denied, 129 S. Ct. 733 (2008). Each of these courts has held that district judges may resolve fact disputes necessary to determining whether a plaintiff has exhausted. Although the Third Circuit has not squarely addressed this issue, it has issued a precedential opinion in Drippe v. Tobelinski, 604 F.3d 778 (3d Cir. 2010), in which it signaled its agreement with the Seventh Circuit casePavey v. Conley, 544 F.3d 739, 740 (7th Cir. 2008), that "exhaustion of administrative remedies under the PLRA is a question of law to be determined by the judge. . . ." Drippe, 604 F.3d at 782.
II. LEGAL STANDARD
A. Standard of Review
Summary judgment shall be granted if "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(a). A fact is "material" if it will "affect the outcome of the suit under the governing law. . . ." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250 (1986). A dispute is "genuine" if it could lead a "reasonable jury [to] return a verdict for the nonmoving party." Id. at 250.
Amendments to the Federal Rules of Civil Procedure became effective on December 1, 2010. The oft-cited summary judgment standard is now located in Rule 56(a) rather than Rule 56(c). Although the wording of the standard has changed slightly, replacing the word "issue" with "dispute" ("The court shall grant summary judgment if the movant shows that there is no genuinedispute as to any material fact"), this change does not affect the substantive standard or the applicability of prior decisions construing the standard. Fed.R.Civ.P. 56(a) advisory committee's note (emphasis added).
When deciding the existence of a genuine dispute of material fact, a court's role is — typically — not to weigh the evidence: all reasonable "inferences, doubts, and issues of credibility should be resolved against the moving party." Meyer v. Riegel Products Corp., 720 F.2d 303, 307 n. 2 (3d Cir. 1983). Here, however, where the Court has conducted an evidentiary hearing on the issue of exhaustion, it may determine such issues of fact and credibility. See, supra, n. 2.
However, "a mere scintilla of evidence," without more, will not give rise to a genuine dispute for trial. Anderson, 477 U.S. at 249. In the face of such evidence, summary judgment is still appropriate "where the record . . . could not lead a rational trier of fact to find for the nonmoving party. . . ." Matsushita Elec. Industrial Co. v. Zenith Radio Corp., 475 U.S. 574, 586-587 (1986). "Summary judgment motions thus require judges to `assess how one-sided evidence is, or what a `fair-minded' jury could `reasonably' decide.'" Williams v. Borough of West Chester, Pa., 891 F.2d 458, 460 (3d Cir. 1989) (quoting Anderson, 477 U.S. at 265).
The movant "always bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of `the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,' which it believes demonstrate the absence of a genuine issue of material fact." Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986) (quoting Fed.R.Civ.P. 56(c)). Then, "when a properly supported motion for summary judgment [has been] made, the adverse party `must set forth specific facts showing that there is a genuine issue for trial.'"Anderson, 477 U.S. at 250 (quoting Fed.R.Civ.P. 56(e)). The non-movant's burden is rigorous: it "must point to concrete evidence in the record"; mere allegations, conclusions, conjecture, and speculation will not defeat summary judgment.Orsatti v. New Jersey State Police, 71 F.3d 480, 484 (3d Cir. 1995).
B. Prison Litigation Reform Act
The Prison Litigation Reform Act ("PLRA") requires a prisoner asserting a § 1983 claim regarding prison conditions to first exhaust his administrative remedies before filing suit. See Nyhuis v. Reno, 204 F.3d 65, 67 (3d Cir. 2000). The PLRA provides as follows:
No action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.42 U.S.C. 1997e(a). The failure to exhaust is an affirmative defense, see Ray v. Kertes, 285 F.3d 287, 295 (3d Cir. 2002), that the defendant must plead and prove by a preponderance of the evidence. See Baker v. Brown, No. 04-cv-4966, 2007 WL 835431, *4 (D.N.J. Mar. 13, 2007) (citing Cardenas v. Massey, 269 F.3d 251, 266 (3d Cir. 2001)).
