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Hollingsworth v. State

Court of Appeals of Texas, Third District, Austin
Mar 30, 2000
15 S.W.3d 586 (Tex. App. 2000)

Summary

holding "the district court did not abuse [its] discretion in denying appellant's motion to appoint a DNA expert" when the appellant challenged his section 37.09 conviction because the area in which the appellant was arrested was a high crime area and "it can reasonably be questioned whether the contraband seized by the officers was previously present on the ground prior to the seizure of [appellant]"

Summary of this case from Hess v. State

Opinion

No. 03-98-00613-CR

Filed March 30, 2000

Appeal from the District Court of Travis County, 147th Judicial District, No. 981932, Honorable Fred A. Moore, Judge, Presiding.

Before Chief Justice ABOUSSIE, Justices B.A. SMITH and YEAKEL.



A jury found appellant James Hollingsworth guilty of tampering with physical evidence and possession of a controlled substance, cocaine, in an amount of less than one gram. See Tex. Penal Code Ann. § 37.09 (West Supp. 2000); Tex. Health Safety Code Ann. § 481.115(b) (West Supp. 2000). Upon the jury's assessment of punishment, the district court sentenced appellant to four years' confinement in the Texas Department of Criminal Justice Institutional Division for tampering with physical evidence and two years' confinement in a state jail facility for possessing cocaine. Appellant presents seven points of error on appeal. We will affirm in part, and reverse and render in part.

Appellant's punishment was enhanced by four prior felony convictions.

BACKGROUND

In the late afternoon of March 7, 1998, Officer Kenneth Koch of the Austin Police Department (APD) received a radio call reporting a knife fight in the 1600 block of East Third Street between a black male and a white male. Koch is familiar with this area and described it as a "high crime, high drug trafficking" area. Koch, who was in his patrol car when the call came in, went to the location. When Koch arrived, he observed appellant, a white male, walking northbound on Chalmers Avenue, heading toward the 1600 block of East Fourth Street. Koch testified he approached appellant because he believed appellant might have been involved in the fight. His belief was based on the man's location and a physical description. Appellant displayed no signs that he had been in a fight, and Koch did not see a knife or any other weapon on appellant.

Koch was later joined by Officer Gregory White. Both officers' versions of events are taken from their testimony at the suppression hearing, which appellant and this Court agree is substantially similar to the officers' testimony at trial.

Koch testified that appellant matched the dispatch description of a white male wearing jeans and a jacket. However, the transcript of the dispatch report indicates that there was no description of the clothing that the white male was wearing and instead reported that the black male was wearing a jacket. Koch admitted that he must have confused the clothing description of the two men although he maintained that it is his independent recollection that the white man was described as wearing a jacket.

Koch followed appellant in his marked patrol car at a slow rate of speed, trying to catch up with appellant. According to Koch, when appellant saw the police car, he started walking away at a faster pace. Koch testified this "raised [his] suspicions" that appellant was involved in some kind of illegal activity. When appellant began to walk down East Fourth, Koch stopped and exited his vehicle, asking appellant to stop. Appellant kept walking. Koch again asked appellant to stop. Appellant turned and looked at Koch but continued to walk away. At this point, appellant was walking on the sidewalk. There was a dumpster between the sidewalk and the street. Appellant "made a quick furtive movement towards the dumpster." Koch testified that he saw appellant "making a motion with his tongue in his mouth." Koch saw appellant duck his head and shoulder behind the dumpster and emerge a few seconds later. Koch was about twenty feet away from appellant at this time and had not physically restrained him. Koch testified that appellant had not stopped when appellant ducked behind the dumpster.

At about the time Koch exited his vehicle, Austin Police Officer Gregory White arrived on the scene. White was about ten feet in front of appellant and saw the events unfold. White's testimony corroborated Koch's, but more significantly, White was able to see appellant when appellant ducked behind the dumpster. White testified that appellant spit out two off-white, cube-shaped objects, which he suspected might be crack cocaine. At the time appellant spit out the objects, White was about ten feet in front of appellant, Koch was about twenty feet behind appellant, and appellant was located between a building and the dumpster.

After appellant emerged from behind the dumpster, Koch approached appellant, grabbed his jacket, and when appellant resisted, grabbed appellant from behind. They both fell to the ground, and appellant was placed in custody. Koch testified that appellant was being detained at this point to investigate the fighting incident. White then informed Koch that he had seen appellant spit out crack cocaine when he ducked behind the dumpster. Both officers testified that it is common for people to carry crack cocaine in their mouths to avoid its being detected.

