Nicholas Wagner et al.Download PDFPatent Trials and Appeals BoardAug 27, 201914095354 - (D) (P.T.A.B. Aug. 27, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/095,354 12/03/2013 Nicholas Wagner P2013-18 1312 103720 7590 08/27/2019 Noble Systems Corporation Attn: Karl Koster 1200 Ashwood Parkway Suite 300 Atlanta, GA 30338-4747 EXAMINER STAMBER, ERIC W ART UNIT PAPER NUMBER 3683 NOTIFICATION DATE DELIVERY MODE 08/27/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): chaggerty@noblesys.com kkoster@noblesystems.com noblepatent@gmail.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE _________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte NICHOLAS WAGNER, THOMAS J. ETTER, DEENA S. ETTER, JONATHAN R. BAKER, and KARL KOSTER1 ____________________ Appeal 2017-010725 Application 14/095,354 Technology Center 3600 ____________________ Before ROBERT E. NAPPI, ERIC S. FRAHM, and MICHAEL T. CYGAN, Administrative Patent Judges. FRAHM, Administrative Patent Judge. DECISION ON APPEAL Appellants seek our review under 35 U.S.C. § 134(a) of the Examiner’s rejection of claims 1–23, which constitute all the claims pending in this application. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. 1 Appellants identify Noble Systems Corporation as the real party in interest (App. Br. 2). Appeal 2017-010725 Application 14/095,354 2 STATEMENT OF THE CASE Disclosed Invention and Exemplary Claim Appellants’ disclosed invention relates to “Managing Employee Point Awards in a Contact Center” (Title), where employees (i.e., contact center agents) are “awarded employee points for various accomplishments or actions” (e.g., “for completing a training course, achieving a performance level, or agreeing to work undesirable work shifts”) and can later bid those points in an auction for “to indicate a preference in a scheduling event” such as a better work shift/schedule (Abstract). According to Appellants, “scheduling agent resources to appropriately handle communications and accommodating agents’ desired scheduling times is a challenging activity that must balance the desires of agents with the business needs of the contact center” (Spec. ¶ 1), because scheduling, “[c]ontact centers may frequently employee hundreds or even thousands of agents in various locations” and “agents may be scheduled for handling calls twenty four hours a day, seven days a week,” therefore “scheduling this many agents represents a challenge” (Spec. ¶ 2). As a result, “a comprehensive system for addressing the flexible needs of agents and contact center operators is required” (Spec. ¶ 3). Appellants’ claimed invention is a method (claims 1–12), workforce management system having a processor and memory (claims 13–20, and non-transitory computer readable storage medium storing instructions executable by a processor in a workforce management system having a memory (claims 21–23) for managing employee award points using a workforce management computer system that communicates with employees (i.e., agents) through smartphones to receive their bids in an award points Appeal 2017-010725 Application 14/095,354 3 auction (see claims 1, 13, 21). Exemplary independent claim 1 under appeal, with emphases and bracketed lettering added to key portions of the claim at issue, reads as follows: 1. A method for managing employee award points using a workforce management computer system, comprising: establishing an employee account in the workforce management computer system configured to store employee award points for an employee, wherein the employee is a contact center agent; allocating a number of employee award points to the employee account in the workforce management computer system; notifying a plurality of employees, including the employee via a smartphone, of a scheduling event related to a work related activity, wherein the scheduling event is associated with a template indicating a transaction type stored in the workforce management computer system, wherein the transaction type indicates one of a plurality of processing methods for processing a bid of the employee award points, wherein a certain number of the plurality of employees are to be selected for inclusion in the scheduling event, and wherein the certain number is an integer of two or more; receiving bids at the workforce management computer system from at least a subset of the plurality of employees for the scheduling event, including a bid from the employee wherein the employee uses the smartphone to indicate the bid, wherein the bid is one of the bids received at the workforce management computer system; processing the bids by the workforce management computer system according to a processing method indicated by the transaction type indicated by the template; identifying a set of selected employees including the employee by the workforce management computer system based on the bids from the subset of the plurality of employees, wherein the set of selected employees is equal to the certain number; and Appeal 2017-010725 Application 14/095,354 4 generating a work schedule by the workforce management computer system for the plurality of employees wherein the set of selected employees is included in the scheduling event. Claims Appendix (App. Br. 35). The Examiner’s Rejections (1) Claims 1–23 stand rejected under 35 U.S.C. § 101 as being directed to patent-ineligible subject matter (abstract idea). Non-Final Act. 22–26; Ans. 2–20. (2) Claims 1–10 and 12–22 stand rejected under 35 U.S.C. § 103 as being unpatentable over O’ Brien (US 6,587,831 B1; issued July 1, 2003), Kish (US 2003/0004799 A1; published Jan. 2, 2003), Noble (US 8,538,006 B1; issued Sept. 17, 2013), Wu (US 7,269,253 B1; issued Sept. 11, 2007), and Ausubel (US 6,026,383; issued Feb. 15, 2000). Non-Final Act. 27–54; Ans. 20–39. (3) Claims 11 and 23 stand rejected under 35 U.S.C. § 103 as being unpatentable over O’ Brien, Kish, Noble, Wu, Ausubel, and Flockhart (US 2005/0071241 A1; published Mar. 31, 2005). Non-Final Act. 54–58; Ans. 20–39. Appellants’ Contentions (1) Appellants contend (App. Br. 5–17; Reply Br. 11–21) that the Examiner erred in rejecting claims 1–23 under 35 U.S.C. § 101, because the claims are not directed to a law of nature, a natural phenomenon, or an abstract idea and the claimed invention amounts