A prisoner has not exhausted all of his administrative remedies until he has "pursued a grievance through each level of appeal available within the prison system." Worthy v. Dep't of Corrections, No. 05-cv-751, 2006 WL 2376916, *3 (D.N.J. Aug. 16, 2006) (citing Spruill v. Gillis, 372 F.3d 218, 232 (3d Cir. 2004)). Proper exhaustion requires "compliance with an agency's deadlines and other critical procedural rules because no adjudicative system can function effectively without imposing some orderly structure on the course of its proceedings." See Woodford v. Ngo, 548 U.S. 81, 90-91 (2006).
Importantly, the Third Circuit does not recognize a futility exception to the PLRA's exhaustion requirement; thus, a prisoner must still exhaust, even where the administrative remedy may be ineffective. Nyhuis v. Reno, 204 F.3d 65, 71-72 (3d Cir. 2000). However, a prisoner may satisfy the exhaustion requirement where he substantially complies with the administrative remedy scheme.Nyhuis, 204 F.3d at 77-78 ("Without embellishing-for the case law in the area will have to develop-we note our understanding that compliance with the administrative remedy scheme will be satisfactory if it is substantial.") (internal citations omitted). Although the Third Circuit has not fully explored the meaning of "substantial compliance," it has suggested that where a prisoner has shown no evidence that the prison's administrative remedy was unavailable, he cannot invoke this exception to the general rule requiring proper exhaustion. See, e.g., Oliver v. Moore, 145 Fed. Appx. 731, 734 (3d Cir. 2005) (plaintiff's letters to prison officials did not constitute substantial compliance with administrative remedy scheme "because there is no evidence that the prison's administrative remedy was not available").
After considering the testimony, evidence, and arguments presented at the evidentiary hearing, and after assessing the credibility of the witnesses, the Court makes the following findings of fact and conclusions of law.
III. FINDINGS OF FACT
All findings of fact are undisputed unless otherwise specified.
42 U.S.C. § 1983 informally formally multiple sic See sic sic See sic sic Id. Evidentiary Hearing: Credibility Assessments three See
The Court notes that defense counsel mistakenly stated that there were 47 inmate request forms. (Tr. 18:14-18, 66:11-14.) Nevertheless, the Court finds credible Lieutenant Hendrick's testimony that Plaintiff's file is complete. In any case, the number of inmate request forms is irrelevant for the purposes of determining Plaintiff's administrative exhaustion, given the lack of formal grievances in his file. Further, the Court analyzes the only two claims that could possibly have been exhausted based on Plaintiff's letter to Warden Merline (for overcrowding and unsanitary conditions). See, infra, "Substantial Compliance" and "Qualified Immunity."
The Court notes that the copy of this letter submitted by Defendants at the evidentiary hearing omits the last four lines of the first page. Thus, the Court refers to the complete copy of this letter, which Defendants submitted with their summary judgment moving papers as Exhibit E.
Plaintiff's letter states in relevant part:
#4) We typically have 70 inmates where there should be 32 — whatever — this is a booming business. People are making big money from this and bottom line is if most of us kept our nose clean we would not have to deal with this. But we are forced to eat in our rooms on the floor next to our toilets.
#5) Our bathrooms are so bad in A-Right. The downstairs one, all the "rhino coating" is bubbled up, floor and ceiling, mold growing under it — the vents are painted or coated over upstairs which does not allow them to ever dry out and the moisture goes down to lower bathroom and the conditions are extreme. Officer Dutra brought bleach last week and inspected. If we could in least [sic] remove ruined floor to spray and clean mold . . . but no one can make a decision. I have several guys that are willing to do the work. We just need o.k.
(Defs.' SJ Ex. E.)
Plaintiff's deposition transcript states in relevant part:
Q: While you were there [at ACJF], was work being done on the bathrooms?
A: After nine months of being there, one bathroom, and they finally come in and ripped down the lining and put some paint on it, but never, the drain was never unclogged, and I mean there was an attempt made, but it never, you know. I mean it could never even get up to the 70 people using, you know."
(McErlean Dep. 121:23-122:6.)
Plaintiff's deposition transcript states in relevant part:
Q: My question is you, did you file inmate request forms —
A: Absolutely.
Q: — concerning overcrowding?
A: Absolutely. At least ten of them.
Q: You filed ten inmate request forms concerning overcrowding?
A: At least. And then at least ten grievances, too.
(McErlean Dep. 105:12-20.)
The evidentiary hearing transcript states in relevant part:
Q: Your sworn testimony here is you filed three grievances, correct?
