LimaCorporate SpADownload PDFPatent Trials and Appeals BoardJun 23, 2020IPR2020-00258 (P.T.A.B. Jun. 23, 2020) Copy Citation Trials@uspto.gov Paper 7 571-272-7822 Date: June 23, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ WALDEMARK LINK GMBH & CO KG, Petitioner, v. LIMA CORPORATE SpA, Patent Owner. ____________ IPR2020-00258 Patent 8,454,705 B2 ____________ Before PATRICK R. SCANLON, BARRY L. GROSSMAN and JAMES J. MAYBERRY, Administrative Patent Judges. SCANLON, Administrative Patent Judge. DECISION Denying Institution of Inter Partes Review 35 U.S.C. § 314 IPR2020-00258 Patent 8,454,705 B2 2 I. INTRODUCTION Waldemark Link GmbH & Co KG (“Petitioner”) filed a Petition (Paper 1, “Pet.”) requesting an inter partes review of claims 1‒24 of U.S. Patent No. 8,454,705 B2 (Ex. 1001, “the ’705 patent”). LimaCorporate1 SpA (“Patent Owner”) filed a Preliminary Response (Paper 6, “Prelim. Resp.”). We have authority to determine whether to institute an inter partes review. See 35 U.S.C. § 314 (2018); 37 C.F.R. § 42.4(a) (2019). To institute an inter partes review, we must determine that the information presented in the Petition shows “a reasonable likelihood that the petitioner would prevail with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C. § 314(a). For the reasons set forth below, we determine that the information presented in the Petition does not establish a reasonable likelihood that Petitioner will prevail with respect to at least one challenged claim. Accordingly, we do not institute an inter partes review of the ’705 patent. II. BACKGROUND A. Related Matters The parties indicate that there are no related matters that would affect, or be affected by, a decision in this proceeding. Pet. 54; Paper 4, 1. 1 We note that although both parties use “Lima Corporate” (with a space) in the captions of the papers submitted in this proceeding, Patent Owner uses “LimaCorporate” (without a space) elsewhere in its papers. See, e.g., Paper 4, 1. To the extent deemed necessary, we leave it to Patent Owner to correct the record. IPR2020-00258 Patent 8,454,705 B2 3 B. Real Parties-in-Interest Petitioner identifies itself, Waldemark Link GmbH & Co KG, as the real party-in-interest. Pet. 54. Patent Owner identifies itself, LimaCorporate SpA, as the real party-in-interest. Paper 4, 1. C. The ’705 patent The ’705 patent, titled “Prosthetic Element and Relative Method to Make It,” issued June 4, 2013, with claims 1–24. Ex. 1001, code (54), code (45), 8:53–11:24. The ’705 patent “concerns a prosthetic element with a cellular structure, and the relative method to make it, usable preferably but not only in prostheses intended to restore femoral articulation.” Id. at 1:6–9. According to the ’705 patent, acetabular cups are used to replace or reinforce the natural acetabular cavity and accommodate the head of a femoral prosthesis. Id. at 1:15–18. Known acetabular cups have a solid, compact body covered with an external lattice having porosity that improves osteo- integration of the device with bone tissue. Id. at 1:18–21, 28–32. A purpose of the’705 patent is “to achieve . . . a prosthetic element with a cellular structure made in a single piece such as to promote bone re-growth and good anchorage of the prosthesis” so as “to overcome the shortcomings of the state of the art.” Id. at 1:48–55. Figures 1 and 2 are reproduced below. IPR2020-00258 Patent 8,454,705 B2 4 Figure 1 is a front view of a prosthetic device, and Figure 2 is a three- dimensional view of the prosthetic device. Id. at 4:20–21, 26–27. More specifically, Figures 1 and 2 depict prosthetic element 10 comprising spheroidal cap 11 that has internal wall 16 to define the shape of a semi- spherical cap or truncated cone (shown best in Figures 1a and 1b). Id. at 4:60–5:6. The external surface of cap 11 is formed by a three-dimensional lattice 12. Id. at 5:12–13. Internal wall 16 and lattice 12 are solid so as to form a single, continuous body. Id. at 5:19–20. “[L]attice 12 has a pre- defined and desired thickness and has a cellular structure with open holes.”2 Id. at 5:29–30. Lattice 12 is characterized by the spatial repetition of a plurality of geometrical meshes 13 having a polygonal shape and vertexes that are not co-planar. Id. at 5:60–62. Figure 4 is reproduced below. 