PITMAN, United States Magistrate Judge

David Segal, New York, NY, for Plaintiff.

Aimee Kara Lulich, Brian Jeremy Farrar, NYC Law Department, New York, NY, for Defendants.

OPINION AND ORDER

PITMAN, United States Magistrate Judge:

I. Introduction

By notice of motion dated August 18, 2017, plaintiff seeks leave to file a Third Amended Complaint (Plaintiff's Motion to Amend, dated Aug. 18, 2017 (Docket Item ("D.I.") 72) ("Mot."); Proposed Third Amended Complaint, dated Aug. 18, 2017 ("Proposed TAC"), attached to Mot.). For the reasons set forth below, plaintiff's motion is granted in part and denied in part.

II. Facts

This Section 1983 action arises from plaintiff's arrest on February 15, 2008. On the evening of February 14, 2008, the New York City Police Department ("NYPD") received reports of two attempted gun-point robberies of taxi drivers committed by two individuals in the area of the Simpson Street subway station in the Bronx, New York (Defendants' Memorandum of Law, dated Sept. 13, 2017 (D.I. 75) ("Def. Mem.") at 7). According to defendants, officers from several precincts, including defendant Officer Philip Lobello, were dispatched to search for the suspects (Def. Mem. at 7).

In his Amended Complaint, plaintiff alleges that, during the early morning of February 15, 2008, he was leaving a party in the Bronx and was walking towards a subway station in order to make his way back to Queens, where he lived (Amended Complaint dated Oct. 4, 2011 (D.I. 12) ("Am. Compl.") at 3). Plaintiff alleges that he was stopped by Lobello and his police dog (Am. Compl. at 3). In compliance with Lobello's directive, plaintiff alleges that he presented his identification to Lobello (Am. Compl. at 3). Plaintiff further alleges that Lobello ordered him to stand against a nearby wall (Am. Compl. at 3). According to plaintiff, shortly thereafter, Lobello's police dog began to bark, prompting plaintiff to ask that Lobello hold the police dog's leash tighter (Am. Compl. at 3). Lobello allegedly responded, "No! He's an officer and he can search you too!" (Am. Compl. at 3). Plaintiff claims that Lobello then unleashed the police dog without any justification or provocation, and that the police dog attacked plaintiff until he lost consciousness (Am. Compl. at 3). As plaintiff was lying face down on the sidewalk, bloodied and unconscious, he was arrested (Am Compl. at 3).

Plaintiff was treated for his injuries at Lincoln Medical and Mental Health Center ("LMMHC") (Am. Compl. at 5, 8). As a result of the attack, plaintiff sustained multiple puncture wounds on his neck, rear, arms and forearms (Am. Compl. at 3, 5).

Although plaintiff made no mention of it in his Complaint or Amended Complaint, he alleges in his proposed Third Amended Complaint that he learned at LMMHC that he had been arrested for pointing a firearm at and attempting to shoot a police officer, and that a police dog had subdued him (Proposed TAG ¶ 12). In addition, defendants state in their Answer that plaintiff was charged with robbery, criminal possession of a weapon, menacing and criminal possession of stolen property following his arrest (Answer, dated Feb. 13, 2012 (D.I. 20) ). Defendants also advise in their response to plaintiff's motion that a jury convicted plaintiff of criminal possession of a weapon and resisting arrest, but acquitted plaintiff of robbery, on April 12, 2011 (Def. Mem. at 8 n.2; see Mot. at 2, 3). On May 13, 2011, plaintiff was sentenced to seven years in prison—a sentence that he is currently serving—and five years of post-release supervision (Def. Mem. at 7–8; see Mot. at 2).

On February 16, 2011, plaintiff commenced this Section 1983 action against Oliver and Lobello, former NYPD Commissioner Raymond Kelly and the City of New York (Complaint). Although plaintiff's Amended Complaint did not specify which of his federal rights were violated, plaintiff appears to be alleging claims for excessive force and false arrest under Section 1983 (Am. Compl. at 3).

On June 21, 2012, plaintiff sought leave of court to file a Second Amended Complaint (Motion to Amend the Amended Complaint, dated June 21, 2012 (D.I. 30) ). The proposed Second Amended Complaint (1) asserted unspecified state law claims and (2) added 13 LMMHC employees as defendants (Proposed Second Amended Complaint, dated Sept. 3, 2012, annexed as Ex. B to Declaration of Aimee K. Lulich, Esq., dated Sept. 13, 2017 (D.I. 76) ("Lulich Decl.") ). While that motion was pending, plaintiff retained attorney David Segal to represent him in this action (Notice of Appearance, dated Nov. 11, 2013 (D.I. 45) ).

By Opinion and Order dated May 2, 2014, the Honorable Andrew L. Carter, Jr., United States District Judge, granted in part and denied in part plaintiff's motion to file his proposed Second Amended Complaint (Opinion and Order of Judge Carter, dated May 2, 2014 (D.I. 52) ("May 2, 2014 Order") ). Specifically, Judge Carter granted plaintiff leave to add the 13 LMMHC employees as defendants pursuant to Fed.R.Civ.P. 15(a) (2) and 15(c) (May 2, 2014 Order at 5–6). However, Judge Carter denied plaintiff's motion to the extent that it sought leave to assert any state law claims against both the named and proposed defendants (May 2, 2014 Order at 4–6). Judge Carter directed that plaintiff file a Second Amended Complaint with the appropriate amendments by no later than May 16, 2014 (May 2, 2014 Order at 7). That deadline passed without any submission from plaintiff or Segal; Judge Carter granted an extension of time for plaintiff to file his amended pleadings sua sponte and set a deadline of July 22, 2014, noting that he was "not inclined to grant further relief from this deadline unless good cause is shown" (Order of Judge Carter, dated July 14, 2014 (D.I. 54) ("July 14, 2014 Order") ). Although Segal appeared on plaintiff's behalf at a pretrial conference held on July 21, 2014 (see Scheduling Order of the undersigned, dated July 22, 2014 (D.I. 55) ), neither he nor plaintiff ever filed a Second Amended Complaint.