to significantly more than an abstract idea. Appellants presents arguments as to the claims as a group (see generally App. Br. 5–17; Reply Br. 11–21), only mentioning method Appeal 2017-010725 Application 14/095,354 5 claim 1 briefly by way of example (see App. Br. 16). Therefore, with regard to the patent-eligibility rejection, we select claim 1 as representative of the group of claims 1–23 pursuant to our authority under 37 C.F.R. § 41.37(c)(1)(iv). (2) Appellants contend (App. Br. 17–28, 33; Reply Br. 2–4) that the Examiner erred in rejecting claims 1–10 and 12–22 under 35 U.S.C. § 103 for various reasons, primarily based on the contention that the Examiner applied an incorrect claim construction when interpreting several limitations recited in independent claims 1, 13, and 21. Specifically, Appellants contend the Examiner has misconstrued the claim terms “scheduling event,” “template,” and “transaction type” (see App. Br. 17–20; Reply Br. 2–10). Appellants present arguments as to all claims in general (App. Br. 17–28, 33; Reply Br. 21–25; 27–28), and addresses method claim 1 as exemplary (see App. Br. 20–24, Reply Br. 23–25). Appellants also present separate arguments as to claims 3, 7, 9, and 12 (see App. Br. 28–33; Reply Br. 25– 27). Therefore, with regard to the obviousness rejection of claims 1–10 and 12–22, we select claim 1 as representative of the group of claims 1, 2, 4–6, 8, 10, and 13–22 pursuant to our authority under 37 C.F.R. § 41.37(c)(1)(iv). Accordingly, our decision will address only the obviousness of representative claim 1, as well as dependent claims 3, 7, 9, and 12 separately argued. Appeal 2017-010725 Application 14/095,354 6 Principal Issues on Appeal Based on Appellants’ arguments in the Appeal Brief (App. Br. 5–33) and Reply Brief (Reply Br. 2–28),2 the following principal issues are presented on appeal: (1) Have Appellants shown the Examiner erred in rejecting claims 1– 23 under 35 U.S.C. § 101 as being directed to patent-ineligible subject matter, because representative claim 1 is directed to an abstract idea that is not patent eligible, without significantly more? (2) Have Appellants shown the Examiner erred in rejecting claims 1– 10 and 12–22 under 35 U.S.C. § 103 because the applied references fail to teach or suggest the disputed limitations, as recited in representative claim 1, and each of dependent claims 3, 7, 9, and 12 separately argued? ANALYSIS Claim Interpretation We agree with Appellants (see Reply Br. 2–10) that the interpretation of the terms “scheduling event,” “template,” and “transaction type” is crucial to the outcome of both the patent eligibility and obviousness issues. However, because the Examiner’s explanation and position as to these claim interpretation issues (Ans. 20–25) are more persuasive, and for the reasons that follow, we are not persuaded of Examiner error in the rejections under either 35 U.S.C. § 101 or 35 U.S.C. § 103. 2 Notably, Appellants present no arguments as to the rejection of claims 11 and 23 under 35 U.S.C. § 103 as being unpatentable over O’Brien, Kish, Noble, Wu, Ausubel, and Flockhart. Therefore, (i) no issue is presented as to; (ii) we summarily sustain; and (iii) we will not further discuss, this rejection in our decision herein. Appeal 2017-010725 Application 14/095,354 7 Issue (1): Patent Eligibility Under 35 U.S.C. § 101 We have reviewed the Examiner’s rejection (Non-Final Act. 22–26) in light of Appellants’ contentions (App. Br. 5–17; Reply Br. 2–21) and the evidence of record, as well as the Examiner’s response to Appellants’ arguments in the Appeal Brief (Ans. 2–20). We are not persuaded by Appellants’ contentions that the Examiner erred in rejecting claims 1–23 under 35 U.S.C. § 101 as being directed to patent-ineligible subject matter, without significantly more. Section 101 of the Patent Act provides “[w]hoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.” 35 U.S.C. § 101. However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. E.g., Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014) (internal quotation marks and citation omitted). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo and Alice. Id. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 75–77 (2012)). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 Appeal 2017-010725 Application 14/095,354 8 in petitioners’ application explain the basic concept of hedging, or protecting against risk.”). Concepts determined to be abstract ideas, and, thus, patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diamond v. Diehr, 450 U.S. 175, 191 (1981)); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. (15 How.) 252, 267–68 (1854))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held that “[a] claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 176; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber products and not as an attempt to patent a mathematical formula.”). Having said that, the Supreme Court also indicated that a claim “seeking patent protection for that formula in the abstract . . . is not accorded the protection of our patent laws, . . . and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment.” Id. (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical formula Appeal 2017-010725 Application 14/095,354 9 to a known structure or process may well be deserving of patent protection.”). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (citation omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. The PTO recently published revised guidance on the application of § 101. USPTO, 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) (“Guidance”). Under the Guidance, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes) (Step 2A, Prong 1); and (2) additional elements that integrate the judicial exception into a practical application (see MANUAL OF PATENT EXAMINING PROCEDURE (“MPEP”) § 2106.05(a)–(c), (e)–(h)) (9th Ed., Rev. 08.2017, 2018) (Step 2A, Prong 2). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: Appeal 2017-010725 Application 14/095,354 10 (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. (Step 2B.) See Guidance, 84 Fed. Reg. at 54–56. Even if the claim recites an abstract idea, the Federal Circuit explains the “directed to” inquiry is not simply asking whether the claims involve a patent-ineligible concept: The “directed to” inquiry . . . cannot simply ask whether the claims involve a patent-ineligible concept, because essentially every routinely patent-eligible claim involving physical products and actions involves a law of nature and/or natural phenomenon—after all, they take place in the physical world. See Mayo, 132 S.Ct. at 1293 (“For all inventions at some level embody, use, reflect, rest upon, or apply laws of nature, natural phenomena, or abstract ideas.”). Rather, the “directed to” inquiry applies a stage- one filter to claims, considered in light of the specification, based on whether “their character as a whole is directed to excluded subject matter.” Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1335 (Fed. Cir. 2016); see also Diehr, 450 U.S. at 188 (“In determining the eligibility of respondents’ claimed process for patent protection under § 101, their claims must be considered as a whole.”); McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299, 1314 (Fed. Cir. 2016) (the question is whether the claims as a whole “focus on a specific means or method that improves the relevant technology or are instead directed to a result or effect that itself is the abstract idea and merely invoke generic processes and machinery”). Appeal 2017-010725 Application 14/095,354 11 Step 1 Under Step 1 of the patent-eligibility inquiry under § 101, we determine whether a claim is directed to one of the four statutory categories of invention, i.e., a process, machine, manufacture, or composition of matter. In the instant case on appeal, claim 1, as well as claims 2–12 depending therefrom, recite “[a] method for managing employee award points using a workforce management computer system” by performing a series of acts, for example, “receiving bids” and “processing bids,” then “generating a work schedule” (claim 1). Therefore, claim 1, and claims 2– 12 depending therefrom, as method claims, recite at least one of the enumerated categories (e.g., process) of eligible subject matter in 35 U.S.C. § 101. Claim 13, and claims 14–20 depending therefrom, recite “[a] workforce management system for managing employee award points, comprising: a processor” for interacting with employees via “a smartphone” to notify employees of scheduling events and receive and process bids, and “a memory” for storing employee reward points, and interactive rewards computing system” (claim 13). Therefore, claim 13, as well as claims 14–20 depending therefrom, as system claims, recite at least one of the enumerated categories (e.g., a machine and/or manufacture) of eligible subject matter in 35 U.S.C. § 101. Claim 21, and claims 22 and 23 depending therefrom, recite “[a] non- transitory computer readable storage medium storing instructions that when executed by a processor in a workforce management system” store employee award points in “a memory” and interacting with employees via “a smartphone” to notify employees of scheduling events and receive and Appeal 2017-010725 Application 14/095,354 12 process bids (claim 21). Therefore, claim 21, as well as claims 22 and 23 depending therefrom, as medium claims, recite at least one of the enumerated categories (e.g., a manufacture) of eligible subject matter in 35 U.S.C. § 101. As a result, as to claims 1–23, we continue our analysis under Step 2A, Prong 1 of the Guidance to determine whether the claims (1) recite a judicial exception (a law of nature, natural phenomenon, or subject matter within the enumerated groupings of abstract ideas above); and (2) are patent- eligible. Step 2A, Prong 1 – Abstract Idea(s) At a high level, representative claim 1 recites “[a] method for managing employee award points using a workforce management computer system” that is focused on providing an auction for employees to use “employee award points” to bid on “scheduling event[s]” so that an employee work schedule can then be generated. The Examiner determines (Non-Final Act. 22; Ans. 2), and we agree, that claim 1 is “directed to the abstract idea of allowing employees to be awarded points for completing activities and then use those points to bid for preferred future work shifts to be scheduled,” which involves at least three different fundamental economic practices). More specifically, the Examiner determines (Ans. 2–3) the claims encompass at least the following three fundamental economic practices: (1) awarding/using points for shift assignments, which is a bargained for exchange; (2) a market for exchanging points for shift assignments, which is commerce; and (3) bidding in an auction. The Examiner also determines (Ans. 3) the claims encompass a mental process that can be performed in the human mind. Appeal 2017-010725 Application 14/095,354 13 This is in agreement with Appellants’ disclosures that the invention relates to (i) “Managing Employee Point Awards in a Contact Center” (Title); and (ii) “[a]n employee point award management (“EPAM”) system” that provides for “bidding” with points for preferable work shifts (i.e., “scheduling events”) (Abstract); (iii) “systems and methods for facilitating an interactive digital rewards experience” (Spec. ¶ 1). Appellants, however, argue the claims on appeal are not directed to an abstract idea but to an improvement to existing technology, because: Thus, the invention recited i[n] the present claims is not simply directed to allowing employees to be awarded points for completing activities and then use those points to bid for preferred future work shifts to be scheduled as the Office Action suggest, but instead is directed to providing a flexible and easy-to-use approach for selecting a plurality of call center employees for a scheduling event by defining a template indicating a transaction type, which indicates a processing method for processing employee points. App. Br. 12 (emphases added). We determine that limitations of claim 1 recite business and commercial activities, i.e., an employee award points, bidding, and auction method/system for scheduling work shifts (i.e., scheduling events), which involves business relations between people. In other words, claim 1 recites three major components: (1) employee award points; (2) bidding, as in an action; and (3) scheduling employee work shifts. As such, the claimed