2 Throughout this Decision, we omit any bolding of reference numerals in quotations from the ’705 patent and from prior art references. IPR2020-00258 Patent 8,454,705 B2 5 Figure 4 shows two meshes 13 “as an example [of] an advantageous model for osteo-integration.” Id. at 5:65–67. Each mesh 13 is formed by three parts: (1) first part 113, which is generally quadrangular in shape with vertexes 13a, 13c, 13f, and 13i; (2) second part 213, which is an “angled segment”3 with vertexes 13b, 13g, and 13h and disposed transversely to first part 113; and (3) third part 313, which is an angled segment with vertexes 13d, 13e, and 13m and disposed transversely to first part 113, in a cross with respect to second part 213. Id. at 6:7–15. In addition, each side of first part 113 is an angled segment, with first side 113a having a central vertex that coincides with vertex 13b of second part 213, second side 113b having a central vertex that coincides with vertex 13d of third part 313, third side 113c having a central vertex that coincides with vertex 13h of second part 213, and fourth side 113d having a central vertex that coincides with vertex 13m of third part 313. Id. at 6:20–28. With this arrangement, spatial repetition of mesh 13 defines a hexagonal geometry, wherein each “hexagon will have a three-dimensional conformation disposed on various planes, with at least one of its vertexes not co-planar with the others.” Id. at 6:29–30, 49–51. For example, hexagon 413 having vertexes 13a, 13m, 13i, 13h, 13g, and 13b is shown in Figures 5 and 6, reproduced below. Id. at 6:30–32. 3 In the ’705 patent, an “angled segment” is “a segment consisting of several consecutive rectilinear segments with a different inclination, for example segments inclined alternatively upward and downward.” Ex. 1001, 6:16–19. IPR2020-00258 Patent 8,454,705 B2 6 Figure 5 is a schematic, three-dimensional view of a portion of the lattice of Figure 4, and Figure 6 is a plane view of Figure 5. Id. at 4:32–34. Hexagon 413 defines three planes: first and second “end planes” defined by vertexes 13a, 13b, and 13m and vertexes 13g, 13h, and 13i, respectively, and a “central plane” defined by vertexes 13m, 13i, 13g, and 13b and situated transverse to the end planes. Id. at 6:52–60. In hexagon 413, vertexes 13a and 13h are not co-planar. Id. at 6:52–53. The repeating meshes define three other hexagons: one having vertexes 13c, 13b, 13a, 13m, 13e, and 13d; another having vertexes 13f, 13d, 13c, 13b, 13g, and 13h; and yet another having vertexes 13i, 13h, 13f, 13d, 13e, and 13m. Id. at 6:33–49. D. Challenged Claims Petitioner challenges claims 1–24, of which claims 1 and 12 are independent. Claims 2–11, 23, and 24 depend from claim 1; claims 13–22 depend from claim 12. Claim 1 is reproduced below, with bracketed labels and formatting as added by Petitioner (see Pet. 19–20) for ease of reference: 1. A prosthetic device comprising: [1a] a body; IPR2020-00258 Patent 8,454,705 B2 7 [1b] a cap made of metal material, having inside an acetabular seating, [1c] said cap having an internal wall that lines the seating and an external part consisting of a lattice with cells making a plurality of cavities disposed three-dimensionally, open and intercommunicating, connected with each other, [1d] said lattice being solid with the external part facing toward the outside of the internal wall, [1e] at least part of the lattice is formed, without a break in continuity, by a plurality of geometric meshes of polygonal shape repeated in space over all or part of the body, having a cellular geometry with elementary cells open and contiguous, to define a plurality of polygons with a spatial development delimiting the cavities, so the lattice is able to promote osteo- integration, [1f] wherein each geometric mesh is formed by a first polygonal part with four sides, each of said four sides formed as an angled segment, and a second part formed as an angled segment and a third part formed as an angled segment, wherein each angled segment has first and second consecutive rectilinear segments, wherein an angle is formed in the angled segment at an intersection of each pair of its first and the second consecutive segments; wherein the first polygonal part has vertexes that are not co-planar; [1g] the second and the third part with angled segments are disposed transversely to the first part substantially across a respective median line of the first part, crossed with respect to each other, superimposed on the first polygonal part, one on one side and one on the other side to define in the space a plurality of hexagons having vertexes that are not co-planar, the first part and the second part forming a first hexagon and a second hexagon of said plurality of hexagons having vertexes that are not co-planar; the first part and the third part forming a third hexagon and a fourth