Summary
In Henderson v. Griffin, 30 U.S. 151, 8 L.Ed. 79 (5 Pet. 1831), the Supreme Court affirmed an order that the successors in interest to a prior unsuccessful plaintiff could have their action stayed because of the nonpayment of costs in the earlier action.
Summary of this case from Hacopian v. United States Dept. of LaborOpinion
JANUARY TERM, 1831.
The supreme court of the state of South Carolina having decided that the act of the legislature of that state of 1744, relative to the commencement within two years of actions of ejectment after nonsuit, discontinuance, c., is a part of the limitation act of 1812, and that a suit commenced within the time prescribed, arrests the limitation; and this being the decision of the highest judicial tribunal on the construction of a state law relating to titles and real property, must be regarded by this court as the rule to bind its judgment. That court having decided on the construction of a will, according to their view of the rules of the common law in that state, as a rule of property, this decision comes within the principle adopted by this court in Jackson vs. Chew, 12 wheat. 153, 167, that such decisions are entitled to the same respect as those which are given on the construction of local statutes. When an estate was devised to A. and B. in trust for C. and her heirs, the estate, by the settled rules of the courts of law and equity in South Carolina, as applied to the statute of uses of 27 Henry viii. ch. 10, in force in that state, passed at once to the object of the trust, as soon as the will took effect, by the death of the testator. The interposition of the names of A. and B. had no other legal operation than to make them the conduits through whom the estate was to pass, and they could not sustain an ejectment for the land. C., the grandchild of the testator, is a purchaser under the will, deriving all her rights from the will of the testator, and obtaining no title from A and B; and A and B were as much strangers to the estate, as if their names were not to be found in the will. The case contemplated in the law of 1744, by which a plaintiff or any other person claiming under one who had brought an ejectment for land, which suit had failed by verdict and judgment against him, or by nonsuit or discontinuance, c. is empowered to commence his action for the recovery of the said lands de novo, is clearly a case where the right of the plaintiff in the first suit passes to the plaintiff in the second; where it must depend upon some interest or right of action which has become vested in him by purchase or descent, from the person claiming the land in the former suit. It would be quite a new principle in the law of ejectment and limitations, that the intention to assert the right was equivalent to its being actually done. It is settled law, that an entry on land by one having the right, has the same effect in arresting the progress of the limitation as a suit; but it cannot be sustained as a legal proposition, that an entry by one having no right is of any avail. Where the court ordered the costs to be paid of a former ejectment brought by the plaintiffs in the names of other persons, but for their use, before the plaintiff could prosecute a second suit in his own name for the same land, this was not a judicial decision that the right of the plaintiffs in the first suit was the same with that of the plaintiffs in the second suit. It was perfectly consistent with the justice of the case, that when the plaintiffs sued the same defendant in their own name for the same land, that they should reimburse him for the past costs to which they had subjected him, before they should be permitted to proceed further. Rules of this kind are granted by the court to meet the justice and exigences of cases as they occur; not depending solely on the interest which those who are subjected to such rules may have in the subject matter of suits which they bring and prosecute in the names of others; but on a variety of circumstances, which in the exercise of a sound discretion, may furnish a proper ground for their interference.
The case was argued by Mr Wirt and Mr M'Duffie, for the plaintiffs in error; and by Mr Warren R. Davis, for the defendant.
For the plaintiffs, it was contended; that the suit in the state court, and that which was subsequently instituted in the circuit court, being substantially between the same parties and for the same tract of land, was fully within the provision of the act of assembly of South Carolina, which saved the parties to such a suit from the effect of the limitation.
The nineteenth section of the act of 1744 declares, that if in an action of ejectment there shall be a nonsuit or discontinuance, or letting fall of the action, it shall not be conclusive; and the party may institute another suit within two years, and thus have the benefit of the time in which the first suit was instituted.
The object of the first suit was to maintain the title of the cestui que trusts, and the names of the heirs of Mr Ramsay were used for no purposes of their own, but only with the same object as that in the present suit. They were parties to that suit in form only; essentially Mr and Mrs Henderson were the plaintiffs. The defendant, by the first suit, had notice of the plaintiffs' title; thus they were within the words as well as the spirit of the exception in the law of South Carolina. 2 M'Cord's Rep. 252. 2 Brevard's Statutes of South Carolina, 21, 24.