In March 2015, I advised plaintiff that Segal had been suspended from the practice of law for one year beginning in December 2014, and asked plaintiff how he wished to proceed (Order of the undersigned, dated Mar. 27, 2015 (D.I. 66)("Mar. 27, 2015 Order") ). Plaintiff chose to place the matter in suspense until Segal's suspension ended; however, Segal has not responded to communications from either plaintiff or the Court (Mar. 27, 2015 Order; Letter of Jermaine Dunham to the undersigned, dated July 7, 2015 (D.I. 69) ("Dunham's Letter"); see Plaintiff's Applications for Pro Bono Counsel, dated Dec. 2, 2016 (D.I. 70) ("Pl. Pro Bono App.") at 4). Plaintiff made numerous, unsuccessful, attempts to secure competent counsel (see Pl. Pro Bono App.).

Plaintiff, proceeding pro se, filed the instant motion on August 18, 2017. Plaintiff's proposed amendments (1) add "Lieutenant Batignani" as a defendant and (2) assert "new" claims for (a) assault, battery, intentional infliction of emotional distress and negligence under state law and (b) malicious prosecution under the Fourth and Fourteenth Amendments against Lobello, Oliver and proposed defendant Batignani (Proposed TAC ¶¶ 28–55). For the purpose of resolving this motion, I shall assume that plaintiff also intends to assert these claims against the remaining named defendants, Commissioner Kelly and the City of New York, and that his failure to do so was inadvertent.

With respect to Batignani, plaintiff alleges, among other things, that one of the robbery victims provided Batignani with a description of the suspects (Proposed TAC ¶¶ 4–5). Thereafter, plaintiff alleges, Batignani canvassed the area and observed, but lost track of, an individual fitting the description of one of the suspects and carrying something in his hand (Supp. to Proposed TAC ¶ 6). Batignani radioed a description and the approximate location of the individual to other officers involved in the search, including Lobello, and directed that they establish a perimeter around the area (Supp. to Proposed TAC ¶ 7). Plaintiff appears to allege that Batignani's directive led to plaintiff's arrest. Furthermore, plaintiff also appears to allege that he did not fit the description of the suspect that Batignani had allegedly conveyed to the responding officers (Proposed TAC ¶ 23). Plaintiff alleges that, although Batignani did not personally observe plaintiff's arrest, he learned of it when he arrived at the scene of arrest afterwards (Supp. to Proposed TAC ¶ 8). Plaintiff also states that Batignani learned by police radio that Lobello had stopped plaintiff as that stop was occurring (Mot. at 3).

Defendants argue that plaintiff's motion should be denied in its entirety due to plaintiff's failure to file his Second Amended Complaint by the deadline provided in Judge Carter's July 14, 2014 Order (Def. Mem. at 12–13). Furthermore, defendants appear to argue that plaintiff's Third Amended Complaint is redundant of his Amended Complaint, except for that it seeks to (1) add Lieutenant Batignani as a defendant, (2) assert state law tort claims and (3) assert a claim for malicious prosecution. Defendants argue that each of these amendments is futile and that plaintiff's motion to amend must, therefore, be denied.

III. Analysis

A. Legal Standards

The standards applicable to a motion to amend a pleading pursuant to Fed.R.Civ.P. 15(a)(2) are well stated and require only brief review. Leave to amend a pleading should be freely granted "when justice so requires." Fed.R.Civ. P. 15(a) ; Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962) ; Kroshnyi v. U.S. Pack Courier Servs., Inc., 771 F.3d 93 (2d Cir. 2014) ; TechnoMarine SA v. Giftports, Inc., 758 F.3d 493 (2d Cir. 2014) ; City of Pontiac, Gen. Emps.' Ret. Sys. v. MBIA Inc., 300 Fed.Appx. 33, 34 (2d Cir. 2008) ; Hanniford v. County of Dutchess, 17 Civ. 4166 (KBF), 2017 WL 5468767 at *4 n.4 (S.D.N.Y. Nov. 14, 2017) (Forrest, D.J.); Perrotta v. City Sch. Dist. of Yonkers, 16 Civ. 9101 (VB), 2017 WL 4236565 at *6 (S.D.N.Y. Sept. 22, 2017) (Briccetti, D.J.). "Nonetheless, the Court may deny leave if the amendment (1) has been delayed unduly, (2) is sought for dilatory purposes or is made in bad faith, (3) the opposing party would be prejudiced, or (4) would be futile." Lee v. Regal Cruises, Ltd., 916 F.Supp. 300, 303 (S.D.N.Y. 1996) ( Kaplan, D.J.), aff'd, 116 F.3d 465 (2d Cir. 1997) ; see McCarthy v. Dun & Bradstreet Corp., 482 F.3d 184, 200–01 (2d Cir. 2007) ; Morris Builders, L.P. v. Fidelity Nat'l Title Ins. Co., 16 Civ. 9114 (VB), 2017 WL 5032996 at *2 (S.D.N.Y. Nov. 2, 2017) (Briccetti, D.J.); Perrotta v. City Sch. Dist. of Yonkers, supra, 2017 WL 4236565 at *6.