hexagon of said plurality of hexagons having vertexes that are not co-planar; [1h] wherein a first end of a first angled segment of the second part coincides with a first vertex of the first part and a IPR2020-00258 Patent 8,454,705 B2 8 second end of a second angled segment of the second part coincides with a second vertex of the first part; and wherein a first end of a first angled segment of the third part coincides with a third vertex of the first part and a second end of a second angled segment of the third part coincides with a fourth vertex of the first part. Ex. 1001, 8:53‒9:32. Independent claim 12 recites a method to make a prosthetic element and includes the structural limitations of claim 1. Id. at 9:58–10:51. E. Asserted Grounds of Unpatentability Petitioner contends that the challenged claims are unpatentable based on the following grounds: Claims Challenged 35 U.S.C. § Reference(s)/Basis 1–24 103(a)4 Jones5 1–24 103(a) Wang6 Pet. 13. Petitioner supports its challenge with a declaration from Dr. David W. Rosen (Ex. 1004, “the Rosen Declaration”). III. ANALYSIS A. Discretion Under 35 U.S.C. § 325(d) Patent Owner argues that we should deny institution under § 325(d) because Petitioner advances grounds of unpatentability “that are based on: 4 The Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112-29, which was enacted on September 16, 2011, made amendments to 35 U.S.C. § 103. AIA § 3(c). Those amendments became effective on March 16, 2013. Id. at § 3(n). Because the challenged claims of the ’705 patent have an effective filing date before March 16, 2013, any citations herein to 35 U.S.C. § 103 are to the pre-AIA version. 5 US 2006/0147332 A1, published July 6, 2006 (Ex. 1002). 6 Hongqing Vincent Wang, A Unit Cell Approach for Lightweight Structure and Complaint Mechanism, Georgia Institute of Technology, (2005) Chapter 8, 210–33 (Ex. 1003). IPR2020-00258 Patent 8,454,705 B2 9 (i) the same reference extensively addressed during original examination (Jones); and (ii) a substantially similar reference that fails to disclose anything beyond the reference considered extensively during prosecution (Wang).” Prelim. Resp. 59–60. Patent Owner provides an analysis of the Becton, Dickinson7 factors in support of its argument. Id. at 60–66. Because we are not persuaded Petitioner has demonstrated sufficiently that the challenged claims are obvious over either Jones or Wang for the reasons discussed below (see infra §§ III.D., III.E.), we need not reach Patent Owner’s argument regarding discretionary denial under § 325(d). B. Level of Ordinary Skill in the Art In determining whether an invention would have been obvious at the time it was made, 35 U.S.C. § 103 requires us to resolve the level of ordinary skill in the pertinent art at the time of the invention. Graham v. John Deere Co., 383 U.S. 1, 17 (1966). The person of ordinary skill in the art is a hypothetical person who is presumed to have known the relevant art at the time of the invention. In re GPAC, Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995). Factors that may be considered in determining the level of ordinary skill in the art include, but are not limited to, the types of problems encountered in the art, the sophistication of the technology, and educational level of active workers in the field. Id. In a given case, one or more factors may predominate. Id. Petitioner submits that a person of ordinary skill in the relevant art “would be someone with a bachelors, masters, or Ph.D. degree in engineering or science with several years of research experience, as well as 7 See Becton, Dickinson & Co. v. B. Braun Melsungen AG, IPR2017-01586, Paper 8 (PTAB Dec. 15, 2017) (precedential as to § III.C.5, first paragraph). IPR2020-00258 Patent 8,454,705 B2 10 several years of software development experience,” and “would have some knowledge of manufacturing processes and specific knowledge of at least one process capable of fabricating lattice structures, including 3-D printing, investment casting, cutting and crimping of metal sheets, or others.” Pet. 25 (citing Ex. 1004 ¶¶ 91–92). Patent Owner proposes that a person of ordinary skill in the relevant art “would have had at least a bachelor’s degree in biomedical engineering, materials science/engineering, or a related field, along with two to three years of experience with medical devices, as well as with manufacturing processes for making such devices.” Prelim. Resp. 17. Based on our review of the record before us, we find that Petitioner’s stated level of ordinary skill in the art is reasonable