Pitonyak Machinery Corporationv.Brandt Industries Ltd.Download PDFTrademark Trial and Appeal BoardApr 5, 2010No. 91171967 (T.T.A.B. Apr. 5, 2010) Copy Citation Mailed: April 5, 2010 PTH/mb UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ Pitonyak Machinery Corporation v. Brandt Industries Ltd. _____ Opposition No. 91171967 _____ Daniel T. Earle of Shlesinger, Arkwright & Garvey LLP for Pitonyak Machinery Corporation. Louis K. Ebling of Greenebaum Doll & McDonald PLLC for Brandt Industries Ltd. ______ Before Hairston, Kuhlke and Cataldo, Administrative Trademark Judges. Opinion by Hairston, Administrative Trademark Judge: Brandt Industries Ltd. (applicant) seeks registration of the mark BRANDT for the following goods and services: “grain handling equipment, namely, augers, conveyors and grain vacuums; spraying equipment, namely, pull-type and three point sprayers; light duty tillage equipment, namely, harrows; livestock feeding and processing equipment, namely, bale processors,” in International Class 7, “railroad vehicles, namely road rail vehicles, locomotives, and railroad vehicles with both rail and highway drive systems,” in International Class 12, and THIS OPINION IS NOT A PRECEDENT OF THE TTAB Opposition No. 91171967 2 “custom manufacture and fabrication of machines and railroad equipment” in International Class 40.1 Pitonyak Machinery Corporation (opposer), filed a notice of opposition, alleging that it and its predecessor in interest have used the mark BRANDT “alone and in combination with other words and designs for agricultural machines in the United States” prior to the filing date of applicant’s application (Notice of Opposition, ¶2); that opposer’s BRANDT mark has gained good will and recognition through its substantial time and efforts and those of its predecessor in interest; and that applicant’s mark, when used in connection with applicant’s goods and services, so resembles opposer’s mark as to be likely to cause confusion, mistake, or deception. Applicant filed an answer in which it denied the salient allegations of the notice of opposition. The record consists of the pleadings; the file of the involved application; the testimony depositions with 1 Serial No. 78211667, based on use in commerce under Trademark Act Section 1(a), 15 U.S.C. §1051(a), alleging first use of the mark anywhere and in commerce in 1981 for the goods and services in International Classes 12 and 40 and first use of the mark anywhere and in commerce in 1973 for the goods in International Class 7; said application is also based on ownership of a foreign registration under Trademark Act Section 44(e) and has a priority filing date of August 6, 2002 pursuant to Trademark Act Section 44(d). Applicant’s claim that its mark has acquired distinctiveness under Trademark Act Section 2(f) was accepted by the examining attorney in an office action dated December 23, 2005. Opposition No. 91171967 3 accompanying exhibits, of John Henry Brandt, opposer’s predecessor in interest, and Thomas Edward Pitonyak, opposer’s president; and opposer’s notice of reliance on applicant’s answers to several of opposer’s interrogatories and first request for admissions. Applicant neither took testimony nor introduced any other evidence. Both opposer and applicant have filed briefs. Preliminary Matter At the outset, we note that applicant states in its brief that it “does not contest the claim that Applicant is not entitled to registration of its BRANDT mark in connection with the goods recited in International Class 7 of its application.” (Applicant’s Brief, p. 3) We view applicant’s statement as a concession that there is a likelihood of confusion with respect to applicant’s goods in Class 7. Accordingly, as indicated below, the opposition is sustained with respect to applicant’s goods in Class 7. Thus, we need only determine the issue of likelihood of confusion with respect to applicant’s goods and services in Classes 12 and 40. Standing To establish standing, opposer must show that it has a “real interest” in the outcome of the proceeding; that is, it must show a direct and personal stake in the outcome of the opposition. See Ritchie v. Simpson, 170 F.3d 1092, 50 Opposition No. 91171967 4 USPQ2d 1023, 1026 (Fed. Cir. 1999); Jewelers Vigilance Committee, Inc. v. Ullenberg Corp., 823 F.2d 490, 2 USPQ2d 2021 (Fed. Cir. 1987). Opposer, by virtue of its use of the BRANDT mark in connection with agricultural equipment, has established a real interest in this proceeding and therefore, its standing to challenge the registration of the involved application. Priority BRANDT is a surname, and therefore opposer, to demonstrate priority with respect to its common law