Appellant was arrested for possession of a controlled substance. White seized two cube-shaped objects from the ground near the dumpster. White testified that the objects were "shiny looking" and appeared to be wet, suggesting they had been in someone's mouth because the ground was not wet at that time. Laboratory tests later confirmed that the substance was cocaine. Appellant denied that the cocaine was his or that he "ducked" behind the dumpster. He maintains that he was merely walking around the dumpster and White must have seen him spit Copenhagen tobacco.

Appellant filed a motion to suppress the cocaine claiming that the "arrest and search of [appellant] and the seizure of items . . . was effected without valid warrant, or probable cause, or reasonable suspicion, in violation of the Fourth and Fourteenth Amendments to the United States Constitution, Article I § 9 of the Texas Constitution, Article 38.23 of the Texas Code of Criminal Procedure, and Chapter 14 of the Texas Code of Criminal Procedure." Following a hearing, a magistrate denied the motion and made findings and conclusions, all of which were adopted by the district court.

Appellant makes no mention of chapter 14 of the Texas Code of Criminal Procedure in his brief to this Court other than to say it was one of the grounds on which he urged his motion to suppress. Because appellant makes no separate argument regarding the applicability of chapter 14, it is not before us and we will not discuss this portion of his motion. See infra pp. 5-10.

On October 5, 1998, appellant was tried to a jury, which found him guilty of tampering with physical evidence and possession of less than one gram of cocaine. See Tex. Penal Code Ann. § 37.09; Tex. Health Safety Code Ann. § 481.115(b). The district court assessed punishment at four and two years, respectively. In seven points of error appellant complains of both convictions and his punishment.

DISCUSSION The Legality of the Seizure

In his first point of error, appellant complains that the district court erred in overruling appellant's motion to suppress because the evidence used against him was seized as a result of an illegal stop or detention. Specifically, appellant argues that his detention was based on a mistake and that the officer had no reasonable suspicion that appellant committed a crime or was about to commit a crime. The State responds by arguing that (1) appellant does not have standing to contest the seizure since he denied any possessory interest in the cocaine; (2) appellant has waived several of his arguments because he did not make them to the district court; and (3) if this Court reaches the merits of appellant's claims, then under California v. Hodari D., 499 U.S. 621 (1991), and Johnson v. State, 912 S.W.2d 227 (Tex.Crim.App. 1995), appellant voluntarily abandoned the cocaine and thus there was no illegal seizure. Assuming without deciding that appellant has standing to challenge the seizure, we conclude that appellant has preserved his arguments but voluntarily abandoned the cocaine.

The appropriate standard for reviewing a trial court's ruling on a motion to suppress evidence has recently been clarified: as a general rule, appellate courts should give almost total deference to the trial court's determination of the historical facts that the record supports, especially when the trial court's fact findings are based on evaluations of credibility and demeanor. See Carmouche v. State, 10 S.W.3d 323, 327 (Tex.Crim.App. 2000); Guzman v. State, 955 S.W.2d 85, 89 (Tex.Crim.App. 1997). However, an appellate court should review de novo the trial court's application of search-and-seizure law. See Carmouche, 10 S.W.3d at 327 (citing Guzman, 955 S.W.2d at 88-89). Thus, we will take the officers' version of the events as true and determine whether the cocaine was legally seized. See id.

We will assume for the sake of argument that when Koch approached appellant, he did not have reasonable suspicion warranting an investigative detention. See Comer v. State, 754 S.W.2d 656, 657 (Tex.Crim.App. 1986) (to temporarily detain individual, officer must have specific, articulable facts that create reasonable suspicion that individual is connected with criminal activity warranting further investigation). However, police and citizen encounters may occur when police do not have probable cause or reasonable suspicion to detain a citizen. See Armstrong v. State, 966 S.W.2d 150, 152 (Tex.App.-Austin 1998, no pet.). A police officer may approach a citizen without probable cause or reasonable suspicion to ask questions or even to request a search. See Hodari D., 499 U.S. at 628; Johnson, 912 S.W.2d at 235; Armstrong, 966 S.W.2d at 152. As long as the citizen to whom the officer puts the question remains free to disregard the question and walk away, there is no detention and no intrusion upon the citizen's liberty or right of privacy implicating the Fourth Amendment. See United States v. Mendenhall, 446 U.S. 544, 544 (1980); Hawkins v. State, 758 S.W.2d 255, 259 (Tex.Crim.App. 1988); Armstrong, 966 S.W.2d at 152.