invention recites certain methods of organizing human activity, such as fundamental economic practices, which are an abstract idea. In view of the foregoing, we conclude claim 1 recites a method for Appeal 2017-010725 Application 14/095,354 14 generating a work schedule by managing employee award points used by employees to bid on work shifts, which is a method of organizing human activity, such as a commercial interaction (e.g., auction based on bidding) and/or business relation between people (e.g., scheduling work shifts). Because we conclude claim 1 recites an abstract idea, we proceed to Step 2A, Prong 2 of the Guidance to determine whether claim 1 is “directed to” the judicial exception, by determining whether additional elements of the claim integrate the abstract idea into a practical application. Such additional elements may reflect an improvement to a technology or technical field. See Guidance, 84 Fed. Reg. at 55. Step 2A, Prong 2 – Practical Application Under Step 2A, Prong 2, we determine whether the recited judicial exception is integrated into a practical application of that exception by (a) identifying whether there are any additional elements recited in the claim beyond the judicial exception(s); and (b) evaluating those additional elements individually and in combination to determine whether they integrate the exception into a practical application. If the recited judicial exception is integrated into a practical application, the claim is not directed to the judicial exception. Here, claim 1 recites the additional elements of “a workforce management computer system,” and “a smartphone.” Considering claim 1 as a whole, none of the additional elements applies or uses the abstract idea in a meaningful way such that the claim as a whole are more than a drafting effort designed to monopolize the exception. The “workforce management system” recited in claim stores employee award points, receives and Appeal 2017-010725 Application 14/095,354 15 processes bids in accordance with a transaction type, identifies employees based on the bids, and generates a resultant work schedule. Contrary to Appellants’ assertions (App. Br. 7–16; Reply Br. 11–20), Appellants have not shown claim 1 recites additional elements that integrate the judicial exception into a practical application. In particular, Appellants have not shown the additional elements of a workforce management computer system and a smartphone integrate the judicial exception into a practical application. We further note that the steps of storing employee award points and transaction types, receiving bids via smartphone, and generating a work schedule using a computer are merely insignificant extra-solution activities. The claimed invention receives, processes, and generates data – this is merely conventional data gathering and analysis. See MPEP § 2106.05(g); OIP Techs., Inc., v. Amazon.com, Inc., 788 F.3d 1359, 1363 (Fed. Cir. 2015); Electric Power Group LLC v. Alstom S.A., 830 F.3d 1350, 1354 (Fed. Cir. 2016). As such, based on the record before us, we determine that the claimed invention is not integrated into a practical application. Appellants’ arguments that (i) “the present invention is clearly distinguishable from an auction platform” because multiple employees/agents are selected as opposed to just the high bidder (App. Br. 10); (ii) the rules and parameters of the template indicate how points are to be processed to select the winning bidders, providing flexibility in selecting employees for scheduling events in work schedules (App. Br. 10); (iii) the claimed invention provides (a) “a technological improvement in workforce management systems that is ‘advantageous for a business that desires efficient personnel scheduling’” (App. Br. 15–16), and (b) “flexibility as to Appeal 2017-010725 Application 14/095,354 16 how point awards are processed” (Reply Br.11); and therefore, (iv) “the invention recited in the present claims provides an improvement to existing technology that is not abstract” and “the present claims are not directed to an abstract idea” (App. Br. 12), are unpersuasive. Merely adding a programmed computer to perform generic computer functions does not automatically overcome an eligibility rejection. Alice Corp. Pty. Ltd. v. CLS Bank Int’l, 134 S. Ct. 2347, 2358-59 (2014). Furthermore, the use of a general purpose computer to apply an otherwise ineligible algorithm does not qualify as a particular machine. See Ultramercial, Inc. v. Hulu, LLC, 772 F.3d 709, 716-17 (Fed. Cir. 2014); TLI Communications LLC v. AV Automotive LLC, 823 F.3d 607, 613 (Fed. Cir. 2016) (mere recitation of concrete or tangible components is not an inventive concept); Eon Corp. IP Holdings LLC v. AT&T Mobility LLC, 785 F.3d 616, 623 (Fed. Cir. 2015) (noting that Alappat’s rationale that an otherwise ineligible algorithm or software could be made patent-eligible by merely adding a generic computer to the claim was superseded by the Supreme Court’s Bilski and Alice Corp. decisions). In this light, Appellants’ contention that “[m]erely using a computer to practice the claimed invention does not automatically make the claimed invention patent ineligible” (Reply Br. 15), is unpersuasive. For the reasons discussed above, we conclude Appellants’ claim 1 (and claims 2–23 grouped therewith) invokes generic computer components merely as a tool in which the computer instructions apply the judicial exception and, thus, the abstract idea is not integrated into a practical application. Because claim 1 recites a judicial exception (i.e., the abstract idea of a method of organizing human activity) that is not integrated into a practical Appeal 2017-010725 Application 14/095,354 17 application, in accordance with the Guidance, we conclude claims 1 and claims 2–23 grouped therewith, are directed to an abstract idea under Step 2A, and the eligibility analysis with regard to claims 1–23 proceeds to Step 2B. Step 2B – Inventive Concept Having determined claim 1 and claims 2–23 grouped therewith are directed to an abstract idea that is not integrated into a practical application, we now evaluate whether the additional elements add a specific limitation that is not well-understood, routine, or conventional activity in the field, or simply append