use, must show that BRANDT acquired distinctiveness as a mark prior to the filing date of applicant’s application. Opposer’s evidence demonstrates that, through its predecessor, opposer has used the mark BRANDT from at least the 1960’s to the present in connection with agricultural equipment. In view of opposer’s long use, we find that opposer’s BRANDT mark, as applied to agricultural equipment, had acquired distinctiveness prior to applicant’s application filing date and that opposer therefore has priority of secondary meaning in the BRANDT designation as used in connection with agricultural equipment, as well as priority of use on such goods. See, e.g., Perma Ceram Enterprises, Inc. v. Preco Industries, Ltd., 23 USPQ2d 1134 (TTAB 1992). We also note that applicant, in its brief Opposition No. 91171967 5 “does not dispute Opposer’s claim of priority with respect to agricultural equipment.” (Applicant’s Brief, pp. 4-5).2 Likelihood of Confusion This bring us to the issue of likelihood of confusion. Our determination of likelihood of confusion is based on an analysis of all of the facts in evidence that are relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods and/or services. Federated Foods, Inc. v Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976). As the fame of a mark “plays a ‘dominant’ role in the process of balancing the DuPont factors,” Recot, Inc. v. Becton, 214 F.3d 1322, 54 USPQ2d 1894, 1897 (Fed. Cir. 2000), we turn first to opposer’s contention that its BRANDT 2 We note that opposer, in its brief, references its priority in the mark BRANDT for agricultural equipment and “related goods and services.” (Opposer’s Brief, p. 5). However, in the notice of opposition, opposer did not allege priority with respect to any goods and services other than agricultural equipment, and the parties have not tried by express or implied consent, any issues arising from any other goods and services. Thus, our likelihood of confusion determination is limited to opposer’s agricultural equipment vis-à-vis applicant’s goods and services in Classes 12 and 40. Opposition No. 91171967 6 mark is entitled to greater protection due to its alleged fame. In support of the contention that its mark is famous, opposer made of record deposition testimony from its president who testified that: (1) opposer’s average sales of BRANDT agricultural equipment since acquiring the BRANDT mark in November, 2002 are about $4,500,000, with sales of around $6,500,000 for 2008 (Pitonyak Dep., p. 43); (2) the Brandt name has “been around since 1913” (Id., at 61) and was used on labels for grain carts, land levelers and quick hitches since the 1960’s; (3) its goods are advertised in magazines and at national and international trade shows, and (4) “[a]ll the farmers knew the [Brandt] name,” Brandt was a “very well-known company,” and “everybody knew the Brandt name” in the agricultural community in which he was raised. (Id., at 12-13). Famous marks are entitled to a “wide latitude of legal protection.” Recot, Inc., 54 USPQ2d at 1897. The fame of a mark is “measured by volume of sales, advertising, and length of use.” Giant Foods, Inc. v. Nation’s Foodservice, Inc., 710 F.2d 1565, 218 USPQ 390, 394 (Fed. Cir. 1983); See also Bose Corp. v. QSC Audio Prods., Inc., 293 F.3d 1367, 63 USPQ2d 1303, 1305 (Fed. Cir. 2002). This information, however, must be placed in context (e.g., a comparison of advertising figures with competitive products, market share, Opposition No. 91171967 7 reputation of the product, etc.). Id. Given the great deference that is given to a famous mark, one asserting that its mark is famous must clearly prove it. Based on the evidentiary record, we find that opposer has not established the fame of its BRANDT mark. Despite evidence regarding the length of use of opposer’s mark, the record contains no evidence of advertising expenditures. Furthermore, opposer has offered no context for its sales figures. We cannot conclude from the amount of opposer’s annual sales figures since 2002 that its mark has the “extensive public recognition and renown” of a famous mark. Kenner Parker Toys, Inc. v. Rose Art Industries, Inc., 963 F.2d 350, 22 USPQ2d 1453, 1456 (Fed. Cir. 1992). We note that determinations that a mark is famous have generally been supported by evidence of substantial advertising and sales figures not present in the current proceeding. Cf. Nina Ricci, S.A.R.L. v. E.T.F. Enters., Inc., 889 F.2d 1070, 12 USPQ2d 1901, 1902 (Fed. Cir. 1989) (NINA RICCI for perfume, clothing and accessories: $200 million in sales, over $37 million in advertising over 27 years); Kimberly- Clark Corp. v. H. Douglas Enter., Ltd., 774 F.2d 1144, 227 USPQ 541, 542 (Fed. Cir. 1985) (HUGGIES for diapers: over $300 million in sales, $15 million in advertising in one year); Planters Nut & Chocolate Co. v. Crown Nut Co., 305 F.2d 916, 134 USPQ 504, 506 (CCPA 1962) (MR. PEANUT DESIGN Opposition No. 91171967 8 for nuts and nut products: $350 million in sales, $10 million in advertising over 10 years); and Motion Picture Association of America Inc. v. Respect Sportswear Inc., 83 USPQ2d 1555 (TTAB 2007) (RATED R for movies; billions of dollars in annual sales and advertisements, and widespread media and internet coverage). Finally, the testimony of opposer’s president that its mark is “well known” is self- serving and does not establish the fame of the mark. Thus, we will accord opposer’s BRANDT mark the normal scope of protection in our likelihood of confusion analysis. We next turn to a consideration of the remaining relevant du Pont factors. With respect to the involved marks, we examine the similarities and dissimilarities of the marks in their appearance, sound, meaning, and commercial impression. Palm Bay Imports Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1692 (Fed. Cir. 2005). The parties’ marks both consist of the term BRANDT and as such are identical in sound, appearance, meaning, and commercial impression.3 In 3 Applicant’s argument that opposer’s mark, as a surname, is entitled to a narrower degree of protection is not well taken. “Section 2(d)… does not set forth special rules regarding the registration of marks involving surnames in determining the issue of likelihood of confusion.” Hunt Foods & Indus., Inc. v. Gerson Stewart Corp., 367 F.2d 431, 151 USPQ 350, 352 (CCPA 1966); see also, e.g., Wet Seal Inc. v. FD Management Inc., 82 USPQ2d 1629, n.20 (TTAB 2007)(“The fact that ARDEN is a surname does not automatically render the mark weak or entitled to only a narrow scope of protection.”) Opposition No. 91171967 9 view thereof, the du Pont factor regarding the similarities of the marks weighs in favor of finding a likelihood of confusion. The next factors we consider are the similarities between opposer’s goods and applicant’s goods and services and the similarities of the channels of trade and purchasers. Even if the marks are identical, confusion is not likely if the goods and/or services at issue are not sufficiently related or marketed such that purchasers encountering the marks would believe that the goods and/or services originate from the same source. See, e.g., Standard Knitting Ltd. v. Toyota Jidosha Kabushiki Kaisha, 77 USPQ2d 1917, 1930 (TTAB 2006); Nautilus Group Inc. v. ICON Health and Fitness Inc., 372 F.3d 1330, 71 USPQ2d 1173, 1185 (Fed. Cir. 2004). Opposer established in deposition testimony that its BRANDT mark was used by its predecessor in interest and continues to be used in connection with agricultural machinery, including grain carts, utility levelers, land levelers, field rollers, stubble rollers, and quick hitches. (Pitonyak Dep., pp. 12-13). As identified in the involved application, applicant’s Class 12 goods are “railroad vehicles, namely road rail vehicles, locomotives, and railroad vehicles with both rail and highway drive systems,” Opposition No. 91171967 10 and applicant’s Class 40 services are “custom manufacture and fabrication of machines and railroad equipment.” On their face, applicant’s railroad vehicles differ in nature from opposer’s agricultural equipment. Opposer argues that its agricultural equipment and applicant’s railroad vehicles are related because the goods are all heavy pieces of machinery. However, there is no evidence that opposer’s agricultural equipment and applicant’s railroad vehicles serve similar purposes. With respect to opposer’s agricultural equipment and applicant’s services of “custom manufacture and fabrication of machines and railroad equipment,” opposer argues that these goods and services are related because applicant’s identification of services is broad enough to encompass custom manufacture and fabrication of agricultural machines. Again, however, these goods and services are different in nature on their face, and opposer has not provided evidence that consumers encounter agricultural equipment and custom manufacture and fabrication of machines and railroad equipment provided by the same source under the same mark, other than applicant. Furthermore, while opposer argues that the fact that applicant offers agricultural equipment, railroad vehicles and custom fabrication and manufacture services demonstrates that there is a connection between the parties’ goods and Opposition No. 91171967 11 services, we are not persuaded that a single instance of one source providing agricultural equipment, railroad