A proposed amendment may be denied as futile "where the claim or defense proposed to be added has no colorable merit." Oliver v. DeMarinis & Co., 90 Civ. 7950 (SS), 1993 WL 33421 at *2 (S.D.N.Y. Jan. 29, 1993) (Lee, M.J.) (inner quotations omitted); see also Ryder Energy Distrib. Corp. v. Merrill Lynch Commodities, Inc., 748 F.2d 774, 783 (2d Cir. 1984) (if the movant has "colorable grounds for relief," justice requires that leave to amend be granted in the absence of undue delay, bad faith or prejudice). "The ‘colorable grounds’ requirement mandates that a district court may not deny a motion for leave to amend a pleading [on futility grounds] when said pleading is sufficient to withstand a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6)." Children First Found. Inc., v. Martinez, 04 Civ. 0927 (NPM), 2007 WL 4618524 at *5 (N.D.N.Y. Dec. 27, 2007), citing in part Kassner v. 2nd Ave. Delicatessen, Inc., 496 F.3d 229, 244 (2d Cir. 2007) ; see also Estate of Ratcliffe v. Pradera Realty Co., 05 Civ. 10272 (JFK), 2007 WL 3084977 at *4 (S.D.N.Y. Oct. 19, 2007) (Keenan, D.J.); Journal Publ'g Co v. Am. Home Assurance Co., 771 F.Supp. 632, 635 (S.D.N.Y. 2007) (Leisure, D.J.) ("The Proposed Amended Complaint may therefore be scrutinized as if defendant's objections to the amendments constituted a motion to dismiss under Fed.R.Civ.P. 12(b)(6).").

In assessing the futility of a proposed amended pleading, the factual allegations set forth in the proposed amended pleading are assumed to be true. See Max Impact, LLC v. Sherwood Group, 09 Civ. 0902 (LMM), 2009 WL 2448108 at *1 (S.D.N.Y. Aug. 1, 2009) (McKenna, D.J.); Edwards v. City of N.Y., 07–CV–5286 (CPS)(RML), 2009 WL 1910740 at *1 (E.D.N.Y. June 29, 2009) ; Da Cruz v. Towmasters of N.J., 217 F.R.D. 126, 128 n.1 (E.D.N.Y. 2003) ; Binder v. Nat'l Life of Vt., 02 Civ. 6411 (GEL), 2003 WL 21180417 at *2 (S.D.N.Y. May 20, 2003) (Lynch, then D.J., Cir. J.); Gabourel v. Bouchard Transp. Co., 901 F.Supp. 142, 144 (S.D.N.Y. 1995) (Chin, then D.J., now C.J.). Where, as here, plaintiff is pro se, courts shall "liberally construe [plaintiff's] pleadings and briefings ... reading such submissions to raise the strongest arguments they suggest." Bertin v. United States, 478 F.3d 489, 491 (2d Cir. 2007), citing Cruz v. Gomez, 202 F.3d 593, 597 (2d Cir. 2000)and Burgos v. Hopkins, 14 F.3d 787, 790 (2d Cir. 1994).

"To survive a motion to dismiss under [Fed.R.Civ.P.] 12(b)(6)... for failure to state a claim upon which relief can be granted, ‘a complaint must contain ... sufficient factual matter, accepted as true, to state a claim for relief that is plausible on its face.’ " Shi–Hsin Chang v. Phoenix Satellite Television (U.S.), Inc., 14 Civ. 2686 (PKC), 2014 WL 5017838 at *1 (S.D.N.Y. Sept. 19, 2014) (Castel, D.J.), quoting Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (citation and internal quotations omitted); see Virgil v. Town of Gates, 455 Fed.Appx. 36, 37 (2d Cir. 2012) ; Smith v. NYCHA, 410 Fed.Appx. 404, 405–06 (2d Cir. 2011). A claim is plausible when its factual content "allows the court to draw the reasonable inference that the defendant is liable for the conduct alleged. The plausibility standard is not akin to a ‘probability requirement,’ but it asks for more than a sheer possibility that the defendant has acted unlawfully." Ashcroft v. Iqbal, supra, 556 U.S. at 678, 129 S.Ct. 1937 (citations omitted). "Where a complaint pleads facts that are merely consistent with a defendant's liability, it stops short of the line between possibility and plausibility for entitlement to relief." Ashcroft v. Iqbal, supra, 556 U.S. at 696, 129 S.Ct. 1937 (internal quotations omitted). Accordingly, "where the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged—but it has not ‘show[n]’—‘that the pleader is entitled to relief.’ " Ashcroft v. Iqbal, supra 556 U.S. at 679, 129 S.Ct. 1937, quoting Fed.R.Civ.P. 8(a)(2).

"[T]he Complaint is deemed to include any written instrument attached to it as an exhibit or any statements or documents incorporated in it by reference." Chambers v. Time Warner, Inc., 282 F.3d 147, 153 (2d Cir. 2002), quoting, Int'l Audio Network, Inc., v. Am. Tel. & Tel. Co., 62 F.3d 69, 72 (2d Cir. 1995) (per curium ); see Staehr v. Hartford Financial Servs. Group Inc., 547 F.3d 406, 425 (2d Cir. 2008) ("[T]he general rule is that a district court may not look outside the complaint and the documents attached thereto in ruling on a Rule 12(b) motion to dismiss ...."). In addition, "[e]ven where a document is not incorporated by reference, the court may nevertheless consider it where the complaint relies heavily upon its terms and effect, which renders the document integral to the complaint." Mangiafico v. Blumenthal, 471 F.3d 391, 398 (2d Cir. 2006), quoting Chambers v. Time Warner, Inc., supra, 282 F.3d at 152–53. Finally, district courts "may also consider matters of which judicial notice may be taken." Kramer v. Time Warner, Inc., 937 F.2d 767, 773 (2d Cir. 1991).

Where a motion seeking leave to amend is made after the deadline set by a court Order, the party seeking amendment must meet a more rigorous standard. "[D]espite the lenient standard of Rule 15(a), a district court does not abuse its discretion in denying leave to amend the pleadings after the deadline set in [an] order where the moving party has failed to establish good cause." Parker v. Columbia Pictures Indus., 204 F.3d 326, 340 (2d Cir. 2000). The touchstone of "good cause" is the "diligence of the moving party." See Parker v. Columbia Pictures Indus., supra, 204 F.3d at 340, citing, inter alia, Sosa v. Airprint Sys., Inc., 133 F.3d 1417, 1419 (11th Cir. 1998) (per curium ) (finding no good cause where party failed to discover necessary information and was on notice in advance of the deadline that her complaint was inadequate) and Johnson v. Mammoth Recreations, Inc., 975 F.2d 604, 610 (9th Cir. 1992) (refusing to find good cause under Rule 16(a) where party received notice long in advance of the deadline that the complaint did not name all necessary parties).

"Absent extraordinary circumstances, a client assumes the risk of his attorney's actions and is bound even by the consequences of his attorney's negligence." Lastra v. Weil, Gotshal & Manges LLP, 03 Civ. 8756 (RJH)(RLE), 2005 WL 551996 at *4 (S.D.N.Y. Mar. 8, 2005) (Ellis, M.J.), citing Chira v. Lockheed Aircraft, Corp., 634 F.2d 664, 666–67 (2d Cir. 1980)and Gadsden v. Jones Lang Lasalle Americas, Inc., 210 F.Supp.2d 430, 436–37 (S.D.N.Y. 2002) (Motley, D.J.); JB Aviation, LLC v. R Aviation Charter Servs., LLC, CV–14–5175 (DRH)(AKT), 2016 WL 4444794 at *1 (E.D.N.Y. Aug. 23, 2016) (holding that attorney "inadvertence or oversight is not good cause for purposes of [ Fed.R.Civ.P. 16(a) ]"). Moreover, vague allegations by a plaintiff regarding his attorney's misconduct are "insufficient to establish good cause for" belated amendments. Guity v. Uniondale Union Free Sch. Pist., CV–12–1482 (SJF)(AKT), 2014 WL 795576 at *5 (E.D.N.Y. Feb. 27, 2014).

B. Application

As an initial matter, plaintiff's noncompliance with Judge Carter's July 14, 2014 Order directing him to submit his Second Amended Complaint by July 22, 2014, and the subsequent delay of approximately three years between that deadline and the date that he filed the present motion, cannot be attributed to plaintiff's lack of diligence. Rather, plaintiff's failure to submit an amended complaint was principally caused by "extraordinary circumstances"—the well-established and detailed allegations of Segal's attorney misconduct. Specifically, on December 9, 2014, Segal was suspended from the practice of law for a "pattern of misconduct" in a number of matters, including failing to communicate with clients and ignoring court scheduling orders. In re Segal, 123 A.D.3d 260, 997 N.Y.S.2d 72 (1st Dep't 2014). Segal appears to have conducted himself in a similar manner with respect to his representation of plaintiff here. Not only did Segal fail to submit plaintiff's Second Amended Complaint in compliance with Judge Carter's July 14, 2014 Order, he failed to advise plaintiff of his default. In fact, Segal's communication with plaintiff was so deficient that plaintiff was entirely unaware that Segal had been suspended from the practice of law until the Court informed plaintiff of this development In March 2015, approximately four months after the suspension had occurred (Mar. 27, 2015 Order). Segal's misconduct is aggravated by plaintiff's incarceration, which made it impossible for plaintiff to oversee Segal's work in any meaningful way. In addition, the delay of approximately three years was not due to any lack of diligence on the part of plaintiff. After learning of Segal's suspension, I gave plaintiff the option of holding the matter in suspense until Segal was reinstated; plaintiff elected to do so (Mar. 27, 2015 Order). When plaintiff was informed by Segal's former associate that Segal had not returned to the practice of law (Wilt Letter), plaintiff attempted to find counsel (see Pl. Pro Bono App.). Only after his efforts to find counsel proved fruitless did plaintiff choose to proceed pro se; he then filed this motion to further amend his complaint.

Thus, because plaintiff's failure to submit a Second Amended Complaint and the subsequent delay were caused by extraordinary circumstances, he has established "good cause" for purposes of Fed.R.Civ.P. 16(b). Accordingly, I shall proceed to the merits of plaintiff's motion.

1. Addition of Defendant Batignani

Plaintiff's proposed Third Amended Complaint seeks to add Batignani as a defendant and asserts state law tort claims and Section 1983 claims against him as a supervisor. Defendants argue that both sets of claims are futile and, should, therefore, be denied.

a. State Law Claims

Plaintiff's proposed Third Amended Complaint asserts state law claims of assault, battery, intentional infliction of emotional distress and negligence against Batignani (Proposed TAC ¶¶ 40–48, 52–55). Defendants contend that those claims must fail as a matter of law for the same reasons Judge Carter held that state law tort claims plaintiff sought to assert in his proposed Second Amended Complaint were deficient, namely, plaintiff has failed to serve a notice of claim as required by New York's General Municipal Law (May 2, 2014 Order at 4). Specifically, Judge Carter's May 2, 2014 Order explained that, in order to assert state law claims against individual employees of a municipality,

a plaintiff must serve notice of a claim against the [individual] to be sued within 90 days of the accrual of the claim. N.Y. Gen. Mun. Law § 50–e(1)(A) (McKinney). The cause of action must then be commenced within a hundred and ninety days after the claim accrues. N.Y. Gen. Mun. Law 50–i(1)(a). The requirement to file a notice of claim is "strictly construed by New York state courts, and failure to comply with this requirement ‘requires a dismissal for failure to state a cause of action.’ " Hart v. City of N.Y., No. 11 Civ. 4678 (RA), 2013 WL 6139648, at *11 (S.D.N.Y. Nov. 18, 2013) [Abrams, D.J.) ] (quoting Hardy v. N.Y. City Health & Hosp. Corp., 164 F.3d 789, 792–93 (2d Cir. 1999) ).

(May 2, 2014 Order at 4). See Reyes v. City of N.Y., 992 F.Supp.2d 290, 300–01 (S.D.N.Y. 2014) (Torres, D.J.) (holding that the notice requirement under New York law applies to claims brought against the municipality and claims against the individual employees of a municipality). As noted in the May 2, 2014 Order, in order to comply with the notice of claim requirement under N.Y. Gen. Hun. Law § 50–e(l) (A) and 50–i(1)(a), plaintiff must have filed a notice of claim by May 21, 2008 and have initiated the action by August 29, 2008 (May 2, 2014 Order at 4). Judge Carter held that because plaintiff failed to allege that he had complied with this requirement in his proposed Second Amended Complaint, plaintiff's amendment to add "new" state law claims was futile and must be denied (May 2, 2014 Order at 4–5). Similarly, plaintiff does not allege that he satisfied the notice of claim requirement with respect to Batignani. Thus, plaintiff's motion to include state law claims against him is futile and, therefore, is denied.

b. Section 1983 Claims

Plaintiff's proposed Third Amended Complaint also appears to assert claims for excessive force, false arrest and malicious prosecution against Batignani as a supervisory defendant under Section 1983. Defendants argue that this amendment must be denied because it would be futile.

In order to establish a claim under Section 1983, a plaintiff must show that "(1) the conduct complained of must have been committed by a person acting under color of state law; and (2) the conduct complained of must have deprived a person of rights, privileges, or immunities secured by the Constitution or laws of the United States." Pitchell v. Callan, 13 F.3d 545, 547 (2d Cir. 1994), citing Parratt v. Taylor, 451 U.S. 527, 535, 101 S.Ct. 1908, 68 L.Ed.2d 420 (1981), overruled on other grounds, Daniels v. Williams, 474 U.S. 327, 106 S.Ct. 662, 88 L.Ed.2d 662 (1996) ; accord Fiedler v. Incandela, 222 F.Supp.3d 141, 156 (E.D.N.Y. 2016) ; Guttilla v. City of New York, 14 Civ. 156 (JPO), 2015 WL 437405 at *5 (S.D.N.Y. Feb. 3, 2015) (Oetken, D.J.); Davis v. Lynbrook Police Dep't, 224 F.Supp.2d 463, 475–76 (E.D.N.Y. 2002).

"It is well settled in this Circuit that ‘personal involvement of defendants in alleged constitutional deprivations is a prerequisite to an award of damages under 1983.’ " Colon v. Coughlin, 58 F.3d 865, 873 (2d Cir. 1985), quoting Williams v. Smith, 781 F.2d 319, 323 (2d Cir. 1986) ; accord Grullon v. City of New Haven, 720 F.3d 133, 138 (2d Cir. 2013) ; Lebron v. Mrzyglod, 14 Civ. 10290 (KMK), 2017 WL 365493 at *3 (S.D.N.Y. Jan. 24, 2017) (Karas, D.J.). If plaintiff has failed to allege plausibly the personal involvement of Batignani, then the Section 1983 claims asserted against him are futile. See Marom v. City of New York, 15 Civ. 2017 (PKC), 2016 WL 916424 at *14 (S.D.N.Y. Mar. 7, 2016) (Crotty, D.J.).

Personal involvement of a state official for purposes of Section 1983 can be shown by:

(1) actual direct participation in the constitutional violation, (2) failure to remedy a wrong after being informed through a report or appeal, (3) creation of a policy or custom that sanctioned conduct amounting to a constitutional violation, or allowing such policy or custom to continue, (4) grossly negligent supervision of subordinates who committed a violation, or (5) failure to act on information indicating that unconstitutional acts were occurring.

Hernandez v. Keane, 341 F.3d 137, 145 (2d Cir. 2003), citing Colon v. Coughlin, supra, 58 F.3d at 873 ; see Avent v. New York, 157 Fed.Appx. 375, 377 (2d Cir. 2005) (summary order); Richardson v. Goord, 347 F.3d 431, 435 (2d Cir. 2003) ; Lewis v. Fisher, 08 Civ. 3027 (JG)(LB), 2009 WL 689803 at *3 (E.D.N.Y. Mar. 12, 2009) ; Benitez v. Locastro, 9:04–CV–4239 (NAM), 2008 WL 4767439 at *12 (N.D.N.Y. Oct. 29, 2008). The personal involvement of a supervisor can be shown in one of four ways:

(1) failure to take corrective action after learning of a subordinate's unlawful conduct, (2) creation of a policy or custom fostering the unlawful conduct, (3) gross negligence in supervising subordinates who commit unlawful acts, or (4) deliberate indifference to the rights of others by failing to act on information regarding the unlawful conduct of subordinates.

Hayut v. State Univ. of New York, 352 F.3d 733, 753 (2d Cir. 2003), citing Johnson v. Newburgh Enlarged Sch. Dist., 239 F.3d 246, 254 (2d Cir. 2001)and Colon v. Coughlin, supra, 58 F.3d at 873. In order to sustain a finding on a failure-to-supervise theory, "[p]laintiff must show that the defendant knew or should have known that there was a high degree of risk that his subordinates would behave inappropriately, but either deliberately or recklessly disregarded that risk by failing to take action that a reasonable supervisor would find necessary to prevent such a risk, and that failure caused a constitutional injury to Plaintiff." Samuels v. Fischer, 168 F.Supp.3d 625, 638 (S.D.N.Y. 2016) (Karas, D.J.) (quotation marks and citations omitted); accord Villafane v. Sposato, No. CV-16-3674 (JFB)(AKT), 2017 WL 4179855 at *14 (E.D.N.Y. Aug. 22, 2017) (Report & Recommendation), adopted at, 2017 WL 4157220 (E.D.N.Y. Sept. 15, 2017) ; see also Poe v. Leonard, 282 F.3d 123, 142 (2d Cir. 2002).

Plaintiff's bare allegation that Batignani is liable for failing to supervise his subordinates fails to allege sufficient facts to state a claim on a failure-to-supervise theory. "[G]eneralized contentions that [defendant] ‘failed to supervise’ [subordinates] are insufficient to establish his personal involvement." Mancuso v. Village of Pelham, 15 Civ. 7895 (KMK), 2016 WL 5660273 at *11 (S.D.N.Y. Sep. 29, 2016) (Karas, D.J.); accord McRae v. Gentile, No. 14-CV-783, 2015 WL 7292875 at *5 (N.D.N.Y. Oct. 20, 2015) ("Vague and conclusory allegations that a supervisor negligently failed to train or supervise subordinate employees are not sufficient to establish personal involvement so as to give rise to personal liability." (internal quotation marks omitted) ) (Report & Recommendation), adopted at, 2015 WL 7300540 (N.D.N.Y. Nov. 18, 2015) ; Brooks v. Prack, 77 F.Supp.3d 301, 313 (W.D.N.Y. 2014) ("Plaintiff's claim that Prack and Esgrow failed to supervise their subordinates, without explaining how they failed to supervise their subordinates, or which subordinates they failed to supervise, does not satisfy even the most minimal pleading standards.").

Even if I were to rely on facts asserted by plaintiff outside of his proposed Third Amended Complaint suggesting that Lobello radioed Batignani about plaintiff's stop and that Batignani was "deliberately indifferent" to the unconstitutional acts that were occurring (Mot. at 3, quoting Colon v. Coughlin, supra, 58 F.3d at 873 ), plaintiff still fails to allege personal involvement adequately. Reading plaintiff's proposed Third Amended Complaint and his other filings in the light most favorable to him, all that plaintiff asserts is that Batignani received a radio transmission stating that plaintiff had been stopped by Lobello. However, "mere notification of alleged wrongdoing does not establish personal involvement [of a supervisory defendant]." McNair v. Kirby Forensic Psychiatric Center, 09 Civ. 6660 (SAS), 2010 WL 4446772 at *13 (S.D.N.Y. Nov. 5, 2010) (Scheindlin, D.J.). Plaintiff alleges no facts suggesting Batignani either knew or should have known of the alleged constitutional violations of which plaintiff complains. See Colon v. Coughlin, supra, 58 F.3d at 874 (holding that neither gross negligence nor deliberate indifference could be found where defendant had no knowledge of underlying constitutional violation). Plaintiff is clearly relying on a pure respondeat superior theory of liability, which is insufficient to sustain a Section 1983 claim seeking to impose supervisory liability. Richardson v. Goord, 347 F.3d 431, 435 (2d Cir. 2003) ("Mere ‘linkage in the ... chain of command’ is insufficient to implicate a [supervisory official in a 1983 claim]"), quoting Ayers v. Coughlin, 780 F.2d 205, 210 (2d Cir. 1985) ; accord Williams v. Savory, 87 F.Supp.3d 437, 456 (S.D.N.Y. 2015) (Engelmayer, D.J.); see Santiago v. Comm'r of New York City Corr., 14 Civ. 6473 (PAE)(JCF), 2016 WL 680823 at *3 (S.D.N.Y. Feb. 18, 2016) (Francis, M.J.) (Report & Recommendation) ("[A] chain-of-command theory is not a permissible basis on which to premise individual liability [under Section 1983]."), adopted at, 2016 WL 4051861 (S.D.N.Y. July 26, 2016) (Engelmayer, D.J.).

Plaintiff fails to allege adequately the personal involvement on the part of Batignani and, therefore, plaintiff's Section 1983 claims asserted against him are futile. Accordingly, plaintiff's motion to amend to add Batignani as a supervisory defendant is denied.

2. Plaintiff's State Law Tort Claims Asserted Against Named Defendants

Plaintiff's proposed Third Amended Complaint also adds state law tort claims for assault, battery, intentional infliction of emotional distress and negligence against Lobello and Oliver (TAC ¶ 40–48, 52–55). As noted above, I shall assume that plaintiff intends to assert these claims against named defendants Commissioner Kelly and the City of New York as well. See Smith v. City of New York. 1 F.Supp.3d 114, 117 (S.D.N.Y. 2013) (Schofield, D.J.) (assuming pro se plaintiff's failure to-assert claims against a named defendant was inadvertent and assuming that plaintiff intended to assert against that defendant). Plaintiff previously sought to assert unspecified state law claims against these defendants in his proposed Second Amended Complaint, but Judge Carter denied the addition of these claims (May 2, 2014 Order).

As explained on pages 18–19, in order to state a claim under state law against an individual employee of a municipality, a plaintiff must allege that he complied with the notice of claim requirement set forth in N.Y. Gen. Mun. Law § 50–e(1)(A), 50 –1(1)(a). Failure to do so requires dismissal of such claims. See Hart v. City of N. Y., supra, 2013 WL 6139648 at *11. Because plaintiff does not allege that he complied with the notice of claim requirement with respect to his state law claims against individual defendants Lobello, Oliver and Kelly, those claims are futile.

In addition, the notice of claim requirement described above also applies to state law claims asserted against municipalities, as well as their individual employees. See Reyes v. City of N.Y., supra, 2014 WL 173412 at *7. Plaintiff fails to allege that he satisfied this requirement with respect to defendant City of New York and, therefore, that claim is also futile. Accordingly, plaintiff's motion for leave to amend is denied to the extent that he seeks to add state law claims against the named defendants.

3. Plaintiff's 1983 Malicious Prosecution Claim

Plaintiff's proposed Third Amended Complaint appears to assert a "new" claim for malicious prosecution under the Fourth and Fourteenth Amendment against proposed and named defendants (Proposed TAC ¶ 29; Mot. at 2–3).

To state a claim for malicious prosecution under Section 1983, a plaintiff must plead each of these five elements:

(1) [T]hat the defendant initiated a prosecution against plaintiff, (2) that the defendant lacked probable cause to believe the proceeding could succeed, (3) that the defendant acted with malice, ... (4) that the prosecution was terminated in plaintiff's favor ... [and] (5) [that there was] a sufficient post-arraignment liberty restraint to implicate the plaintiff's Fourth Amendment rights.

Smith v. City of New York, supra, 1 F.Supp.3d at 121, quoting Rohman v. New York City Trans. Auth., 215 F.3d 208, 215 (2d Cir. 2000).

Plaintiff's proposed Third Amended Complaint alleges that, before he was stopped by Lobello, he had been stopped and searched by two other unidentified NYPD officers (Proposed TAC ¶¶ 8–10). Plaintiff appears to allege that that search revealed only that he had a cell phone in his possession; plaintiff alleges that he was unarmed (Proposed TAC ¶¶ 9, 14). Plaintiff goes on to allege that approximately five minutes later he was stopped by Lobello, despite the fact that Lobello knew that plaintiff had previously been stopped, searched and permitted to proceed by other officers (Proposed TAC ¶¶ 10–12). Thus, plaintiff alleges that Lobello lacked probable cause to stop him and acted with malice. Shortly thereafter, plaintiff was subdued by Lobello's police dog and arrested. Plaintiff was apparently charged with several crimes following his February 15, 2008 arrest. As noted above, following a jury trial, he was convicted of criminal possession of a weapon and resisting arrest, but was acquitted of robbery.

Defendants contend that plaintiff cannot sustain a claim for malicious prosecution because his underlying criminal proceeding resulted in two convictions and, therefore, he cannot satisfy the requirement of a "favorable termination" (Def. Mem. at 11, citing Heck v. Humphrey, 512 U.S. 477, 483, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994) ). However, plaintiff correctly points out that, in light of the Second Circuit's decision in Janetka v. Dabe, 892 F.2d 187, 190 (2d Cir. 1989), a malicious prosecution claim may lie where a split verdict was rendered in plaintiff's underlying criminal proceeding.

In Janetka, the Second Circuit found that plaintiff's underlying criminal proceeding terminated in his favor where he was convicted of disorderly conduct but acquitted of resisting arrest following a jury trial. The Second Circuit, in concluding that Janetka's disorderly conduct conviction did not bar his malicious prosecution claim with respect to the charge of resisting arrest, found it significant that

Janetka was charged with two distinct offenses involving distinct allegations. The disorderly conduct charge involved Janetka's actions directed at the unidentified [H]ispanic man; the resisting arrest charge involved his actions directed at the officer's attempts to arrest him. The elements of each charge are different, neither charge is a lesser included offense of the other.

Janetka v. Dabe, supra, 892 F.2d at 190. The Second Circuit also examined the comparative severity of the two charges and concluded that "[t]o hold that an acquittal does not constitute a favorable termination would be particularly inappropriate in this case, where the charge for which Janetka was acquitted was more serious than the one for which he was convicted." Janetka v. Dabe, supra, 892 F.2d at 190.

Courts in this Circuit frequently apply Janetka where a plaintiff, charged with multiple accounts, is acquitted on counts that arise from a distinct set of factual allegations from the counts for which he was convicted. See Ostroski v. Town of Southold, 443 F.Supp.2d 325, 337 (E.D.N.Y. 2006) (Janetka requires a court to look at "whether the elements of each charge are different, whether one charge is a lesser included offense of the other, and whether the alleged convictions were directed at different people"), quoting Pichardo v. New York Police Dep't, 98 Civ. 429 (DLC), 1998 WL 812049 at *3 (S.D.N.Y. Nov. 18, 1998) (Cote, D.J.) (internal quotations omitted); see also Evans v. City of New York, No. 12-CV-5341 (MKB), 2015 WL 1345374 at *20 (E.D.N.Y. Mar. 25, 2015) (Report & Recommendation) ("[T]he leading Second Circuit case on the question of favorable termination in the context of split verdicts[ ] requires that a district court confronted with a malicious prosecution claim in which the plaintiff seeks to show that an acquittal constitutes a favorable termination ask whether the acquittal and conviction charges involved were ‘distinct offenses involving distinct allegations’ "), quoting Janetka v. Dabe, supra, 892 F.2d at 190.

Application of Janetka in this instance directs a finding that plaintiff may proceed on his malicious prosecution claim with respect to the robbery charge because the charge was a "distinct offense involving distinct allegations" from the charges of resisting arrest and criminal possession of a weapon. Specifically, plaintiff was convicted of resisting arrest and criminal possession of a weapon; both offenses related to his conduct towards Lobello immediately prior to and during plaintiff's arrest. Conversely, the robbery charge related to plaintiff's alleged conduct that occurred well before the time of his arrest and that was directed towards two taxi drivers. Moreover, the elements of the charges of which he was convicted of do not share the same elements as, nor are they lesser-included-offenses of, the robbery charge of which he was acquitted. Therefore, because the elements and the alleged conduct relating to the robbery charge are separate and distinct from the conduct underlying and the elements of the criminal convictions, under Janetka, the prosecution of the robbery charge ended in plaintiff's favor.

Although Janetka also teaches that it is "particularly inappropriate" to find that a favorable termination is lacking where the offenses of conviction and acquittal stem from distinct factual circumstances and where the offense of acquittal is more serious than the offense of conviction, Janetka"d[oes] not suggest that [an acquittal of the more serious charge is] required for a malicious prosecution claim to exist." see Ostroski v. Town of Southold, supra, 443 F.Supp.2d at 337 ; Sassower v. City of White Plains, 89 Civ. 1267 (MJL), 1995 WL 222206 at *4 n.8 (S.D.N.Y. Apr. 13, 1995) (Lowe, D.J.) ("The distinctness of the charges appears to be the more controlling factor [than the comparative severity of the related charges] in this Circuit."). Nevertheless, even if I assume that Janetka requires an acquittal of the more serious charge for a Section 1983 malicious prosecution claim to be viable, neither plaintiff nor defendants provide sufficient information to enable me to compare the seriousness of the charges of which plaintiff was acquitted with the charges of which plaintiff was convicted and, thus, any analysis of this issue would be speculative. However, this lack of clarity with respect to plaintiff's potential sentence exposure does not preclude plaintiff's malicious prosecution claim at this stage; the charges that he was acquitted and convicted of, respectively, were sufficiently distinct such that a jury could reasonably find that part of plaintiff's underlying criminal proceeding terminated in his favor. See Graebe v. Falcetta, 726 F.Supp. 36, 39 (E.D.N.Y. 1989), aff'd 946 F.2d 883 (2d Cir. 1991) (applying Janetka in finding that conviction for speeding charge did not bar a malicious prosecution claim premised on acquittal of charges for resisting arrest and attempted escape); Goree v. Gunning, 738 F.Supp. 79, 80 (E.D.N.Y. 1990) (finding that conviction of resisting arrest, disorderly conduct and harassment barred malicious prosecution claim premised on the charges of acquittal, to wit, criminal possession of a weapon and menacing, because the allegations of those charges were not distinct).

Defendants also argue that, even if plaintiff has adequately stated a claim for malicious prosecution, his claim is time-barred under the applicable statute of limitations (Def. Mem. at 11–12). Patterson v. County of Oneida, 375 F.3d 206, 225 (2d Cir. 2004) ; Murphy v. Lynn, 53 F.3d 547, 548 (2d Cir. 1995) ("It is clear from our precedents that the applicable statute of limitations for 1983 actions in New York is three years ... and that, for claims based in malicious prosecution, this period starts to run only when the underlying criminal action is conclusively terminated." (citations omitted) ). Defendants assert that plaintiff's underlying criminal proceeding was terminated on April 12, 2011, when he was convicted of criminal possession of a weapon and resisting arrest and acquitted of robbery. Accordingly, defendants argue that the limitations period terminated no later than April 12, 2014. Plaintiff does not address the timeliness of his malicious prosecution claim.

As noted above, it is well established in this Circuit that when defendant objects to plaintiff's motion to amend under Fed.R.Civ.P. 15(a)(2) as futile, the proposed amended complaint must be "scrutinized as if defendant's objections to the amendments constitute[ ] a motion to dismiss under Fed.R.Civ.P. 12(b)(6)," which includes the requirement that the court limit its consideration to the complaint, documents or statements attached thereto as an exhibit or incorporated by reference, documents or statements that are integral to the complaint and judicially noticeable facts. See Shi–Hsin Chang v. Phoenix Satellite Television (US), Inc., supra, 2014 WL 5017838 at *1 (holding that the district court "must examine only the well-pleaded factual allegations, if any" in determining whether plaintiff survived defendant's futility objections under Fed.R.Civ.P. 15(a)(2) ; NECA–IBEW Pension Trust Fund v. Bank of America Corp., 10 Civ. 440 (LAK)(HBP), 2013 WL 620257 at *5 (S.D.N.Y. Feb. 15, 2013) (Pitman, M.J.) (holding that district court could not consider factual material outside the complaint for purposes of determining whether plaintiffs' proposed amended pleading survived defendants' futility objections).

Plaintiff's proposed Third Amended Complaint and the documents attached thereto and incorporated by reference do not identify the date on which his underlying criminal proceeding terminated, i.e., the date on which the jury rendered its verdict. In addition, plaintiff does not attach or refer to any documents or statements in his pleadings indicating that his underlying criminal proceeding terminated on April 12, 2011. Rather, the facts demonstrating that plaintiff's malicious prosecution claim is time-barred can be gleaned only from defendant's Memorandum of Law, which is not within the narrow range of factual sources that a district court may consider at this stage. See Staehr v. Hartford Financial Servs. Group Inc., supra, 547 F.3d at 425 ("We have stated that, ‘[d]ismissal under Fed.R.Civ.P. 12(b)(6) is appropriate when a defendant raises ... [a statutory bar] as an affirmative defense and it is clear from the face of the complaint, and matters of which the court may take judicial notice, that the plaintiff's claims are barred as a matter of law.’ "), quoting Conopco, Inc., v. Roll INt'l, 231 F.3d 82, 86 (2d Cir. 2000) ); Chisholm v. United of Omaha Life Ins. Co., 514 F.Supp.2d 318, 324 (D. Conn. 2007) ("While a statute of limitations defense is most often pleaded as an affirmative defense and may require a factual inquiry beyond the face of the complaint, a defendant may raise the statute of limitations in a Rule 12(b)(6) motion ‘[w]here the dates in a complaint show that an action is barred by a statute of limitations ....’ "), quoting Ghartey v. St. John's Queens Hosp., 869 F.2d 160, 162 (2d Cir. 1989).

Accordingly, because plaintiff's pleadings do not provide the date on which his underlying criminal proceeding terminated, defendants' argument that plaintiff's malicious prosecution claim is time-barred lacks any factual support, and plaintiff's motion for leave to add a "new" claim for malicious prosecution is granted

V. Conclusion

For all the foregoing reasons, plaintiff's motion to amend is granted in part and denied in part. Plaintiff's motion is granted to the extent that he seeks to assert a Section 1983 malicious prosecution claim against existing defendants. The motion is denied to the extent plaintiff seeks to assert state law tort claims against any party or to add Batignani as a defendant. Plaintiff shall file the Third Amended Complaint by no later than March 30, 2018.

The Clerk is requested to mark Docket Item 72 closed.

SO ORDERED