A (Plaintiff McErlean): Yes.
(Tr. 63:5-7.)
The evidentiary hearing transcript reads in relevant part:
THE COURT: What did [social worker Tamika Farmer] say to you?
MR. McERLEAN: She said to, you know, keep filing them, and advised me I could write the warden and send it through the United States mail so it would definitely make it to him.
. . .
THE COURT: Is it your testimony that Ms. Farmer told you to file a grievance through the United States Mail or did you take it upon yourself to file it through the United States Mail? I'm not clear on your testimony.
MR. McERLEAN: Well, I'm trying to remember exactly, but when I questioned her about these grievances going unanswered she said, you know, try filing other grievances. And I said well, like, I did that. And I don't know if I even suggested what about sending a letter to the warden through the mail? And she said that could be a good idea. I'm not sure exactly how that transpired because I was basically bouncing thing [sic] off her trying to get a result.
(Tr. 61:20-24, 62:16-63:2.)
IV. CONCLUSIONS OF LAW
all available procedures for review Harvey v. Brown 2010 WL 338052Rights of Prisoners Substantial Compliance pro se see Haines 404 U.S. at 520-21 formal a]fter See Oliver See Woodford v. Ngo Qualified Immunity Saucier v. Katz 533 U.S. 194 201 42 U.S.C. § 1983 Burns v. Reed 500 U.S. 478 484 Pierson v. Ray 386 U.S. 547 554 Yarris v. County of Delaware 465 F.3d 129 135 See Pearson v. Callahan 555 U.S. 223 129 S. Ct. 808 815 Hope v. Pelzer 536 U.S. 730 739 Pearson 129 S. Ct. at 815 Id. Saucier v. Katz 533 U.S. 194 201 See Giles v. Kearney 571 F.3d 318 326 Pearson 129 S. Ct. at 815-16 See id. Hubbard v. Taylor 538 F.3d 229 236 Williams v. Bitner 455 F.3d 186 Saucier 533 U.S. at 202 Hubbard 538 F.3d at 236 Gilles v. Davis 427 F.3d 197 203 Hunter v. Bryant 502 U.S. 224 229 Id. Hubbard Id. id. Block v. Rutherford 468 U.S. 576 584 Id. See Tapp v. Proto 2010 WL 5095832 Saucier Keller v. County of Bucks i.e. Id. Id. slightly See id. 1. The Court finds that based on the evidence and testimony presented at the evidentiary hearing, it is clear that no genuine dispute of material fact exists with respect to Plaintiff's exhaustion. "[F]or the exhaustion requirement to be satisfied, the inmate must utilize under the prison's grievance system." , No. 06-cv-1891, , *2 (D.N.J. Jan. 25, 2010) (emphasis in original) (citing Michael B. Mushlin, § 17:22 at 615 (4th ed. 2009)). The record shows that Plaintiff did not exhaust the informal or formal procedures for the claims at issue in this litigation. In fact, none of the grievances produced in this case grieve matters related to the claims alleged in the Complaint. 2. However, the Court's finding that Plaintiff failed to properly grieve the claims at issue does not end the exhaustion inquiry. The Court notes that Plaintiff's undated letter to the Warden (the "Letter") — which complains of overcrowding and unsanitary living conditions — raises the issue of whether Plaintiff has substantially complied with the ACJF's grievance procedure sufficient to satisfy the demands of the PLRA. 3. As an initial matter, the Court considers whether the Letter raises the same claims asserted in the Complaint. The Letter complains of (1) severe overcrowding that forced Plaintiff and his fellow inmates to eat in their rooms on the floor next to their toilets, and (2) bubbled rhino coating, poor ventilation, and moldy conditions in the bathrooms. (Defs.' SJ Ex. E.) The "Facts" section of the Complaint alleges "extremely unsanitary" and "overcrowded" conditions, such that Plaintiff was forced to "eat on the floor sitting on his mattress." (Compl. ¶ 24-27.) The Complaint also alleges that "the totality of the conditions described in paragraphs 13 through 49 [the "Facts" section] amount to cruel and unusual punishment" in violation of the Eighth Amendment. Construing the Complaint liberally, as it must, , , the Court recognizes two Fourteenth Amendment claims for overcrowding and unsanitary conditions. 4. Significantly, it appears that the Letter only satisfies the informal grievance procedure. Lieutenant Hendrick testified that letters may be construed as informal grievances under the ACJF's grievance system. (Tr. 44:5-16.) Thus, assuming the Letter constitutes an informal grievance, as Defendants have conceded, Plaintiff has still failed to satisfy the second, , step of the two-tier grievance procedure. 