because it is consistent with the evidence of record, including the asserted prior art. Thus, for the purposes of this Decision, we adopt Petitioner’s definition. We note, however, that the outcome of this Decision would not differ under Patent Owner’s proposed definition. C. Claim Construction In inter partes reviews, the Board interprets claim language using the district-court-type standard, as described in Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc). See 37 C.F.R. § 42.100(b). Under that standard, we generally give claim terms their ordinary and customary meaning, as would be understood by a person of ordinary skill in the art at the time of the invention, in light of the language of the claims, the specification, and the prosecution history. See Phillips, 415 F.3d at 1313– 14. Although extrinsic evidence, when available, may also be useful when IPR2020-00258 Patent 8,454,705 B2 11 construing claim terms under this standard, extrinsic evidence should be considered in the context of the intrinsic evidence. See id. at 1317–19. Petitioner does not propose any specific claim constructions, arguing that “[t]he claim terms of the ’705 patent should be construed consistent with their plain and ordinary meaning.” Pet. 25 (citing Ex. 1004 ¶¶ 93–94). Patent Owner argues that the term “solid” of claims 1 and 12 should be construed to mean “that the lattice and internal wall are formed simultaneously as a single body.” Prelim. Resp. 18–20. In view of our analysis below, we do not discern a need to expressly construe any claim term for purposes of this Decision. See, e.g., Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (holding claim terms need only be construed “to the extent necessary to resolve the controversy” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). D. Asserted Obviousness Based on Jones Petitioner contends claims 1–24 are obvious over Jones. Pet. 26–41. Patent Owner provides arguments addressing this asserted ground of unpatentability. Prelim. Resp. 31–51. 1. Principles of Law A patent claim is unpatentable under 35 U.S.C. § 103(a) if the differences between the claimed subject matter and the prior art are such that the subject matter, as a whole, would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). The question of obviousness is resolved on the basis of underlying factual determinations including: (1) the scope and content of the prior art; IPR2020-00258 Patent 8,454,705 B2 12 (2) any differences between the claimed subject matter and the prior art; (3) the level of ordinary skill in the art; and (4) when in evidence, objective indicia (also called secondary considerations) of non-obviousness, such as commercial success, long-felt but unsolved needs, and failure of others. Graham, 383 U.S. at 17–18. We analyze this ground based on obviousness in accordance with the above-stated principles.8 2. Overview of Jones Jones “relates to a porous surface or structure and a method for forming the same.” Ex. 1002 ¶ 1. The porous structure can be a medical implant such as an acetabular cup, an acetabular shell, a knee implant, or a femoral or hip implant. Id. ¶ 23. Such a medical implant has a porosity that “promotes bone in-growth and/or provides the medical implant with soft tissue characteristics.” Id. For example, Figures 18A–18C depict an acetabular cup. Id. ¶ 101. Figures 31A–31D show another embodiment of an acetabular component in which a porous shell is permanently fixed over a substrate. Id. ¶¶ 70, 104–105. The porous structures are built from a plurality of unit cells, where many designs of unit cells, such as dodecahedral, octahedral, and diamond, are possible. Id. ¶ 84. Figure 1A is reproduced below. 8 We address the level of ordinary skill in the art in § III.B. above. The record does not include any evidence of objective indicia of non- obviousness at this point in the proceeding. IPR2020-00258 Patent 8,454,705 B2 13 Figure 1A illustrates one embodiment of a unit cell. Id. ¶ 30. Specifically, Figure 1A shows “tetrahedron” 8 in which “each point 10, 12, 14, and 16 is the same distance from the neighboring point.”9 Id. ¶ 88. According to Jones, “[t]his structure is analogous to the arrangements of the carbon atoms in diamond.” Id. Thus, Jones refers to the lattice produced when the unit cells are “instanced across the 3-D space” as a “diamond lattice structure.” Id. ¶ 91. 3. Independent Claim 1 Petitioner argues that Jones discloses limitations 1a–1e of claim 1. Pet. 26–27 (citing Ex. 1002 ¶¶ 8, 17, 23, 47, 74, 83, 84, 86–97, 101, 102. 