vehicles and custom fabrication and manufacture services establishes that the parties’ goods and services are related. In sum, we cannot conclude from the evidentiary record before us that the parties’ goods and services are related or complementary.4 The differences between opposer’s agricultural equipment, on the one hand, and applicant’s railroad vehicles and custom fabrication and manufacture services, on the other hand, are too great to find likelihood of confusion without evidentiary support. Therefore, the du Pont factor regarding the similarities of the goods and/or services weighs against finding a likelihood of confusion. Similarly, the evidentiary record does not support a conclusion that the channels of trade or purchasers of opposer’s agricultural equipment would be the same as those 4 In its reply brief, opposer requests the Board to take judicial notice that “the agricultural industry and the railroad industry are, and have been, connected throughout the history of the railroad industry.” Opposer’s Reply Brief, p. 6. However, the Board may only take judicial notice of a fact that is not subject to reasonable dispute because it is generally known within the Board’s territorial jurisdiction or capable of being determined by sources whose accuracy cannot reasonably be questioned. See TBMP § 704.12(a) (2d ed. rev. 2004) and cases cited therein. Opposer’s contentions do not qualify, and therefore opposer’s request for judicial notice is denied. We should add that even assuming that the two industries are somehow connected, this does not mean that goods and/or services within the industries are related for purposes of likelihood of confusion. Opposition No. 91171967 12 of applicant’s goods and services. Opposer’s evidence indicates that its goods are bought by “farmers” and “people associated with the agricultural industry.” (Pitonyak Dep., p. 73). There is no evidence in the record that applicant’s railroad vehicles and custom fabrication and manufacture services are purchased by farmers or those in the agricultural industry, or that the parties’ goods and services travel in the same channels of trade. Thus, the du Pont factors pertaining to trade channels and purchasers weighs against a finding a likelihood of confusion. We now turn to the factor of the conditions of purchase. In view of the specialized nature of opposer’s goods and applicant’s goods and services, purchasers would be expected to exercise some degree of care in selecting the respective goods and services. Accordingly, this factor weighs against a finding likelihood of confusion. With respect to the du Pont factor regarding the variety of goods on which a mark is used, opposer argues that the evidence of record establishes use of its BRANDT mark in connection with a wide variety of products. This factor assumes that if the purchasing public is so accustomed to seeing a wide variety of goods in the marketplace emanating from a single source and sold under the same trademark, they will likely assume (correctly or not) that other goods sold under the same mark share the Opposition No. 91171967 13 same source – even if they are not closely related goods. However, the evidentiary record does not reflect use of opposer’s mark on a wide variety of goods. Moreover, the uses have been limited to the agricultural field. Thus, we do not find that the mark has been used with such a wide variety of goods that this du Pont factor favors opposer. Finally, turning to opposer’s purported evidence of actual confusion, to the extent that such evidence is reliable, it relates to opposer’s agricultural equipment and applicant’s goods in Class 7, which are also agricultural equipment. As already indicated, applicant has conceded likelihood of confusion in connection with its goods in Class 7. Because the evidence does not relate to opposer’s agricultural equipment and applicant’s goods and services in International Classes 12 and 40, the evidence is irrelevant. Thus, this du Pont factor is neutral. In conclusion, we find that notwithstanding the identity of the marks, confusion is not likely because opposer’s goods and applicant’s goods and services in International Classes 12 and 40 are different, and the channels of trade and classes of consumers for the respective goods and services are likewise different. Decision: The opposition is sustained and registration to applicant is refused in connection with the goods in International Class 7. The opposition is dismissed in Opposition No. 91171967 14 connection with the goods and services in International Classes 12 and 40, and the application will go forward in these classes. Copy with citationCopy as parenthetical citation