well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the abstract idea. See Guidance. Thus, we determine whether the claims “focus on a specific means or method that improves the relevant technology” or are “directed to a result or effect that itself is the abstract idea and merely invoke generic processes and machinery.” McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299, 1314 (Fed. Cir. 2016). In the instant case on appeal, the additional elements recited in claim 1 do not “contain[] an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent-eligible application.” Alice, 573 U.S. at 221 (internal quotation marks omitted), or “include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (quoting Mayo, 566 U.S. at 77). Instead, claim 1 merely requires generic computer implementation and fails to transform that abstract idea into a patent-eligible invention. Id. We do not agree that the use of “a template indicating a transaction type” that (i) “indicates one of a plurality of processing methods for processing a bid of Appeal 2017-010725 Application 14/095,354 18 the employee award points,” and is “associated with” a scheduling event (that the employee is bidding on) transforms claim 1 into patent eligible subject matter. Here, the Examiner determines, and we agree, that the only elements beyond the abstract idea are generic computer components used to perform generic computer functions (Non-Final Act. 23–24; Ans. 10–19) — a determination that is supported by Appellants’ Figures 1, 2, and 16 and the related descriptions found in the Specification (see, e.g., Figs. 1, 2, 16; Spec. ¶¶ 4, 5, 9, 10, 24, 253–259). Specifically, the recited workforce management computer system, WFM/EPAM system 255 shown in Figure 2, and/or EPAM 156 shown in Figure 1, all use the computer processing system shown in Figure 16, and “may be exemplified by, for example, but without limitation: a personal computer, server, desktop computer, tablets, smart phones, notebooks, laptops, distributed systems, servers, blades, gateways, switches, and the like, as well as any combination of device or entities adapted to perform the functions described herein” (Spec. ¶ 253). The various components of the computer processing system shown in Figure 16, such as processor 1601,3 communication interface 1602, controller 1603, interface 1604, memories 1606 and 1607, and EPAM module 1609, are all described in generic terms, and as performing generic computer functions (see Spec. ¶¶ 254–258). In summary, the computing components of the disclosed and recited workforce management (WRM) computer system 155 3 In the “Summary of Claimed Subject Matter” section of Appellants’ Appeal Brief (see App. Br. 2–5), the only structure Appellants point to as supporting the claimed invention is with respect to the processor of claim 13 (see App. Br. 3), which Appellants allege is described in paragraphs 253 and 254 and shown in Figure 16 (i.e., processor 1601). Appeal 2017-010725 Application 14/095,354 19 and employee point award management (EPAM) system 156 (Fig. 1), and WFM/EPAM 255 (Fig. 2) are described in generic terms and perform generic computing functionality (see generally Spec. ¶¶ 4, 5, 9, 10, 24, 253, 254; Figs. 1, 2, 16). Thus, Appellants’ Specification only describes well-understood, routine, conventional computer components (e.g., a computing system, processor, memory, interface, smartphone) in a manner that indicates the components and the functions they perform were well known in the art. See Hybritech Inc., 802 F.2d at 1384 (explaining that “a patent need not teach, and preferably omits, what is well known in the art”); see also Intellectual Ventures I LLC, 850 F.3d at 1331 (“The claimed mobile interface is so lacking in implementation details that it amounts to merely a generic component (software, hardware, or firmware) that permits the performance of the abstract idea, i.e., to retrieve the user-specific resources.”). When generically claimed, storing and retrieving and operating on information in memory and displaying/generating information (e.g., the generation of a work schedule) are computer functions that have been recognized as either insignificant extra-solution activity or well-understood, routine, conventional functions. MPEP 2106.05(d)(II)(i) (citing Versata Dev. Grp. v. SAP Am., 793 F.3d 1306, 1334 (Fed. Cir. 2015)). More specifically, the steps of storing employee award points, and received bids with those points, and generating a work schedule are merely insignificant extra-solution activity, and include merely conventional data gathering and analysis. See MPEP § 2106.05(g); OIP Techs., Inc., 788 F.3d at 1363; Electric Power Group, 830 F.3d at 1354. Appeal 2017-010725 Application 14/095,354 20 The Federal Circuit, in accordance with Alice, has “repeatedly recognized the absence of a genuine dispute as to eligibility” where claims have been defended as involving an inventive concept based “merely on the idea of using existing computers or the Internet to carry out conventional processes, with no alteration of computer functionality.” Berkheimer v. HP Inc., 890 F.3d 1369, 1373 (Fed. Cir. 2018) (Moore, J., concurring). As seen from the discussion above, Appellant’s claim 1, as well as claims 2–23 grouped therewith, recite nothing more than the implementation of a combination of abstract ideas using existing computers and smartphones with no alteration of computer functionality. As a result, we are not persuaded that the operations recited in claim 1 are anything beyond generic computer functions as opposed to an improvement to a fundamental economic practice and/or method of organizing human activity. Considering the elements of claim 1 individually and as an ordered combination, claim 1 does no more than simply instruct the practitioner to implement the abstract idea on a generic computer or processer. Dealertrack, Inc. v. Huber, 674 F.3d 1315, 1333–34 (Fed. Cir. 2012) (“Simply adding a ‘computer aided’ limitation to a claim covering an abstract concept, without more, is insufficient to render [a] claim patent eligible.”). Thus, we are not persuaded by Appellants’ arguments (App. Br. 12– 16; Reply Br. 13–20) that claim 1 recites something more than the abstract idea, such as a unique algorithm, and is therefore patent