Koch approached appellant to question him and determine whether he had been involved in the reported fight. At this point, there was no detention and no intrusion upon appellant's liberty or right of privacy. See Mendenhall, 446 U.S. at 544; Hawkins, 758 S.W.2d at 259; Armstrong, 966 S.W.2d at 152. Before Koch physically detained appellant, appellant spit out the cocaine. Appellant argues that he was seized before he spit out the cocaine. Appellant asserts that either (1) he had complied with the police order to stop before he spit out the cocaine; or (2) he was seized when, based on the surrounding circumstances, he reasonably felt that he was not free to leave because he was "blocked in" by the police officers.

In Hodari D. the United States Supreme Court clarified the definition of "seizure": under the Fourth Amendment, a seizure occurs when the suspect has yielded to authority. See Hodari D., 499 U.S. at 626. The Texas Court of Criminal Appeals has adopted the Hodari D. test for purposes of article one, section nine of the Texas Constitution. See Johnson, 912 S.W.2d at 236. Thus, under both the United States and Texas Constitutions, "the seizure of the citizen has not occurred until a reasonable person would believe he or she was not free to leave, and that person has yielded to the officer's show of authority or been physically forced to yield." Johnson, 912 S.W.2d at 236 (overruling previous definition of seizure that required only that reasonable person believe he or she is not free to leave) (emphasis added); see also State v. Shamsie, 940 S.W.2d 223, 225 (Tex.App.-Austin 1997, no pet.) (explaining that Johnson abandoned previous test for seizure and adopted Hodari D. test), overruled on other grounds, Woods v. State, 956 S.W.2d 33 (Tex.Crim.App. 1997).

Appellant argues under his first and sixth points of error that the test for whether a seizure has occurred is whether "there has been such a display of official authority that a reasonable person would not have felt that he was free to leave." Appellant relies on INS v. Delgado, 466 U.S. 210 (1984); United States v. Mendenhall, 446 U.S. 544 (1980); Terry v. Ohio, 392 U.S. 1 (1968); Chambers v. State, 866 S.W.2d 9 (Tex.Crim.App. 1993); and Nottingham v. State, 908 S.W.2d 585 (Tex.App.-Austin 1995, no pet.). Appellant correctly argues that the United States Supreme Court did not explicitly overrule Delgado, Mendenhall, and Terry in Hodari D. However, the Court stated that the test announced in Hodari D. was not contrary to the earlier cases. See Hodari D., 499 U.S. at 627-28. Thus, the definition of seizure for purposes of both the United States and Texas Constitutions is as announced in Hodari D. See Hodari D., 499 U.S. at 626; Johnson, 912 S.W.2d at 236; Shamsie, 940 S.W.2d at 225.

Chambers and Nottingham preceded Johnson. See Chambers v. State, 866 S.W.2d 9 (Tex.Crim.App. 1993); Nottingham v. State, 908 S.W.2d 585 (Tex.App.-Austin 1995, no pet.). We will follow Johnson as we did in Shamsie. See State v. Shamsie, 940 S.W.2d 223, 225 (Tex.App.-Austin 1997, no pet.), overruled on other grounds, Woods v. State, 956 S.W.2d 33 (Tex.Crim.App. 1997).

In his sixth point of error, appellant complains that the district court incorrectly instructed the jury on the definition of "detained" and "seized." Because the jury instruction follows Johnson, 912 S.W.2d at 236, we overrule appellant's sixth point of error.

Appellant was not seized before he spit out the cocaine because Koch had not physically restrained appellant nor had appellant yielded to the officer's show of authority. Koch and White both testified that appellant was walking away from Koch at the time he spit out the cocaine. It is only after he spit the cocaine out that appellant responded to Koch's calls and began walking toward the officer. Appellant points out that, unlike the defendant in Hodari D. who continued to run after he dropped the cocaine, appellant did not likewise continue to run and instead turned to approach Koch. In Hodari D., however, the defendant was "tackled" only a "moment" after tossing away the cocaine. See 499 U.S. at 623. The inquiry centers on whether the defendant was seized " at the time he dropped the drugs." See id. (emphasis added). Here, appellant had not submitted to police authority at the time he spit out the cocaine; what he did after he spit out the cocaine is not relevant.