5. Plaintiff argues that the Letter includes an "accompanying request form" concerning the issue of overcrowding. (Tr. 39:16-20.) However, even if the attached request form could satisfy the informal grievance requirement, that fact is irrelevant, because the Letter already satisfies this informal step. Further, Plaintiff McErlean could not have simultaneously satisfied both the informal and formal grievance procedures with this single Letter and purported attachment. Such a result would contravene the purpose of the administrative remedy scheme, which is to provide the prison with an opportunity to informally remedy the problem first. The Inmate Handbook provides that inmates should formally grieve a matter only "[ all attempts to handle the matter informally are exhausted, and still not to the mutual agreement of all involved." (Defs.' Hr'g Ex. 2.) Thus, Plaintiff could not simultaneously file both informal and formal grievances. 6. Further, the Court is wary of permitting an exception to the mandatory requirement of proper exhaustion where there is no evidence that the prison's administrative remedy was unavailable to Plaintiff. , 145 Fed. Appx. at 734-35 (plaintiff's letter/complaints did not constitute substantial compliance with the prison's grievance procedures where there was "no evidence that the prison's administrative remedy was not available"). Plaintiff has never alleged that prison officials prevented him from participating in ACJF's grievance process. In fact, Defendants have put forth considerable evidence to the contrary, submitting to the Court Plaintiff's 43 informal grievances and one formal grievance. Furthermore, the Court is mindful that to function effectively, a prison's adjudicative system must "impos[e] some orderly structure on the course of its proceedings." , 548 U.S. 81, 90-91 (2006). If a prisoner could circumvent the grievance procedure by merely sending a letter to the warden, even where the ordinary remedy procedure was available to him, that would render the grievance procedure meaningless and cause prisoners to always circumvent the rules. 7. Accordingly, after careful consideration of the evidence, testimony, and argument on the matter, the Court finds that the Defendants have satisfied their burden of showing that Plaintiff failed to administratively exhaust any of his claims before initiating this action. 8. In an abundance of caution, the Court notes that even if Plaintiff's Letter and missing attachment had constituted substantial compliance with the grievance procedure, the Defendants' qualified immunity defense necessitates dismissal of these claims anyway. Plaintiff's claims for overcrowding and unsanitary conditions easily fail under the second prong of the two-step qualified immunity analysis under , , (2001), because Plaintiff has not alleged the violation of a right that was clearly established at the time of Defendants' alleged misconduct. 9. Plaintiff has brought this action against Defendants pursuant to . Notwithstanding Section 1983's imposition of liability to "[e]very person," courts have limited its application according to common-law immunities recognized at the time of its 1871 enactment. , , (1991) (citing , , (1967)). Specifically, courts have applied two kinds of immunities in § 1983 actions: qualified immunity and absolute immunity. , , (3d Cir. 2006). 10. Defendants seek summary judgment on the ground that they are protected by qualified immunity, which shields officials from suit for their objectively reasonable conduct. , , , (2009). The doctrine operates "to ensure that before they are subjected to suit, officers are on notice that their conduct is unlawful." , , (2002). Thus, qualified immunity protects officials when they may have acted upon reasonable errors, whether mistakes of law or fact. , . 11. The Supreme Court has suggested a two-step inquiry to determine whether a defendant-official is entitled to the protection of qualified immunity: "First, a court must decide whether the facts that a plaintiff has alleged or shown make out a violation of a constitutional right. Second, if the plaintiff has satisfied this first step, the court must decide whether the right at issue was `clearly established' at the time of defendant's alleged misconduct." at 815-16 (citing , , (2001)). When conducting this inquiry on summary judgment, courts must view all facts and reasonable inferences in the light most favorable to the plaintiff. , , (3d Cir. 2009). Since the sequence of the two-step inquiry is no longer mandatory, the Court turns first to whether the right at issue was "clearly established" at the time of the alleged violation. , . 12. Specifically, Plaintiff complains that there were "70 inmates where there should be 32," and that due to this over-crowding, he was forced to eat next to the toilet. (Defs.' SJ Ex. E.) He also complains of "bubbled up" rhino coating, poor ventilation, and mold in the bathroom, although he admits that the prison took measures to rectify these problems. (; McErlean Dep. 121:23-122:6.) 