eligible. Rather, claim 1 merely recites the use of a computing system and smartphone as tools to implement a method of organizing human activity involving a fundamental economic principle (i.e., an abstract idea). See, e.g., Appeal 2017-010725 Application 14/095,354 21 RecogniCorp LLC v. Nintendo Co., Ltd., 855 F.3d 1322, 1327 (Fed. Cir. 2017) (“Unlike Enfish, [the claim] does not claim a software method that improves the functioning of a computer . . . [but] claims a ‘process that qualifies as an “abstract idea” for which computers are invoked merely as a tool.’”). Claim 1 neither explicitly recites (i) improving the efficiency or speed of the computing system, computer memory, computing processor components, and/or smartphone, nor (ii) reducing needed memory storage space. Instead, claim 1 merely recites computer elements performing generic computer functions in order to improve the efficiency of making a work schedule. In other words, claim 1 improves the efficiency of human activities. Thus, the computing system recited in Appellants’ claim 1 does not exhibit the type of activity that distinguishes inventions having significantly more than the abstract idea from those claims that do no more than generically link the use of the method to a particular technological environment, that is, by computers, memories, processors, input devices, or communication interfaces. Alice, 573 U.S. at 226. Appellants do not persuasively argue any specific limitation is not well-understood, routine, or conventional in the field. Nor do Appellants persuasively argue the Examiner erred in that aspect. In particular, Appellants’ attorney arguments that the recited computer system is adapted to perform the functions described in the Specification (e.g., an algorithm disclosed in the flow charts and descriptions of the Specification) (App. Br. 15; Reply Br. 18), and therefore cannot be the “‘generic, general purpose computing environment’” referenced by the Examiner (App. Br. 15) are unpersuasive, because it is not supported by competent evidence. See Appeal 2017-010725 Application 14/095,354 22 Geisler, 116 F.3d at 1470; Meitzner, 549 F.2d at 782. Similarly, Appellants’ assertion that the recited “template” indicating a “transaction type” form a “unique data structure” that provide the method/system with “unparalleled flexibility” are not supported by competent evidence. Id. As a result, Appellants have not persuaded us the Examiner erred with respect to the Guidance’s Step 2B analysis. See Guidance, Step 2B. We agree with the Examiner that the additional limitations are not sufficient to amount to significantly more than the abstract idea. See Non- Final Act. 23–24. Namely, as the Examiner explains, “[t]here is no indication that the combination of elements improves the functioning of a computer or improves any other technology. Their collective functions merely provide conventional computer implementation” (Non-Final Act. 24). Generic computers performing generic functions, do not amount to significantly more than the abstract idea. The Examiner goes on to determine, and we agree, that “[t]he data collection, storage, processing, and transmitting limitations are recited at a high level of generality and comprise generic computer components performing generic computer functions routinely used in computer applications” (Non-Final Act. 24), and “the additional elements do not amount to significantly more than the . . . abstract idea” (Non-Final Act. 24). And, lastly, there is no indication that the combination of elements improves the functioning of the computer or improves any other technology. See Electric Power Group LLC, 830 F.3d at 1354 (finding that use of “conventional computer, network, and display technology for gathering, sending, and presenting the desired information” does not add significantly more to the claimed abstract idea); Content Extraction & Transmission, LLC v. Wells Fargo Bank, 776 F.3d 1343, 1347 Appeal 2017-010725 Application 14/095,354 23 (Fed. Cir. 2014) (discussing that data collection, recognition, and storage is well-known); CyberSource Corp. v. Retail Decision, Inc., 654 F.3d 1366, 1375 (Fed. Cir. 2011) (“[T]he incidental use of a computer to perform the [claimed process] does not impose a sufficiently meaningful [limitation] on the claim’s scope.”). Claim 1 recites an abstract idea (i.e., a fundamental economic practice such as business relations and/or commercial practices), and does not include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (quoting Mayo, 566 U.S. at 77). Instead, claim 1 merely requires generic computer implementation and fails to transform that abstract idea into a patent-eligible invention. Id. Claim 1, as whole, is focused on an easier and more efficient process for bidding on and making work schedules for employees based on employee award ponits, invokes generic computer components, and does not serve to improve the computing system/components. McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299, 1314 (Fed. Cir. 2016) (the question is whether the claims as a whole “focus on a specific means or method that improves the relevant technology or are instead directed to a result or effect that itself is the abstract idea and merely invoke generic processes and machinery”). In other words, the focus of claim 1 is to improve flexibility in providing scheduling decisions based on bids consisting of employee award points for work shifts in order to generate a work schedule, not to improve the efficiency of the computing components or other technology used in the implementation of the workforce management computer system. As stated by Appellants in the Specification, “[i]n general, embodiments of the present invention provide computer-program products, Appeal 2017-010725 Application 14/095,354 24 methods, systems, apparatus, and computing entities for management of employee awarded points in a work environment” (Spec. ¶ 4), and serves as a scheduling tool (see Spec. ¶ 3). As a result, Appellants’ arguments that “the system provides unparalleled flexibility in allowing various types of scheduling decisions to be administrated that involve different processing methods for how employee points are processed” by using “unique data structures” (App. Br. 12), are not