The order on the plaintiffs to pay the costs of the suit in the state court showed that there was, in the opinion of the court, a connection between the suits. One was deemed a continuation of the other. Cited, Tidd's Practice, 479, 480. 3 Bos. Pull. 22. 2 Esp. 75, 493. 1 Strange, 1192. 8 Cranch, 462.
Mr Davis, for the defendant, insisted; that the parties to the two suits were different. The legal title, asserted in the suit in the state court, was claimed to be in the plaintiffs in that suit; and in the suit now before the court, other parties sought to maintain their legal title. The provisions of the law of South Carolina applied only to cases between the same parties, and who claimed, in the second suit, the title set up by them in the first suit.
ERROR to the circuit court of the United States, for the district of South Carolina.
This was an action of trespass instituted in the circuit court to try titles, according to the forms prescribed by the local law of South Carolina; by which this action is substituted for an ejectment.
The plaintiffs proved a good title to a tract of land in Abbeville district, South Carolina, under the will of Henry Laurens, who devised the land in question to Dr and Mrs Ramsay and their heirs, in trust for the use and behoof of Frances Eleanor Laurens (now the wife of Francis Henderson), during her life, c. The jury found a verdict for the plaintiffs for a part of the said land, with damages. But the defendant having set up a claim under the statute of limitations, the plaintiffs, in reply, showed, from the records of the state court, that this action was commenced the 29th of May 1823; and on the 21st of November 1823, a rule was made and entered by the said court against the plaintiffs, in these words: "Francis Henderson and Wife vs. John Carey, and the Same vs. Other Defendants, to the number of forty, including Ira Griffin. On reading the affidavit of Henry Gray, it is ordered that the plaintiffs show cause on Monday morning, why all proceedings in these cases should not be stayed until the costs of the actions prosecuted in the names of the heirs of David Ramsay, by the same plaintiffs, in the state court, against the same defendants, be paid." On the return of this rule, counsel were heard for and against it; and on the 20th of April 1824, the court ordered that upon a taxed bill of costs in the state court being made out, the same be forthwith paid by the plaintiffs.
The plaintiffs in the circuit court, by their counsel, showed on the trial, that the suit in the state court, prosecuted in the name of the heirs of David Ramsay, against the defendant, was regularly discontinued in that court on the 23d of October 1822, and they were compelled to pay the costs of that suit before they could proceed with the present. And the plaintiffs' counsel contended that the title was not barred by the act of limitations when the suit in the name of the heirs of Ramsay was commenced; and the act did not run against the plaintiffs since that time, inasmuch as the present suit ought to be joined and connected with the said former suit in the state court. But the court, admitting that the plaintiffs' title was not barred at the commencement of the first suit, instructed the jury that the present suit could not be connected with the former, and the jury found a verdict accordingly. To which instruction and finding, the plaintiffs' counsel excepted, and prosecuted this writ of error.
The counsel for the plaintiffs in error claimed to reverse the judgment in the circuit court because the suit in the state court, in the name of the heirs of Ramsay, trustees for the plaintiffs, ought to have been connected with the present action; being for the same land, under the same title, and by the showing of the same defendant upon the records of the court, prosecuted by the same plaintiffs, in the name of their trustees.
The action in the court below was brought to try title to a tract of land in Abbeville district, claimed by the plaintiffs, under the will of Henry Laurens; and by the defendant, in virtue of a possession of five years, which, by the limitation law of South Carolina, gives a good title.
On the trial of the cause it appeared that Henry Laurens, being seised in fee of the premises in controversy, devised the same to his daughter, Mrs Ramsay, and to Dr Ramsay, "to hold the same to them and their heirs in trust for the use and behoof of his grand-daughter, Frances Eleanor Laurens, wife of the plaintiff, during her life, c."