104, Figs. 1C–10, 18A–18C, 28A, 28B, 29A, 29B, 30A–31D; Ex. 1004 ¶¶ 97–110; Ex. 1013, 106–107, 119–121). Regarding limitations 1f–1h, Petitioner concedes that Jones does not disclose “the specific unit cell/geometric mesh” of claim 1, but this “difference is trivial and obvious because the claimed meshes when repeated result in the same diamond lattice disclosed by Jones and known by a [person having ordinary skill in 9 Reference numeral 16 is not shown in Figure 1A. IPR2020-00258 Patent 8,454,705 B2 14 the art].” Id. at 26; see also id. at 30 (asserting Jones stops short of teaching the claimed geometric mesh). More specifically, Petitioner argues that limitations 1f–1h are obvious for two reasons: First, they are obvious because the claimed geometric mesh when printed forms the known diamond lattice, a lattice structure explicitly disclosed in Jones. Second, these elements are obvious because the applicant merely chose one geometry, of various known geometries, that they knew would work for osteo- integration based on prior art teachings regarding porosity and pore size.10 Id. at 28–29. We analyze each argument in turn. a) Petitioner’s First Obviousness Argument Petitioner relies on Dr. Rosen’s testimony and, more particularly, Dr. Rosen’s reconstruction of the ’705 patent’s alleged diamond lattice to support its first obviousness argument. Id. at 29 (citing Ex. 1004 ¶¶ 115, 130, 144). Dr. Rosen testifies that “[w]hen repeated, the geometric mesh claimed by the ’705 patent creates a diamond lattice structure, which mimics the specific arrangement of carbon atoms in a diamond.” Ex. 1004 ¶ 114. Dr. Rosen also provides, in paragraph 115, an illustration comprising two figures that is reproduced below. 10 Petitioner also asserts that, during prosecution of the application that issued as the ’705 patent, the examiner found that Figures 5A–5B of Jones taught limitations 1f and 1g. Pet. 28 (citing Ex. 1013, 121). This assertion is inaccurate because the limitations that the examiner determined were taught by Figures 5A–5B differ from limitations 1f and 1g. See Ex. 1013, 121, 133–34. In any event, this assertion is not persuasive because Petitioner does not rely on Figures 5A–5B or the associated disclosure in arguing that claim 1 is obvious over Jones. Indeed, Petitioner notes that Figures 5A–5B are directed to non-diamond lattice structures. Pet. 30. IPR2020-00258 Patent 8,454,705 B2 15 Dr. Rosen testifies that the figure on the left is Figure 7 from the ’705 patent and the figure on the right is his “reconstruction of the diamond lattice” of the ’705 patent. Ex. 1004 ¶ 115. In the reconstruction, Dr. Rosen indicates “loop 113 (from the ’705 patent) in red, the ‘angled segment’ ‘second part 213’ in yellow, and the ‘angled segment’ ‘third part 313’ in green,” and “[t]he rest of the diamond lattice is shown in blue.” Id. Dr. Rosen testifies further that “[u]pon comparing the figures, it is my opinion that the lattice structures are identical and that the ’705 patent teaches a diamond lattice structure.” Id. Patent Owner argues that, contrary to Petitioner’s assertion, Jones does not clearly disclose a diamond lattice. Prelim. Resp. 38–40. Patent Owner also argues that [r]ather than relying on a figure or description from Jones (or any other prior art) to show the purportedly known diamond lattice made from the claimed “geometric mesh,” the Petition relies on a figure from the ’705 patent itself compared with an image created by Petitioner’s expert for this proceeding. Id. at 40 (citing Pet. 29). According to Patent Owner, this position amounts to improper hindsight because “Petitioner uses the ’705 patent as a blueprint to arrive at the claimed meshes, rather than on anything actually from the IPR2020-00258 Patent 8,454,705 B2 16 prior art.” Id. at 40–41. In addition, Patent Owner argues that neither Petitioner nor Dr. Rosen provides any explanation as to why one of ordinary skill in the art would have chosen the claimed geometric meshes from the various possible unit cells, or why one of ordinary skill in the art would have even known of the claimed geometric mesh as a possible mesh that could be used to form a diamond lattice. Id. at 41. As an initial point, we are not persuaded that the lattice formed from a plurality of the claimed meshes would be the same diamond lattice disclosed by Jones for the following reasons. First, we agree with Patent Owner that Petitioner wrongly compares Dr. Rosen’s reconstruction of the ’705 patent’s alleged diamond lattice to a figure from the ’705 patent rather than a figure or description from Jones. See