We next determine whether appellant voluntarily abandoned the cocaine. If he voluntarily abandoned the contraband, he was not entitled to constitutional and statutory search-and-seizure protection because the Fourth Amendment does not protect a person who voluntarily abandons property. See Abel v. United States, 362 U.S. 217, 241 (1960); Armstrong, 966 S.W.2d at 153. When police take possession of abandoned property, no seizure under the Fourth Amendment occurs. See Hawkins, 758 S.W.2d at 257; Franklin v. State, 913 S.W.2d 234, 240 (Tex.App.-Beaumont 1995, pet. ref'd). Voluntary abandonment of property occurs if (1) the accused intended to abandon the property and (2) the accused's decision to abandon the property was not due to police misconduct. See Brimage v. State, 918 S.W.2d 466, 507 (Tex.Crim.App. 1996); Armstrong, 966 S.W.2d at 153.

When appellant spit out the cocaine, he clearly intended to abandon it, and appellant does not claim otherwise. The only issue is whether his decision to abandon the property was the result of police misconduct. Appellant claims that the abandonment was the result of police misconduct because the police stopped him without reasonable suspicion. However, at the time he spit out the cocaine, appellant had neither been stopped, detained, nor seized by the police. Koch had simply approached appellant and asked him to stop. This is a permissible citizen-police encounter. See Hodari D., 499 U.S. 628; Johnson, 912 S.W.2d at 235. Thus, we hold that appellant voluntarily abandoned the cocaine and therefore cannot claim protection under constitutional and statutory search-and-seizure law. See Hodari D., 499 U.S. 629; Armstrong, 966 S.W.2d at 153 (both finding voluntary abandonment under similar facts).

The State argues that appellant has not preserved this argument for appeal because appellant never explicitly argued that he abandoned the cocaine as a result of police misconduct. See Tex.R.App.P. 33.1. However, appellant included this argument in a memorandum of law filed with the district court. Appellant informed the district court that he had filed the memorandum, and the court indicated that he had "read the language in that." We hold that appellant has preserved his argument for appeal. See Taylor v. State, 863 S.W.2d 737, 738 (Tex.Crim.App. 1993); Melugin v. State, 989 S.W.2d 470, 473 (Tex.App.-Houston [1st Dist.] 1999, pet. ref'd).

Appellant also argues that the seized evidence is inadmissible under article 38.23 of the code of criminal procedure (West Supp. 2000). Appellant argues that article 38.23 provides broader protection from searches and seizures than does either the United States or Texas Constitution. Article 38.23 provides: "No evidence obtained by an officer . . . in violation of any provisions of the Constitution or laws of the State of Texas . . . or of the United States of America shall be admitted in evidence." Tex. Code Crim. Proc. Ann. art. 38.23(a). Appellant contends that article 38.23 does not recognize the "`abandonment exception' to the 4th Amendment." Appellant cites no case for this proposition and offers no analysis as to why this should be the law. We find no merit to appellant's argument. Appellant claims that the police violated a law by stopping him without reasonable suspicion. We have held, however, that the police did not violate any law when they approached appellant.

The State argues that appellant has not preserved his article 38.23 argument for review. See Tex.R.App.P. 33.1. The record reveals, however, that appellant made a similar argument to the district court. We hold appellant has preserved his argument for appellate review.

See supra p. 6.

Having determined that appellant was not seized when he spit out the cocaine and that he voluntarily abandoned the cocaine, we overrule appellant's first point of error.

Tampering with Evidence

In his second and third points of error, appellant argues that the evidence is legally and factually insufficient to support his conviction for tampering with physical evidence.

(a) A person commits an offense if, knowing that an investigation or official proceeding is pending or in progress, he:

(1) alters, destroys, or conceals any record, document, or thing with intent to impair its verity, legibility, or availability as evidence in the investigation or official proceeding;. . . .

. . . .

(d) A person commits an offense if the person:

(1) knowing that an offense has been committed, alters, destroys, or conceals any record, document, or thing with intent to impair its verity, legibility, or availability as evidence in any subsequent investigation of or official proceeding related to the offense;. . . .

Tex. Penal Code Ann. § 37.09 (West Supp. 2000).

Appellant argues that there is no, or in the alternative, insufficient, evidence to show that (1) appellant knew an investigation was in progress and (2) appellant concealed any evidence. Although appellant was indicted under both theories of tampering (i.e., both knowing an investigation was ongoing and knowing an offense had been committed), the State abandoned the investigation theory before trial and proceeded only under the theory that appellant knew an offense had been committed. The jury was charged only with the second theory. The State thus was not required to prove that appellant knew an investigation was in progress. We find no merit in appellant's first argument and overrule appellant's second and third points of error to the extent they complain that the State failed to produce legally and factually sufficient evidence that appellant knew an investigation was in progress.

Appellant objected to the State's abandonment at trial but does not allege that action as error before this Court.

Appellant also asserts that there is legally insufficient evidence to show that he concealed any evidence. To determine the legal sufficiency of the evidence to support a criminal conviction, we must decide whether the evidence could reasonably support a finding of guilt beyond a reasonable doubt. See Jackson v. Virginia, 443 U.S. 307, 318-19 (1979); Griffin v. State, 614 S.W.2d 155, 159 (Tex.Crim.App. 1981). The relevant question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. See Jackson, 443 U.S. at 318-19; Griffin, 614 S.W.2d at 159.

The evidence viewed in the light most favorable to the prosecution is as follows. Both officers testified that it is very common to carry cocaine in the mouth. White testified that

subjects often conceal crack cocaine in their mouth to avoid being detected. When [appellant] made the furtive movements, almost running away from Officer Koch, dipping behind the dumpster, I saw the two objects fly out of his mouth, land on the ground where there's nothing else. . . . Subjects spit out cocaine. I recognize the behavior and the consistencies with other behavior I have seen and told this to Officer Koch.

The State argues that this is legally sufficient evidence of concealment and points out that the jury could also infer guilt from appellant's flight. The statute does not define "conceal," and we could locate no authority, nor was any cited to us, that explains "conceal" under section 37.09. The State offered and the district court admitted into evidence, without objection from appellant, a dictionary definition of "conceal": "To hide or keep from observation, discovery, or understanding; keep secret."

In Dillard v. State, 640 S.W.2d 85 (Tex.App.-Fort Worth 1982, no pet.), the court dismissed a prosecution under section 37.09 because the court found that the defendant's confession, in which he admitted he had possession of the contraband at the very time he was questioned by the police and denied possession, was inadmissible. See 640 S.W.2d at 86. After the court excluded the defendant's testimony, it concluded that there was no evidence that the defendant "concealed or secreted" the contraband during the investigation. See id. Dillard, however, offers little guidance on the meaning of "conceal" under section 37.09.

Under section 37.09, appellant must have concealed the cocaine with the intent to impair its availability as evidence in some kind of investigation. See Tex. Penal Code Ann. § 37.09. There is no evidence in the record that appellant was carrying cocaine in his mouth to impair its availability as evidence. On the contrary, the evidence shows that appellant was carrying cocaine in his mouth because that is how crack cocaine is commonly carried, undoubtedly to keep it from public view. Just as one is not guilty of tampering with evidence by carrying keys to a stolen car in one's pocket, so too is one not guilty of tampering with evidence by carrying crack cocaine in the mouth. Under these facts, we see no difference between appellant's carrying the contraband in his mouth or in his pocket. There is no evidence that appellant saw the police officers and then put the evidence into his mouth in order to hide it from them. Appellant spit out the cocaine, thus exposing it to view. In fact, White saw him spit it out. Under these facts, we hold that the evidence is legally insufficient to support a conviction under section 37.09. We sustain appellant's second point of error to the extent it complains there is legally insufficient evidence of concealment, reverse the judgment of conviction under section 37.09 of the Texas Penal Code, and render a judgment of acquittal. See Burks v. United States, 437 U.S. 1, 17-18 (1978); Greene v. Massey, 437 U.S. 19, 24 (1978).

Because we have held that the evidence of concealment is legally insufficient, it is unnecessary to discuss appellant's factual-sufficiency complaint. See Tex.R.App.P. 47.1.

Failure to Appoint a DNA Expert

In his seventh point of error, appellant argues that the district court erred in denying his "Motion for the Appointment of an Expert Witness." Appellant's motion claims that he is entitled to "funds for the D.N.A. analysis of the evidence in the possession of the State and, if necessary, for expert testimony pursuant to Article 26.05 Section 1(d), Code of Criminal Procedure." Before the district court, appellant, relying on a conversation between his attorney and a DNA expert, asserted that it would be possible to take "`swabs' of the rock cocaine and compare the biological material on the cocaine, if any, with [appellant's] biological material." Appellant argues that since there was evidence that the area in which the defendant was arrested was a high crime area, "it can reasonably be questioned whether the contraband seized by the officers was previously present on the ground prior to the seizure of [appellant]." On appeal appellant suggests that under Ake v. Oklahoma, 470 U.S. 68 (1985), and its progeny he was entitled to the appointment of an expert.