persuasive. Therefore, based on the record before us, we are not persuaded of error in the Examiner’s determination that the appealed claims are directed to patent ineligible subject matter, without significantly more. Accordingly, we affirm the Examiner’s decision to reject claims 1–23 as directed to patent ineligible subject matter. Preemption Appellants’ arguments that, even if the claims are directed to the abstract idea of allowing employees to be awarded points for completing activities and then use those points to bid for preferred future work shifts to be scheduled, the claims do not preempt all forms of practicing the abstract idea (App. Br. 16; Reply Br. 20–21), are unpersuasive. Preemption is not the sole test for patent eligibility, and any questions on preemption in the instant case have been resolved by the Examiner’s Alice analysis. As our reviewing court has explained: “questions on preemption are inherent in and resolved by the § 101 analysis,” and, although “preemption may signal patent ineligible subject matter, the absence of complete preemption does not demonstrate patent eligibility.” Ariosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371, 1379 (Fed. Cir. 2015); cf. OIP Techs., Inc. v. Amazon.com, Inc., 788 F.3d 1359, 1362–63 (Fed. Cir. 2015) (“[T]hat the Appeal 2017-010725 Application 14/095,354 25 claims do not preempt all price optimization or may be limited to price optimization in the e-commerce setting do not make them any less abstract.”). In view of the foregoing, we determine claim 1 does not recite an inventive concept because claim 1 simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the abstract idea. Summary Therefore, under the USPTO’s Revised Patent Eligibility Guidance, informed by our governing case law concerning 35 U.S.C. § 101, Appellants have not shown the Examiner erred in concluding claim 1 and claims 2–23 grouped therewith are directed to a judicial exception, i.e., an abstract idea, without significantly more, and thus are patent-ineligible under § 101. In view of the foregoing, we sustain the Examiner’s § 101 rejection of claims 1–23 as being directed to patent-ineligible subject matter. Issue (2): Obviousness Under 35 U.S.C. § 103 Claims 1, 2, 4–6, 8, 10, and 13–22 We have reviewed the Examiner’s rejection (Non-Final Act. 27–54) in light of Appellants’ arguments in the Appeal Brief (App. Br. 17–28; Reply Br. 2–10, 20–28) that the Examiner has erred. We disagree with Appellants’ contentions. With regard to independent claim 1, we adopt as our own (1) the findings and reasons set forth by the Examiner in the Final Office Action from which this appeal is taken (Non-Final Act. 28–36), and (2) the reasons set forth by the Examiner in the Examiner’s Answer (Ans. 20–34) in response to Appellants’ Appeal Brief. We concur with the conclusions Appeal 2017-010725 Application 14/095,354 26 reached by the Examiner. Specifically, we agree with the Examiner’s claim interpretation of the disputed terms, “scheduling event,” “template,” and “transaction type” (Ans. 20–25).4 More specifically, we agree with the Examiner’s determinations that the Specification (i) does not provide formal definitions of the disputed terms; and (ii) provides alternative and inclusive descriptions of the disputed claim terms5 that are not sufficient to clearly set forth a different definition for these terms as compared to their plain and ordinary meaning (see Ans. 21–22). As a result, we concur with the Examiner’s findings as to the individual references, as well as the rationale articulated for combining the references (Non-Final Act. 28–36; Ans. 25– 34). In view of the foregoing, and based on the proper interpretation of the disputed claim terms, Appellants have not shown the Examiner erred in rejecting claims 1, 2, 4–6, 8, 10, and 13–22 under 35 U.S.C. § 103 over the combination of O’ Brien, Kish, Noble, Wu, and Ausubel, because the combination of applied references teaches or suggests the disputed 4 When construing claim terminology (such as “scheduling event,” “template,” and “transaction type”) during prosecution before the Office, claims are to be given their broadest reasonable interpretation consistent with the specification as it would be interpreted by one of ordinary skill in the art. In re Am. Acad. of Sci. Tech Ctr., 367 F.3d 1359, 1364 (Fed. Cir. 2004). “Construing claims broadly during prosecution is not unfair to the applicant . . . because the applicant has the opportunity to amend the claims to obtain more precise claim coverage.” Id. The Specification is the best guide to the meaning of a disputed term. Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996). 5 For example, the Specification describes that “a scheduling decision may be associated with a template” (Ans. 21 citing Spec. ¶ 5), and a scheduling decision “may be referred to as a ‘scheduling event’” (Ans. 21 citing Spec. ¶¶ 48–49). Appeal 2017-010725 Application 14/095,354 27 limitations recited in representative claim 1. Therefore, we sustain the obviousness rejection of representative claim 1, as well as claims 2, 4–6, 8, 10, and 13–22 grouped therewith, as being obvious over O’ Brien, Kish, Noble, Wu, and Ausubel. Claims 3, 7, 9, and 12 We have reviewed the Examiner’s rejection of claims 3, 7, 9, and 12 (Non-Final Act. 38–39, 42–46) in light of Appellants’ arguments in the Appeal Brief (App. Br. 28–33; Reply Br. 25–27) that the Examiner has erred. We disagree with Appellants’ contentions. With regard to dependent claims 3, 7, 9, and 12, we adopt as our own (1) the findings and reasons set forth by the Examiner in the Office Action from which this appeal is taken (Non-Final Act. 38–39, 42–46), and (2) the reasons set forth by the Examiner in the Examiner’s Answer (Ans. 34–39) in response to Appellants’ Appeal Brief. We concur with the conclusions reached by the Examiner. More specifically, we agree with the Examiner’s determinations that (i) the combination of O’ Brien and Wu teaches or suggests the recited “sealed-first-price bidding format” recited in claim 3 (see Non-Final Act. 38–39; Ans. 34–36); and (ii) the combination of O’ Brien, Wu, and Ausubel teaches or suggests a set of selected employees is identified as recited in claim 7 (see Non-Final Act. 42–44; Ans. 36–38). We also agree with