Prelim. Resp. 40 (citing Pet. 29). Specifically, referring to the illustration (reproduced above) from paragraph 115 of the Rosen Declaration, Petitioner argues “[b]y comparing Fig. 7 of the ’705 patent on the left, which shows a repeating unit cell, with a diamond lattice structure on the right, it can be seen that the geometric mesh of the ’705 patent, when repeated, results in the diamond cubic lattice structure.” Pet. 29. Dr. Rosen also compares his reconstruction to Figure 7 of the ’705 patent as the basis for his “opinion that the lattice structures are identical and that the ’705 patent teaches a diamond lattice structure.” Ex. 1004 ¶ 115. We are not persuaded, however, that comparing the reconstruction to Figure 7 of the ’705 patent can establish that the reconstructed lattice is the same diamond lattice structure disclosed by Jones. Comparing the reconstruction to a figure depicting the diamond lattice structure of Jones seems necessary to conclude that the reconstructed lattice is the same as IPR2020-00258 Patent 8,454,705 B2 17 Jones’s diamond lattice, but neither the Petition nor Dr. Rosen purports to compare the reconstruction lattice to Jones’s diamond lattice. Second, and more to the point, we are not persuaded that Dr. Rosen’s reconstruction accurately depicts the ’705 patent’s lattice. Dr. Rosen does not adequately explain how he arrived at his reconstruction of the diamond lattice, stating only that “[w]hen repeated, the geometric mesh claimed by the ’705 patent creates a diamond lattice structure,” and the figure on the right in paragraph 115 “is my reconstruction of the diamond lattice.” Ex. 1004 ¶¶ 114–115. But Dr. Rosen does not explain specifically how the meshes are “repeated” to create the reconstruction. Given the complex geometry of the geometric meshes, it is difficult to assess the accuracy of Dr. Rosen’s reconstruction properly without such explanation. Nevertheless, we note some apparent inconsistencies between Dr. Rosen’s reconstruction and the ’705 patent’s disclosure. For example, Figure 4 of the ’705 patent, reproduced above (see supra § II.C.), shows adjacent geometric meshes 13 connected at vertex 13a of one mesh and vertex 13f of the adjacent mesh, and Figure 7 of the ’705 patent, shown above, shows adjacent geometric meshes connected at vertex 13c of one mesh and vertex 13i of the adjacent mesh. The illustration of Dr. Rosen’s reconstruction does not appear to include these same connections. To illustrate the apparent differences, we provide an annotated version of Dr. Rosen’s reconstruction, reproduced below. IPR2020-00258 Patent 8,454,705 B2 18 This annotated version of Dr. Rosen’s reconstruction highlights a portion of the lattice in purple. More specifically, as noted above, Dr. Rosen highlights the first part (or “loop”) of one geometric mesh in red, the second part of that mesh in yellow, and the third part of that mesh in green.11 Ex. 1004 ¶ 115. The portion of the lattice highlighted in purple appears to correspond to first part 113 of a geometric mesh adjacent to the geometric mesh in which the first part is highlighted in red. Thus, the adjacent meshes appear to share entire sides of the corresponding first parts, rather than being connected at specific vertexes as disclosed by the ’705 patent. The other three sides of the first part highlighted in red also appear to be connected along the entire side to a corresponding side of another adjacent mesh. 11 To reiterate, each geometric mesh 13 is formed by three parts: (1) first part 113, which is generally quadrangular in shape with vertexes 13a, 13c, 13f, and 13i; (2) second part 213, which is an “angled segment” with vertexes 13b, 13g, and 13h and disposed transversely to first part 113; and (3) third part 313, which is an angled segment with vertexes 13d, 13e, and 13m and disposed transversely to first part 113, in a cross with respect to second part 213. Ex. 1001, 6:7–15, Figs. 4, 7. IPR2020-00258 Patent 8,454,705 B2 19 In addition, the reconstruction appears to inaccurately depict the second and third parts of the meshes. That is, the two ends of both second part 213 and third part 313 are shown as extending beyond first part 113 in Figures 4 and 7 of the ’705 patent. This configuration is depicted in Dr. Rosen’s reconstruction with respect to the yellow second part and the green third part overlapping the red first part, but the configuration is not repeated for the other meshes in the reconstruction. For instance, referring to the above annotated version of Dr. Rosen’s reconstruction, the upper left