See Taylor v. State, 939 S.W.2d 148 (Tex.Crim.App. 1996); Rey v. State, 897 S.W.2d 333 (Tex.Crim.App. 1995); De Freece v. State, 848 S.W.2d 150 (Tex.Crim.App. 1993); McBride v. State, 838 S.W.2d 248 (Tex.Crim.App. 1992).

The State responds that since Ake is based on federal constitutional principles, appellant "has not preserved [this] error for review" because he "made no due process argument in his motion or before the trial court." In the alternative, the State argues that there was no error. Assuming without deciding that appellant has preserved his argument, we agree with the State that the district court did not err in failing to appoint a DNA expert.

"The appointment of an expert witness under Art. 26.05 . . . rests within the sound discretion of the trial court." Stoker v. State, 788 S.W.2d 1, 16 (Tex.Crim.App. 1989); see also De Freece v. State, 848 S.W.2d 150, 161 (Tex.Crim.App. 1993) (any failure to appoint expert under article 26.05 is subject to abuse of discretion standard). We may reverse the trial court's decision for an abuse of discretion only when it appears that the court applied an erroneous legal standard, or when no reasonable view of the record could support the trial court's conclusion under the correct law and the facts viewed in the light most favorable to its legal conclusion. See Dubose v. State, 915 S.W.2d 493, 497-98 (Tex.Crim.App. 1996). Even if we would have reached a different result, we should not intercede as long as the trial court's ruling was within the "zone of reasonable disagreement." Montgomery v. State, 810 S.W.2d 372, 391 (Tex.Crim.App. 1991).

Ake v. Oklahoma held that "when a defendant demonstrates to the trial judge that his sanity at the time of the offense is to be a significant factor at trial, the State must, at a minimum, assure the defendant access to a competent psychiatrist who will conduct an appropriate examination and assist in evaluation, preparation, and presentation of the defense." 470 U.S. at 83. The court of criminal appeals has extended the reasoning in Ake to cases involving various types of experts. See, e.g., Rey v. State, 897 S.W.2d 333 (Tex.Crim.App. 1995) (pathologist in capital murder case); McBride v. State, 838 S.W.2d 248 (Tex.Crim.App. 1992) (chemist in controlled substance case). The court has indicated that the defendant must make a "preliminary showing of a significant issue of fact on which the State would present expert testimony, and which the knowledge of a lay jury would not be expected to encompass." Jackson v. State, 992 S.W.2d 469, 474 (Tex.Crim.App. 1999) (emphasis added).

Here, although the State called an expert to testify that the substance found was in fact cocaine, the State did not present any expert testimony regarding the DNA matter on the cocaine. "There is no error in refusing to appoint an expert witness to assist an indigent defendant in rebutting a type of expert opinion that the State's witness did not present." Id. (citing Griffith v. State, 983 S.W.2d 282 (Tex.Crim.App. 1998)). The State chose to proceed to the jury with White's testimony that he actually saw the cocaine come out of appellant's mouth. The issue was the credibility of two witnesses (White and appellant, who testified he spit out Copenhagen), and this is "precisely the kind of issue on which courts routinely turn to lay juries for resolution." Id. We hold that the district court did not abuse his discretion in denying appellant's motion to appoint a DNA expert and thus overrule appellant's seventh point of error. See id. (appellant not entitled to appointment of expert when he made no showing of significant fact issue on which State would present expert testimony and issue before jury was one of credibility).

Statements Made in Closing Argument

In his fourth point of error, appellant argues that the district court erred in overruling appellant's objection to a statement made in the State's closing argument. Appellant asserts that the statement injected new evidence or facts into the trial. The State responds that the statement was permissible as a response to opposing counsel's argument. See Lagrone v. State, 942 S.W.2d 602, 619 (Tex.Crim.App. 1997).

In his closing argument, appellant stated:

Remember the chemist? Very nice gentleman. If this cocaine was in someone's mouth, could you have taken the biological material off that? Could you have compared it to the defendant[']s? Yes, sir. Would it have conclusively shown one way or the other? Very likely, sir.