the Examiner’s claim interpretations of the disputed terms, “scheduling event,” “template,” and “transaction type” (Ans. 20–25), which in large part results in our agreement with the Examiner’s determinations that (i) the combination of O’ Brien and Wu teaches or suggests the bidding format based on a transaction type identified in a template, recited in claim 3 (see Non-Final Act. 38–39; Ans. 34–36); and (ii) that the combination of applied Appeal 2017-010725 Application 14/095,354 28 references meets the limitations recited in claims 9 and 12 (see Non-Final Act. 44–46; Ans. 38–39)(relying on the Examiner’s claim interpretation for “scheduling event”). Claim 3 Claim 3 recites, “[t]he method of claim 1, wherein the transaction type indicated by the template is a sealed-first-price bidding format” (claim 3)(emphasis added). With regard to claim 3, Appellants admit that “Wu discloses a ‘sealed- bid’ (App. Br. 29), and “O’ Brien disclose that the highest bidder receives the shift” (App. Br. 30), but argue (App. Br. 28–30; Reply Br. 25) that (i) Wu does not disclose a sealed-first-price bidding format, which is defined by paragraph 66 of the Specification as “‘a bidding format where agents provide their single highest and best bid, which is not published to other agents’” (App. Br. 28 citing Spec. ¶ 66); (ii) “O’Brien does not keep the bids secret (or sealed) from other employees” (App. Br. 29); and therefore, (iii) no prima facie case of obviousness has been made for claim 3. The Examiner finds (Non-Final Act. 38–39; Ans. 34–36), and we agree, that O’ Brien and Wu are properly combined (see Ans. 35–36), and O’ Brien and Wu, thus the combination of O’ Brien, Kish, Noble, Wu, and Ausubel, teaches or suggests the limitation recited in claim 3. Claim 7 Claim 7 recites, “[t]he method of claim 1, wherein the certain number of the plurality of employees is equal to N representing an integer value equal or greater than two and a highest N bids are used to identify the set of selected employees.” Appeal 2017-010725 Application 14/095,354 29 With regard to claim 7, Appellants argue (App. Br. 30–31) that (i) Wu fails to “disclose any aspect of using bids ‘to identify the set of selected employees’ to be included in a scheduling decision where multiple employees are involved” (App. Br. 30); (ii) O’ Brien only selects a single winner based on the highest bid; and therefore, (iii) no prima facie case of obviousness has been made as to claim 7. The Examiner finds (Non-Final Act. 42–44; Ans. 36–38), and we agree, that Wu (as amplified in Ausubel) combined with O’ Brien teach or suggest the limitation recited in claim 7. More specifically, the Examiner finds (see Ans. 37–38), and we agree, that (i) Wu (col. 10, ll. 21–31; col. 13, l. 64–col. 14, l. 21) discloses a plurality of employees bidding (see Ans. 37); and (ii) Ausubel (col. 9, ll. 35–41) discloses making an awards to multiple high bidders (see Ans. 38). Claim 9 Claim 9 recites, “[t]he method of claim 1, wherein the scheduling event related to the work related activity comprises a plurality of work shifts in a contact center.” With regard to claim 9, Appellants argue (App. Br. 32; Reply Br. 26) although O’ Brien discloses generating a “work schedule,” this is not the same as the recited “scheduling event” as defined in paragraph 30 of the Specification (App. Br. 32); therefore, “the Examiner’s rationale is based on an incorrect understanding of the recited limitation ‘“scheduling event’” (Reply Br. 26). The Examiner finds (Non-Final Act. 44–45; Ans. 38–39), and we agree, “there is no special definition present to change the broadest reasonable interpretation of said claim limitation[] [i.e., scheduling event]” Appeal 2017-010725 Application 14/095,354 30 (Ans. 38), therefore, O’ Brien (col. 2, l. 64–col. 3, l. 4) as modified by Kish, Noble, Wu, and Ausubel teach or suggest the limitations recited in claim 9. Claim 12 Claim 12 recites, “[t]he method of claim 1, wherein identifying the set of selected employees including the employee is predicated on the employee submitting a bid in conjunction with another scheduling event” (claim 12)(emphasis added). With regard to claim 12, Appellants argue (App. Br. 33; Reply Br. 27) O’ Brien fails to disclose the limitation recited in claim 12 when the proper interpretation is given to the term “scheduling event.” As already stated, we agree with the Examiner’s broader interpretation of “scheduling event” (see Ans. 20–25). On this basis, the Examiner finds (Non-Final Act. 45–46; Ans. 39), and we agree, O’ Brien (col. 4, l. 32–39; col. 7, l. 53–col. 8, l. 16 (describing steps 680 and 685)), as modified by Kish, Noble, Wu, and Ausubel teaches or suggests the limitations recited in claim 12. We also agree with the Examiner (see Ans. 39) that Appellants have taken too broad of an interpretation of “scheduling event” in reaching their conclusion that the limitation of claim 12, “in conjunction with another scheduling event,” is not met by the applied references. In any event, one of ordinary skill in the art of making work schedules for employees would understand the need for scheduling shifts for an employee with an eye towards avoiding other conflicts, like other shifts the employee has bid on, or overlapping shifts for that same employee. Summary In view of the foregoing, Appellants have not persuaded us the Examiner erred in reaching the conclusion that claims 3, 7, 9, and/or 12 are Appeal 2017-010725 Application 14/095,354 31 obvious over the combination of O’ Brien, Kish, Noble, Wu, and Ausubel, and we sustain the Examiner’s rejection as to these claims. CONCLUSIONS (1) Appellants have not shown the Examiner erred in rejecting claims 1–23 under 35 U.S.C. § 101 as being directed to patent-ineligible subject matter, without significantly more. (2) Appellants have not shown the Examiner erred in rejecting (a) claim 1 and claims 2, 4–6, 8, 10, and 13–22 grouped therewith; (b) dependent claims 3, 7, 9, and 12; and/or (c) claims 11 and 23, as being unpatentable under 35 U.S.C. § 103 over the same base combination of O’Brien, Kish, Noble, Wu, and Ausubel. DECISION As explained above, we sustain the rejections of claims 1–23 under 35 U.S.C. § 101 and 35 U.S.C. § 103. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation