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Brazzell v. Adams

United States Court of Appeals, Fifth Circuit
May 2, 1974
493 F.2d 489 (5th Cir. 1974)

Summary

In Brazzell v. Adams, 493 F.2d 489 (5th Cir. 1974), a party who pled guilty to selling heroin sought damages from state officials under Section(s) 1983 on an entrapment theory.

Summary of this case from State Farm Fire and Cas. Co. v. Fullerton

Opinion

No. 73-3279. Summary Calendar.

Rule 18, 5 Cir.; see Isbell Enterprises, Inc. v. Citizens Casualty Co. of New York et al., 5 Cir., 1970, 431 F.2d 409.

May 2, 1974.

Billy Floyd (Pete) Brazzell, pro se.

John L. Hill, Atty. Gen., Austin, Tex., for defendants-appellees.

Appeal from the United States District Court for the Northern District of Texas.

Before BELL, SIMPSON and MORGAN, Circuit Judges.



The complaint in this matter, brought by a Texas state prisoner, was filed prose. It consists of an extended listing of alleged constitutional deprivations resulting in appellant's present incarceration upon a plea of guilty to selling heroin. However, the relief sought was not release from confinement, but rather damages under the Civil Rights Act, 42 U.S.C.A. § 1983, against a district attorney and state agents participating in the arrest. The district court dismissed the complaint.

The district court dismissed on the ground that appellant's remedy was by way of habeas corpus. Cf. Alexander v. Emerson, 5 Cir., 1973, 489 F.2d 285. But see Preiser v. Rodriguez, 1973, 411 U.S. 475, 494, 93 S.Ct. 1827, 1838, 36 L.Ed.2d 439, 453 , with respect to prisoner actions for damages only.

On appeal reversal is sought only as to the claim for damages based on allegations of police conduct akin to entrapment. We hold that this claim cannot be a basis for damages in the face of a plea of guilty and the doctrine of collateral estoppel.

Appellant's position is that he engaged in the heroin transaction in the belief he was assisting state agents in their investigation of a supplier. Essentially this is a claim that by virtue of both his intent and his relationship to the state agents, he did not "sell" heroin within the contemplation of the statute and indictment. See Durham v. State, 1955, 162 Tex.Cr.R. 25, 280 S.W.2d 737, which states that, "If an accused is in no way interested in behalf of the seller but acts only as agent of the prosecutor he is not guilty of making a sale." 280 S.W.2d at 739. However, by his guilty plea appellant admitted the elements of the charged crime, including that of making a "sale". See Busby v. Holman, 5 Cir., 1966, 356 F.2d 75, 77. We thus are faced with the question whether collateral estoppel applies in a subsequent civil suit against state agents as to facts necessarily admitted by a plea of guilty in a state prosecution.

The general principle of collateral estoppel is that "a fact decided in an earlier suit is conclusively established between . . . [the] parties and their privies, provided it was necessary to the result in the first suit." Tomlinson v. Lefkowitz, 5 Cir., 1964, 334 F.2d 262, 264; Hyman v. Regenstein, 5 Cir., 1958, 258 F.2d 502, 510. Here, a determination of the fact in issue, to wit, whether appellant made a sale, was necessary to the earlier conviction. Further the parties meet the identity requirement, inasmuch as state agents involved in the criminal prosecution are the defendants herein. See Willard v. United States, 5 Cir., 1970, 422 F.2d 810, 811-812.

Finally, the general rule is that collateral estoppel applies equally whether the prior criminal adjudication was based on a jury verdict or a guilty plea. See Metros v. United States District Court, 10 Cir., 1970, 441 F.2d 313, 317, 319; Hyslop v. United States, 8 Cir., 1958, 261 F.2d 786, 790; United States v. Accardo, D.N.J., 1953, 113 F. Supp. 783, 786, aff'd, 3 Cir., 208 F.2d 632; 1B Moore, Federal Practice (1974) § 0.418, p. 2706. For arguments contra, see State Farm Mutual Auto. Ins. Co. v. Worthington, 8 Cir., 1968, 405 F.2d 683, 686-687, and 1B Moore, Federal Practice (1974) § 0.418, pp. 2707-08.

We are satisfied that the general rule should be followed, especially where, as here, the party barred by collateral estoppel has the option of challenging the earlier adjudication through a habeas corpus petition. If such a petition were successful, it would ordinarily remove the bar imposed by the guilty plea. See Shank v. Spruill, 5 Cir., 1969, 406 F.2d 756, 757; Moran v. Mitchell, D.Va., 1973, 354 F. Supp. 86, 90.

We also note that as to the defendant district attorney the complaint is due to be dismissed for a second reason, that of immunity — there are no allegations of actions clearly outside the scope of his jurisdiction. See Madison v. Gerstein, 5 Cir., 1971, 440 F.2d 338, 340-341; Kauffman v. Moss, 3 Cir., 1970, 420 F.2d 1270, 1272-1273.

The judgment of the district court is

Affirmed.


Summaries of

Brazzell v. Adams

United States Court of Appeals, Fifth Circuit
May 2, 1974
493 F.2d 489 (5th Cir. 1974)

In Brazzell v. Adams, 493 F.2d 489 (5th Cir. 1974), a party who pled guilty to selling heroin sought damages from state officials under Section(s) 1983 on an entrapment theory.

Summary of this case from State Farm Fire and Cas. Co. v. Fullerton

In Brazzell v. Adams, 493 F.3d 489 (5th Cir. 1974), the Fifth Circuit held that collateral estoppel applies to facts in issue to a defendant's criminal conviction and applies equally where a prior criminal adjudication was based on a jury verdict or a guilty plea.

Summary of this case from United States ex rel. Wheeler v. Union Treatment Ctrs., LLC

In Brazzell, the plea of guilty of the plaintiff in his criminal case to a crime precluded his subsequent assertion of damage claim against a district attorney and other state agents participating in his arrest and conviction.

Summary of this case from Reese v. York

In Brazzell, plaintiff asserted that he did not "sell" heroin within the contemplation of the state statute because his civil rights had been violated by the state agents' conduct which was "akin to entrapment."

Summary of this case from Hooper v. Guthrie

In Brazzell, the court addressed the theory of collateral estoppel in stating that "... a fact decided in an earlier suit is conclusively established between... (the) parties and their privies provided it was necessary to the result of the first suit."

Summary of this case from In re Dickerson
Case details for

Brazzell v. Adams

Case Details

Full title:BILLY FLOYD (PETE) BRAZZELL, PLAINTIFF-APPELLANT, v. BOBBY ADAMS, ETC., ET…

Court:United States Court of Appeals, Fifth Circuit

Date published: May 2, 1974

Citations

493 F.2d 489 (5th Cir. 1974)

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