On the 23d of October 1822, the heirs of David Ramsay, claiming by the will aforesaid, brought their action against the defendant in the state court of South Carolina, to recover the land claimed by him, which was part of a larger tract of land, devised to Mrs Henderson by the will of Mr Laurens. The supreme court, on argument, decided that the legal estate was in those for whose use it was devised, and that the action could not be sustained in the name of the heirs of Ramsay. Ramsay and others, Trustees vs. Marsh, 2 M'Cord, 252. Whereupon the suit was discontinued on the 23d of October 1822. At the commencement of that suit five years had not expired from the time of the defendant's entry on the land; but they had expired when the present action was brought, on the 29th of May 1823: so that the only question arising in this action is, whether the two suits can be so connected that the present can relate back to the former one, and thus bring it by legal intendment within the five years. The circuit court being of opinion that the two suits could not be connected, a verdict and judgment passed for the defendant. And this is the only error assigned.
The plaintiff in error rest their case on the following clause of an act of assembly of South Carolina, passed in 1744. 2 Brevard's Digest, 24. "And in case verdict and judgment shall pass against the plaintiff in such action, or that he suffers a nonsuit or discontinuance, or any otherwise lets fall the same, such verdict or judgment, nonsuit or discontinuance, or other letting fall the action or suit aforesaid, shall not be conclusive and definitive on the part of such plaintiff; but at any time within two years the said plaintiff or any other person or persons claiming by, from and under him, shall have right, and is hereby empowered to commence his action for the recovery of the said lands and tenements de novo, and prosecute the same in the manner, and with the expedition herein before directed."
The supreme court of that state have decided that this law is considered as a part of the limitation act of 1712, and that a suit commenced within the time prescribed arrests the limitation; Edson vs. Davis, 1 M'Cord, 555, 556: and this being a decision of their highest judicial tribunal on the construction of a state law relating to titles and real property, it must be adopted by us as the rule to guide our judgment; and this brings the merits of this case to this single question, whether the plaintiffs claim by, from or under David Ramsay's heirs.
The opinion of the court in the case of Kennedy vs. Marsh was an able and deliberate one; it was a judicial construction of the will of Mr Laurens, according to their view of the rules of the common law in that state as a rule of property, and comes within the principle adopted by this court in Jackson vs. Chew, 12 Wheat. Rep. 153, 167, that such decisions are entitled to the same respect as those which are given on the construction of local statutes. By so considering it and adopting it as a rule by which to decide this case, it follows conclusively, that if there was no such estate in the heirs of Dr Ramsay as would authorise them to sustain an ejectment under this will in their own names; the trust in the will was one clearly executed in Mrs Henderson. By the settled rules of courts, both of law and equity, as applied to the statute of uses of 27 Henry 8th, ch. 10, in force in South Carolina, there was, according to the principle of the decision of the state court, nothing executory in the trust. Mr or Mrs Ramsay were to do no act before both the legal and beneficial interest vested in the devisee in trust. The estate never vested in them for a moment, but passed directly to the objects of the trust as soon as the will took effect by the death of the testator. The interposition of the names of Mr and Mrs Ramsey, had no other legal operation than to make them the conduits through whom the estate was to pass. The application of the statute of Henry VIII. to a will, gives it the effect of a deed of bargain and sale to uses: they are only modes of passing title. Having no legal operation to vest the legal estate in the names used as the conduits or instruments of conveyance, the effect of either would be the same, if the grant or devise were made directly to the purposes and uses declared, transferring both the title and possession. "The statute conveys the possession to the use, and transfers the use into possession, thereby making the cestui qui use complete owner of the lands and tenements, as well at law as in equity. The possession thus transferred is not a mere seisin or possession in law, but an actual seisin and possession in fact; not a mere title to enter upon the land, but an actual estate. 2 M'Cord, 254.
This decided opinion of the highest court of South Carolina renders it unnecessary for this court to express their own opinion on this will. Thus construed, neither Mr or Mrs Ramsay ever had, and their heirs never could have, any right or estate in the premises so devised by Mr Laurens, in law or equity: no right of entry, possession, or ultimate enjoyment. They could not take the rents and profits, as the entire estate of the devisor vested in the devisee; they could therefore sustain no ejectment, which must be founded on a right of possession. Mrs Henderson is a purchaser directly under the will of her grandfather, deriving all her rights from him. There being not a spark of right in the Ramsays, she could by no possibility claim by, from or under them. There was no privity of estate between them. The Ramsays formed no link in the chain of title from the person last seised to the plaintiff. They were as much strangers to the estate in law, as if their names were not to be found in the will; and there could be in no principle of law any connection between the present and the former suit. The case contemplated in the law of 1744 is clearly one where the right of the plaintiff in the first suit passes to the plaintiff in the second, where it must depend upon some interest or right of action, which has become vested in him by purchase or descent from the person claiming the land in the former suit.
These are the views which inevitably result from the local laws, expounded by the highest court in the state; in accordance with which, the right of Mrs Henderson was as perfect on the death of Mr Laurens as it could be afterwards. She might have supported her ejectment against Griffin at the time when the heirs of Ramsay brought theirs: and this is not the case provided for by the law; which in our opinion applies only to the case of a suit brought to enforce a right derived from the first plaintiff. To give the law any other interpretation would be to establish in South Carolina the principle, that an action brought by a person having no right, title, or interest in land in the actual possession of a person claiming it for himself, would arrest the act of limitation, and prevent its running on the right of a stranger to the suit. It would be doing violence to the law to give it this meaning.
The plaintiffs' counsel seem to consider this as a case where the first ejectment was brought by a trustee, and the second by a cestui qui trust. But this is not such an one. If the construction given to the will is to be considered as the law of the case, the will of Mr Laurens did not sever his interest in the estate devised to his grand-daughter; the legal was not separated from the equitable estate; but the whole passed unbroken by the will. So that the relation of trustee and cestui qui trust never subsisted. The utmost extent of the argument drawn from this alleged analogy in favour of the plain tiff would be, that the heirs of Ramsay brought the first suit in assertion of the title of Mr Laurens, but for the want of privity, they could not bring it to bear on the defendant in their names. It would be quite a new principle in the law of ejectment and limitation, that the intention to assert the right was equivalent to its being actually done.
It is settled law that an entry on the land by one having the right, has the same effect in arresting the progress of the limitation as a suit; but it cannot be sustained as a legal proposition, that an entry by one having no right is of any avail. If the use or trust was executory; if the legal title had remained in the Ramsays as trustees, until they had done some act to vest it in the devisee as the cestui qui trust; there would be great force in the reasoning of the plaintiffs' counsel. But here there is no estate devised to Mr and Mrs Ramsay in trust. The statute, according to the local law of South Carolina, operates to make the devise directly to Mrs Henderson.
The only remaining point made by the plaintiffs, is that which arises from the following rule made by the circuit court in this cause, on the 21st of November 1823. "On reading the affidavit of Henry Gray, it is ordered that the plaintiffs show cause on Monday morning, why all proceedings in these cases should not be stayed, until the costs of the action prosecuted in the names of the heirs of David Ramsay, by the same plaintiffs in the state court against the same defendants, be paid." In pursuance of which rule the plaintiffs paid the costs in the action referred to.
Assuming the fact stated in the rule to be true, that the plaintiffs brought these suits in the name of David Ramsay's heirs, it shows no more than that it was a case which by the rules and practice of all courts authorised the order made by the circuit court. Costs had accrued to the defendant by a suit brought and prosecuted by the plaintiffs in this suit, in the name of those who had no right to the land. It was perfectly consistent with the justice of the case, that when these plaintiffs sued the same defendant in their own name, for the same land, they should reimburse him for the past costs to which they had subjected him before they should be permitted to proceed further. Rules of this kind are granted by courts to meet the justice and exigences of cases as they occur, not depending solely on the interest which those who are subjected to such rules may have in the subject matter of suits which they bring and prosecute in the names of others; but on a variety of circumstances which in the exercise of a sound discretion may furnish a proper ground for their interference. A rule on A. to pay the costs of a suit in the name of B. is no judicial decision that he had any interest in the subject, or that it was identical with one afterwards brought by A. in his own name for the same property. It is the exercise of a summary power to compel what under the circumstances of the particular case the court consider to be justice to a party in defending himself against an unfounded claim. The case before the circuit court was a proper one for the exercise of their discretionary powers, but their rule can have no possible bearing on the question in issue between the parties in the action.
It is therefore the opinion of the court that there is no error in the record; the judgment of the circuit court is affirmed, with costs.
This cause came on to be heard on the transcript of the record from the circuit court of the United States for the district of South Carolina, and was argued by counsel. On consideration whereof, it is the opinion of this court that there is no error in the judgment of the said circuit court; whereupon it is considered, ordered and adjudged, that the judgment of the said circuit court in this cause be, and the same is hereby affirmed, with costs.