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Francis v. Joint Force

United States Court of Appeals, Third Circuit
Sep 7, 2007
240 F. App'x 534 (3d Cir. 2007)

Summary

stating that "individual defendants were not subject to suit under Title VII"

Summary of this case from Fryar v. Wireess

Opinion

Nos. 06-2793, 06-2920.

Submitted Under Third Circuit LAR 34.1(a) August 24, 2007.

Filed: September 7, 2007.

On Appeal From the United States District Court For the District of New Jersey (D.C. Civ. No. 05-cv-04484), District Judge: Honorable Robert B. Kugler.

Janet Francis, Westampton, NJ, pro se.

Dorothy J. Donnelly, Office of United States Attorney, Trenton, NJ, Martin R. Cohen, American Federation of Government Employees, Bala Cynwyd, PA, for Joint Force Headquarters, et al.

Before: SLOVITER, MCKEE and FISHER, Circuit Judges.


OPINION


Janet Francis, acting pro se, appeals an order of the United States District Court for the District of New Jersey denying her motion for entry of default and granting defendants' motion to dismiss the complaint.

Francis is a former military technician who was discharged from the United States Army National Guard and fired from her related civilian employment with the Department of the Army. Her complaint in this case involves the termination of her civilian employment. She claims that her employer and supervisors retaliated against her for filing a complaint with the Equal Employment Opportunity Commission; failed to give her a proper hearing before termination; forged documents; and violated Title VII of the Civil Rights Act of 1964. In addition, she brings breach of duty of fair representation claims against her employee union and two of its officers. For these alleged wrongs, she seeks $1.3 million in compensatory damages, reinstatement at her previous position, and removal of any negative materials from her personnel file.

Like the District Court, we draw many of these facts from various defense motions, as the complaint filed by Francis is nearly devoid of factual allegations to support her claims.

Francis challenged the discharge from her military position in a separate action. See D.N.J. Civ. No. 05-cv-04882; C.A. No. 06-4246.

Given the extremely terse nature of the complaint, it is difficult to ascertain the precise nature of appellant's claims. We agree with the District Court's reading that all of the claims raised against the agency defendants should be treated as falling under Title VII.

The District Court dismissed the union defendants on the grounds that government employees have no private right of action against unions for breaching then-duty of fair representation. The Court denied appellant's motion for entry of default and dismissed the government defendants for failure to perfect service as required by Federal Rule of Civil Procedure 4(i)(1). No leave of additional time to serve the Attorney General was granted, as the District Court concluded that none of the named defendants was subject to suit under Title VII. Nor did the Court permit the filing of a second or third amended complaint. Instead, the Court granted defendants' motion to substitute the Secretary of the Department of the Army as the proper Title VII defendant and gave Francis nearly three weeks to serve the Secretary and the Attorney General properly. When no proof of service was submitted, the District Court dismissed the complaint for failure to effectuate service. Appellant moved for reconsideration, which the Court denied. A timely appeal followed.

Francis appealed various district court orders in two separate actions, which were consolidated by order of the Clerk on August 25, 2006.

We exercise jurisdiction pursuant to 28 U.S.C. § 1291, undertaking plenary review of the District Court's determinations about the propriety of service under Rule 4. See Petrucelli v. Bohringer and Ratzinger, 46 F.3d 1298, 1303-04 (3d Cir. 1995). All other issues in this case will be reviewed for abuse of discretion: the denial of appellant's motion for default judgment, see Jorden v. Nat'l Guard Bureau, 877 F.2d 245, 250-51 (3d Cir. 1989); the determination that there was not "good cause" to excuse late service for abuse of discretion, See MCI Telecomms. Corp. v. Teleconcepts, Inc., 71 F.3d 1086, 1096 (3d Cir. 1995); and the denial of reconsideration, see Alston v. Parker, 363 F.3d 229, 233 (3d Cir. 2004).

Appellant's breach of fair representation claims were properly dismissed. As the District Court explained at some length, federal employees do not enjoy a private right of action against their union for breach of its statutory duty of fair representation. See District Court Opinion of April 10, 2006, at 3-7; Karahalios v. Nat'l Fed'n of Fed. Employees, Local 1263, 489 U.S. 527, 529, 109 S.Ct. 1282, 103 L.Ed.2d 539 (1989). Nor may such claims be brought against attorneys or union officials who implemented the union's course of action. See Montplaisir v. Leighton, 875 F.2d 1, 3 (1st Cir. 1989). Therefore, Francis's claims are barred as to defendant American Federation of Government Employees and its officers, Sori and Phelan.

The District Court was also correct in concluding that the Secretary of the Department of the Army was the only proper defendant under 42 U.S.C. § 2000e-16(c). The individual defendants were not subject to suit under Title VII, see Sheridan v. E.I. DuPont de Nemours and Co., 100 F.3d 1061, 1078 (3d Cir. 1996), and the named government entities are not proper defendants, as the statute provides for suit only against the head of the employing agency. See Williams v. Army and Air Force Exch. Serv., 830 F.2d 27, 29 (3d Cir. 1987).

We also agree with the District Court's determination that Francis was an employee of the Department of the Army under 42 U.S.C. § 709. See Ass'n of Civilian Technicians v. Fed. Labor Relations Auth., 250 F.3d 778, 781 (D.C. Cir. 2001); Leistiko v. Stone, 134 F.3d 817, 818 (6th Cir. 1998).

The District Court did not abuse its discretion in substituting the Secretary of the Department of the Army as the only proper defendant for appellant's Title VII claims. It afforded her a reasonable amount of time to effectuate service, given the length of time that had already passed since the filing of the complaint. Appellant contends that she did mail a copy of the summonses and complaint to the Attorney General of the United States, submitting United States Post Office receipts reflecting mail sent to the attention of the Attorney General at an address in New Jersey. As Rule 4(i)(1)(B) makes clear, and as the District Court repeated in its Opinion dismissing the originally-named defendants, a copy of the summons and complaint must be mailed to the Attorney General "at Washington, District of Columbia." Appellant was afforded every opportunity to comply with this unambiguous requirement, and she has submitted no evidence of having done so. The District Court acted within its discretion in dismissing the complaint.

The District Court acted properly in denying Francis leave to submit additional amendments to her complaint, as she had already amended the complaint once as of right and the proposed amendments would have been futile. See Fed.R.Civ.P. 15(a); Arthur v. Maersk, Inc., 434 F.3d 196, 204 (3d Cir. 2006).

We find no abuse of discretion in the District Court's denial of Francis's motion for reconsideration, which identified neither errors in the District Court's orders nor any other basis to justify revisiting them.

Accordingly, we will affirm the order of the District Court.


Summaries of

Francis v. Joint Force

United States Court of Appeals, Third Circuit
Sep 7, 2007
240 F. App'x 534 (3d Cir. 2007)

stating that "individual defendants were not subject to suit under Title VII"

Summary of this case from Fryar v. Wireess
Case details for

Francis v. Joint Force

Case Details

Full title:Janet FRANCIS, Appellant v. JOINT FORCE HEADQUARTERS, HRO, HRO-EO, JAG, IG…

Court:United States Court of Appeals, Third Circuit

Date published: Sep 7, 2007

Citations

240 F. App'x 534 (3d Cir. 2007)

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