Why didn't they do it? Who has the burden? Whose responsibility is it? That is one thing that would have taken all of these three days away. One thing. We know the test was available. DPS, they will do the test. All you have to do is take it over there.

. . . .

. . . [I]f the State holds the burden of proof in this case, why did they ignore a test that would have established, conclusively established, guilt or innocence. I submit to you that is an important question. Aren't you, as a juror, entitled to that type of evidence? Wouldn't you have wanted it?

The State responded in its closing argument:

DNA. Why didn't the State do DNA in this case, analyze the rock to compare the possible saliva on the rock to [appellant's]? I decided not to. I decided not to spend your tax dollars to get DPS to analyze the rocks in this two-rock cocaine case. And I have —

[APPELLANT'S COUNSEL]: Objection. Argument is outside the record, your Honor.

THE COURT: It's overruled. Please continue. It's in response to your closing argument, sir.

[THE STATE]: When I have two credible officers with no reason to lie telling you what happened, compared to this incredible story from [appellant], I am not going to spend your tax dollars and tell DPS to put aside your rape kits, put aside your murder evidence, do a DNA analysis on these two rocks to be fair to [appellant].

Appellant objected to only the first portion of the State's remarks; thus, we will consider only whether the first portion of the State's argument was improper. See Tex.R.App.P. 33.1.

"`The invited argument rule permits prosecutorial argument outside the record in response to defense argument which goes outside the record. However, a prosecutor may not stray beyond the scope of the invitation.'" Bush v. State, 773 S.W.2d 297, 301 (Tex.Crim.App. 1989) (quoting Johnson v. State, 611 S.W.2d 649, 650 (Tex.Crim.App. 1981)) (citations omitted). Here, appellant's argument was based on the evidence presented at trial (that a DNA test could have been done but was not and most likely would have indicated whether the cocaine came from appellant's mouth). The State, however, went outside the record in its argument and stated that the reason the test was not done was because the prosecutor did not want to waste taxpayers' money on "this two-rock case." The invited-argument rule does not protect statements that go outside the record in response to argument based on the evidence. See id. (improper argument occurred when, in response to defendant's argument based on evidence presented, State's argument went outside record). We hold that the State's remarks during its closing statement were improper and it was error for the judge to have overruled appellant's objection. However, this conclusion does not end our analysis.

"An improper argument constitutes reversible error when in light of the record as a whole it was extreme or manifestly improper, violative of a mandatory statute, or injected new facts harmful to the accused into the trial proceedings." Borjan v. State, 787 S.W.2d 53, 57 (Tex.Crim.App. 1990); see Poole v. State, 974 S.W.2d 892, 904 (Tex.App.-Austin 1998, no pet.). Whether or not there is reversible error depends upon an evaluation of the argument in light of the entire record and the probable impact the statements may have had upon the minds of the jurors. See Hernandez v. State, 819 S.W.2d 806, 820 (Tex.Crim.App. 1991); Poole, 974 S.W.2d at 904.

After reviewing the entire record, we conclude that the improper statement does not satisfy this test. The prosecutor's statement that he decided not to perform a DNA analysis on the cocaine due to cost does not suggest that appellant possessed the cocaine; thus, we hold that the improper argument does not constitute reversible error. Under the particular facts of this case, the reason the prosecutor did not perform the DNA test most likely had little impact in the jurors' minds when they were deciding whether appellant possessed cocaine. We overrule appellant's fourth point of error because the improper argument does not constitute reversible error.

Testimony at Punishment Phase

In his fifth point of error, appellant argues that during the punishment phase of trial, the district court erred in allowing a witness, Tiffany Roper, to testify about her opinion of appellant when her opinion was "not based upon a community observation or talking to people in the community." Roper, a Travis County assistant district attorney who represents Child Protective Services, became familiar with appellant through two separate investigations. Based solely on her work experience, Roper testified that she had a poor opinion of appellant's character for being peaceful and law-abiding. The district court, at appellant's urging, refused to allow Roper to testify about the specifics of her investigations of appellant.

Rule 405(a) provides, in part:

In all cases in which evidence of a person's character . . . is admissible, proof may be made by testimony as to reputation or by testimony in the form of an opinion. In a criminal case, to be qualified to testify at the guilt stage of trial concerning the character . . . of an accused, a witness must have been familiar with the reputation, or with the underlying facts or information upon which the opinion is based, prior to the day of the offense.

Tex.R.Evid. 405(a). There is no dispute that Roper's opinion is based on facts that occurred prior to the day of the offense. The issue is the proper predicate for Roper's testimony. "Conceptually, different predicates are required for reputation and opinion testimony." Calderon v. State, 950 S.W.2d 121, 131 (Tex.App.-El Paso 1997, no pet.). Roper testified to her opinion of appellant's character. To be qualified to testify, Roper must be familiar with the underlying facts or information upon which her opinion was based. See Ibarra v. State, No. 72,974, slip op. at 17-18 (Tex.Crim.App. Oct. 20, 1999). The State was not required to show that Roper's opinion was "based upon a community observation or talking to people in the community." Appellant's fifth point of error is overruled.

The rules of criminal and civil evidence were combined, effective March 1, 1998. Former rule 405 did not distinguish between the guilt stage and the punishment stage. Because the current rule is silent on the proper predicate for the punishment stage, we will continue to apply case law defining the proper predicate for opinion witnesses at the punishment phase. See, e.g., Ibarra v. State, No. 72,974, slip op. at 17-18 (Tex.Crim.App. Oct. 20, 1999).

CONCLUSION

Having overruled all of appellant's points of error related to his conviction for possession of a controlled substance, we affirm that conviction. Having sustained appellant's point of error complaining of the legal sufficiency of the evidence on his conviction for tampering with physical evidence, we reverse that conviction and render a judgment of acquittal.

Affirmed in Part; Reversed and Rendered in Part


Summaries of

Hollingsworth v. State

Court of Appeals of Texas, Third District, Austin
Mar 30, 2000
15 S.W.3d 586 (Tex. App. 2000)

holding "the district court did not abuse [its] discretion in denying appellant's motion to appoint a DNA expert" when the appellant challenged his section 37.09 conviction because the area in which the appellant was arrested was a high crime area and "it can reasonably be questioned whether the contraband seized by the officers was previously present on the ground prior to the seizure of [appellant]"

Summary of this case from Hess v. State

finding no concealment where police officer saw Hollingsworth spit cocaine out of his mouth, thus exposing it to view

Summary of this case from McPherson v. State

concluding that defendant voluntarily abandoned cocaine when he spit it out of his mouth before officer detained him

Summary of this case from Sauls v. State

reversing defendant's conviction of evidence tampering when the defendant, who was carrying cocaine in his mouth and spit it out, exposed it to the view of the police

Summary of this case from State v. Jones

utilizing the dictionary definition of "conceal"

Summary of this case from McPherson v. State

explaining that "[u]nder section 37.09, appellant must have concealed the cocaine with the intent to impair its availability as evidence in some kind of investigation"

Summary of this case from Work v. State

explaining that "[u]nder section 37.09, appellant must have concealed the cocaine with the intent to impair its availability as evidence in some kind of investigation"

Summary of this case from Tooker v. State

In Hollingsworth, the defendant was charged only with concealing physical evidence, and the court held that the defendant did not conceal evidence by carrying it in his mouth because crack cocaine is commonly carried in a person's mouth and because there was no evidence that the defendant put it in his mouth to hide it from the police.

Summary of this case from Carnley v. State

In Hollingsworth, the defendant was charged only with concealing physical evidence, and the court held that the defendant did not conceal evidence by carrying it in his mouth because crack cocaine is commonly carried in a person's mouth and because there was no evidence that the defendant put it in his mouth to hide it from the police.

Summary of this case from Carnley v. State

In Hollingsworth, a police officer responding to a report of a knife fight saw the defendant walking in an area known for drug trafficking.

Summary of this case from Evanoff v. State

using dictionary definition of "conceal" as meaning "[t]o hide or keep from observation, discovery, or understanding; keep secret"

Summary of this case from Evanoff v. State

In Hollingsworth v. State, 15 S.W.3d 586, 595 (Tex.App.-Austin 2000, no pet.), the court of appeals adopted a dictionary definition of "conceal," i.e., "[t]o hide or keep from observation, discovery, or understanding; keep secret," in analyzing the sufficiency of the evidence to prove the defendant concealed crack cocaine in his mouth.

Summary of this case from Lewis v. State
Case details for

Hollingsworth v. State

Case Details

Full title:JAMES HOLLINGSWORTH, Appellant v. THE STATE OF TEXAS, Appellee

Court:Court of Appeals of Texas, Third District, Austin

Date published: Mar 30, 2000

Citations

15 S.W.3d 586 (Tex. App. 2000)

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