13. "A right is clearly established for purposes of qualified immunity when its contours are sufficiently clear that a reasonable official would understand that what he is doing violates that right." , , (3d Cir. 2008) (citing , , 191 (3d Cir. 2006) (quoting , ) (internal quotations omitted). "Thus, the qualified immunity standard gives ample room for mistaken judgments by protecting all but the plainly incompetent or those who knowingly violate the law." , (citing , , (3d Cir. 2005) (quoting , , (1991)). 14. The Third Circuit has noted that its own precedent, as well as that of the Supreme Court, has not clearly established the degree of prison overcrowding that constitutes "punishment" under the Fourteenth Amendment. at 236. In , the Third Circuit confronted a similar case to the one at bar. There, pretrial detainees brought a § 1983 action against prison officials for overcrowding, alleging that the prison's policy of triple-celling forced them to sleep on floor mattresses for extended periods of time, usually between three and seven months while waiting for one of the bunk beds to become available. at 235. After analyzing the totality of the circumstances and noting the "very limited role that courts should play in the administration of detention facilities," at 235 (citing , , (1984)), the Court concluded that Plaintiffs had not suffered a due process deprivation. Further, the Court noted that even if Plaintiff had established a constitutional violation, the right at issue was certainly not "clearly established," given the jurisprudence in this area: "our own precedents have never established a right of pretrial detainees to be free from triple-celling or from sleeping on a mattress placed on the floor." at 236. Similarly, Plaintiff McErlean did not possess a clearly established right to be free from crowded cells or from sleeping and eating on a floor mattress near the toilet. Indeed, Plaintiff has not contested this point in his opposition papers. 15. Plaintiff's unsanitary conditions claim fails for the same reasons. As an initial matter, the Court notes that Plaintiff McErlean never presented any evidence that the mold and bubbled-up rhino coating in the bathroom amounted to punishment under the Fourteenth Amendment. , No. 10-cv-3059, , *2 (3d Cir. Dec. 13, 2010) (affirming summary judgment of condition of confinement claims where plaintiff "presented no evidence that the conditions he experienced [during pretrial detention] amounted to the type of genuine privation that qualifies as `punishment'"). In fact, Plaintiff even admits that the prison staff responded to his request and made efforts to rectify the problem both before and after receiving his Letter. (Defs.' SJ Ex. E (noting that an officer had previously brought bleach to the inmates); McErlean Dep. 121:23-122:6 (noting that prison staff later removed the lining from the walls, painted, and attempted to unclog the drains)). 16. Furthermore, it is clear that Plaintiff's unsanitary conditions claim fails under the second prong. Plaintiff did not have a "clearly established" right to a bathroom without mold, bubbled rhino coating, and poor ventilation. In , the Third Circuit affirmed a jury verdict in plaintiff's favor where the prison facility had much more extreme problems, which led to the plaintiffs' MRSA infections — , a lack of proper ventilation, a roof in disrepair, water pooling in showers and seeping into cells, stained mattresses, and mildew growing on walls covered in peeling paint. 209 Fed. Appx. 201, 206 (3d Cir. 2006). There, the Court affirmed a jury verdict, concluding that although it did not find the evidence as persuasive as the jury did, the great weight of the evidence did not cut against the verdict. However, the Court concluded that even these "distasteful" conditions "barely fulfill[ed] the minimum requirements of a conditions of confinement claim." at 207. The Court "caution[ed] that situations of even lesser magnitude would likely be an abuse of discretion as a result of improper application of law to fact." (internal citations omitted) (emphasis added). Thus, Plaintiff's allegation that the bathroom was moldy, poorly ventilated, and had bubbled rhino coating, falls far short of asserting the violation of a "clearly established" right.V. CONCLUSION
For the foregoing reasons, the Court grants the Defendants' motion for summary judgment on all counts. An appropriate Order shall issue this date.Dated: February 8, 2011