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Lawrence v. Town of Brookhaven Department of Housing, Community Development & Intergovernmental Affairs

United States Court of Appeals, Second Circuit
Sep 22, 2010
393 F. App'x 791 (2d Cir. 2010)

Summary

holding that consideration of mitigating factors “by the housing agency is discretionary under the federal regulations [and a]s a result, the housing agency's failure to consider those factors in terminating benefits in this case was not improper”

Summary of this case from Bowman v. City of Des Moines Municipal Housing Agency

Opinion

No. 09-3594-cv.

September 22, 2010.

UPON DUE CONSIDERATION, it is hereby ORDERED, ADJUDGED, AND DECREED that the judgment of the district court be AFFIRMED.

Michael Wigutow, of counsel, Nassau/Suffolk Law Services Committee, Inc. (Jeffrey Seigel, on the brief), for Plaintiff-Appellant.

Diane K. Farrell, Devitt Spellman Barrett, LLP (Jeltje deJong and Marie Michel, on the brief), for Defendants-Appellees.

PRESENT: DEBRAANN LIVINGSTON, GERARD E. LYNCH, Circuit Judges and WILLIAM K. SESSIONS III, District Judge.

The Honorable William K. Sessions III, Chief Judge of the United States District Court for the District of Vermont, sitting by designation.


SUMMARY ORDER

Plaintiff-Appellant Deirdre Lawrence appeals from opinions and orders of the United States District Court for the Eastern District of New York (Seybert, J.) dated December 26, 2007, 2007 WL 4591845, and July 27, 2009. The former adopted the magistrate judge's Report and Recommendations (Wall, Mag. J.), denying a preliminary injunction, and granted in part Defendants-Appellees' motion to dismiss. The latter dismissed Plaintiffs remaining claims with the consent of both parties. Lawrence urges us to reverse the district court's decisions on the grounds that (1) the decision of an earlier informal administrative hearing should have been granted res judicata or collateral estoppel effect to prevent termination of her housing benefits, (2) Defendants' actions in the case were inconsistent with the federal regulatory scheme governing the federal Section 8 Housing Choice Voucher Program, and (3) the specific dismissal of her claims against the Brookhaven Department of Housing was improper because the termination of her housing benefits resulted from a "policy, practice, or custom" of the Department. We assume the parties' familiarity with the underlying facts and procedural history.

1. Claim or Issue Preclusion

Lawrence disputes Defendants' decisions to terminate her housing benefits received pursuant to the Section 8 Housing Assistance Payments Program of the United States Housing Act of 1937, as amended by the Housing and Community Development Act of 1974, codified at 42 U.S.C. § 1437f (hereinafter "Section 8"). Her first claim is that the decision to terminate her assistance was improper, violating her due process rights, because it failed to give claim-or issue-preclusive effect to the determination of an earlier informal hearing held by Defendant Brookhaven Department of Housing that had refused to sustain an initial decision to terminate her benefits.

The claim necessarily fails. The degree of both claim-and issue-preclusive effect to be given to a state court or administrative decision is a question generally committed to state law. 28 U.S.C. § 1738. That fact alone casts considerable doubt on the proposition that the Due Process Clause requires a state to give some particular degree of preclusive effect to an administrative hearing of the sort at issue here. Lawrence cites no authority, and we have found none, for the proposition that a local housing authority hearing, or indeed any state administrative hearing, must be given claimor issue-preclusive effect as a matter of due process. Nor can it be said that New York law itself would clearly give preclusive effect to the hearing at issue here. New York gives "conclusive effect to the quasi-judicial determinations of administrative agencies when rendered pursuant to the adjudicatory authority of an agency to decide cases brought before its tribunals employing procedures substantially similar to those used in a court of law." Ryan v. New York Tel. Co., 62 N.Y.2d 494, 499, 478 N.Y.S.2d 823, 467 N.E.2d 487 (1984) (citation omitted). What constitutes such a "quasi-judicial determination" is highly context-dependent. Neither party cites New York authority applying the Ryan standard to a hearing of the sort at issue here. In Josey v. Goord, 9 N.Y.3d 386, 389, 849 N.Y.S.2d 497, 880 N.E.2d 18 (2007), the New York Court of Appeals declined to give preclusive effect to a prison disciplinary hearing, a proceeding that resembles a judicial trial at least as much as does the hearing accorded Lawrence. While the case is arguably distinguishable, given the special circumstances attending prison discipline, it is sufficient to demonstrate that the preclusive effect of a hearing such as this under New York law is far from clear.

We need not address whether the failure to give preclusive effect to an administrative hearing in clear violation of state law could ever constitute a due process violation. It is sufficient to dispose of Lawrence's claim to note that the failure to give preclusive effect to a state administrative hearing, in a setting in which there is no clear-cut right to such effect as a matter of state law, cannot be a violation of federal constitutional due process rights.

2. Compliance with the Federal Regulatory Scheme

Plaintiff also asserts that the termination of her benefits in this case was inconsistent with the federal regulatory scheme governing Section 8. Specifically, she claims it was inconsistent with a provision that requires a public housing agency to establish standards for termination when it determines that a household member is "currently engaged in any illegal use of a drug" or that "[a] pattern of illegal use of a drug by a household member interferes with the health, safety, or right to peaceful enjoyment of the premises by other residents," 24 C.F.R. § 982.553(b)(1)(i). Because the Brookhaven Department of Housing made no determination with respect to Lawrence that her drug-related criminal activity was either current or interfered with "the health, safety, or right to peaceful enjoyment of the premises" of her neighbors, Lawrence argues termination of her benefits was improper.

However, as the district court correctly concluded, the public housing agency in this case in fact terminated Lawrence's housing payments pursuant to a different provision of the regulations governing the Section 8 program. This provision of the regulations requires a public housing agency to establish standards for terminating benefits when "any family member has violated the family's obligation under § 982.551 not to engage in any drug-related criminal activity." 24 C.F.R. § 982.553(b)(1)(iii). Pursuant to this provision, the Brookhaven Administrative Plan provides that it will terminate assistance to "participants who have been . . . [a]rrested and/or evicted from a unit assisted under any Federally assisted housing program for drug-related or violent criminal activity during participation in the program and within the last three (3) years prior to the date of the notice to terminate assistance." Termination of Lawrence's benefits was thus valid under this provision, which itself is a permissible implementation of the federal regulations by the local housing authority. While Lawrence stresses that the drug-related activity for which she was arrested and convicted occurred while she was a participant in a separate Section 8 program administered by the Town of Babylon, neither the federal regulations nor the Brookhaven Administrative Plan suggest that the housing agency is required to withhold termination on this basis. Further, while she raises mitigating factors that the housing agency did not consider in terminating her benefits, the district court properly recognized that consideration of those factors by the housing agency is discretionary under the federal regulations. As a result, the housing agency's failure to consider those factors in terminating benefits in this case was not improper. See 24 C.F.R. § 982.552(c)(2)(i). Thus, we reject Lawrence's claim that the termination of her housing benefits was inconsistent with the federal regulatory scheme.

Plaintiff argues in her submission to this court that her termination was also inconsistent with the Brookhaven Administrative Plan itself. However, this claim was not raised in any of her submissions to the district court. As a result, it has not been properly preserved on appeal and we will not consider it. See, e.g., In re Nortel Networks Corp. Sec. Litig., 539 F.3d 129, 132-33 (2d Cir. 2008).

3. Failure to Satisfy the Pleading Requirements for a Municipal Liability Claim

Having determined that there is no constitutional violation here, we need not address any other issues to reject Lawrence's claim against the Brookhaven Department of Housing under Monell v. Department of Social Services, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978).

We have considered Lawrence's other arguments on appeal and find that they are without merit or moot. For the foregoing reasons, the judgment of the district court is hereby AFFIRMED.


Summaries of

Lawrence v. Town of Brookhaven Department of Housing, Community Development & Intergovernmental Affairs

United States Court of Appeals, Second Circuit
Sep 22, 2010
393 F. App'x 791 (2d Cir. 2010)

holding that consideration of mitigating factors “by the housing agency is discretionary under the federal regulations [and a]s a result, the housing agency's failure to consider those factors in terminating benefits in this case was not improper”

Summary of this case from Bowman v. City of Des Moines Municipal Housing Agency

denying a preliminary injunction, premised on a Monell claim, due to the lack of an underlying constitutional violation

Summary of this case from Velasquez v. City of New York
Case details for

Lawrence v. Town of Brookhaven Department of Housing, Community Development & Intergovernmental Affairs

Case Details

Full title:Deirdre LAWRENCE, Plaintiff-Appellant, v. TOWN OF BROOKHAVEN DEPARTMENT OF…

Court:United States Court of Appeals, Second Circuit

Date published: Sep 22, 2010

Citations

393 F. App'x 791 (2d Cir. 2010)

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