end of the yellow second part appears to extend into the purple first part of the adjacent mesh. In this case, the mesh comprised of the purple first part lacks a second part having two ends that extend beyond the first part. In other words, Dr. Rosen appears to have eliminated portions of the second and third parts from some of meshes in creating his reconstruction. Accordingly, we are not persuaded by Petitioner’s arguments and evidence that the lattice formed from a plurality of the claimed meshes is the same as the diamond lattice disclosed by Jones. Furthermore, even if the lattice formed from a plurality of the claimed meshes would be the same as the diamond lattice disclosed by Jones, this fact alone is insufficient to establish that the geometric mesh recited in limitations 1f–1h would have been obvious. Petitioner does not explain adequately why the claimed geometric meshes would have been obvious in view of Jones simply because of the alleged identicalness of the lattices. Instead, Petitioner’s assertion of obviousness in view of Jones is a mere conclusory statement—not articulated reasoning with a rational underpinning based on evidence of record—that fails to support the legal conclusion of obviousness. See In re Magnum Oil Tools Int’l, Ltd., 829 F.3d IPR2020-00258 Patent 8,454,705 B2 20 1364, 1380 (Fed. Cir. 2016). In addition, to the extent that Jones’s diamond lattice would implicitly or inherently include the claimed meshes by virtue of being the same as the lattice formed from a plurality of the claimed meshes, Petitioner does not makes such a contention; in fact, as noted above, Petitioner specifically indicates that Jones does not disclose the claimed geometric mesh. Pet. 26, 30. Dr. Rosen testifies that “[i]n my opinion,” the claimed geometric meshes would have been obvious “because the claimed geometry of the geometric mesh forms the known diamond lattice when repeated, a lattice structure explicitly disclosed in Jones.” Ex. 1004 ¶¶ 113, 128, 142. This testimony, however, merely repeats the Petition’s assertion and does not offer objective evidence or analysis to support the assertion. Dr. Rosen does testify that one of ordinary skill in the art “would have known how to make [a diamond mesh] out of repeating geometric meshes” and “would have known to select a geometric mesh with a specific geometry that, when repeated during the 3-D printing process, would create the diamond lattice.” Id. ¶¶ 117, 132, 146. But this testimony does not establish that one of ordinary skill in the art would have selected, or even known to use, the specific geometric mesh recited in claim 1. Accordingly, we do not credit the testimony of Dr. Rosen on this point. See 37 C.F.R. § 42.65(a) (“Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”); see also Nobel Biocare Services AG v. Instradent USA, Inc., 903 F.3d 1365, 1382 (Fed. Cir. 2018) (explaining that the Board can reject arguments based on expert testimony that lacks specificity or detail). IPR2020-00258 Patent 8,454,705 B2 21 In addition, we are not persuaded by Petitioner’s argument that, rather than claiming the lattice structure, “the ’705 patent drafters avoided anticipation by deftly claim[ing] a specific mesh geometry rather than claiming the diamond cubic it produces. But differences in drafting do not overcome a strong case of prima facie obviousness.” See Pet. 30 (citing Ex. 1004 ¶¶ 116–118, 120, 131–133, 135, 145–147, 149). Petitioner provides no legal authority for its assertion that “differences in drafting do not overcome a strong case of prima facie obviousness,” an assertion that ignores the importance of the claims in an obviousness analysis. Under the statute, we look to what the inventors actually claimed, rather than what they could have claimed. See 35 U.S.C. § 103(a) (“A patent may not be obtained . . . if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art.” (emphasis added)); see also Graham, 383 U.S. at 17 (holding the “differences between the prior art and the claims at issue are to be ascertained” under § 103 (emphasis added)). Petitioner’s argument (as well as Dr. Rosen’s testimony) also relies on the flawed assumption that the inventors of the ’705 patent were trying to patent a diamond lattice and “merely picked” the claimed geometric mesh because it would allegedly result in the diamond lattice taught by Jones. See Pet. 30; Ex. 1004 ¶¶ 120, 135, 149. Neither the Petition nor Dr. Rosen, however, provides a sufficient basis to support this assumption. The ’705 patent does not expressly claim a diamond lattice, and we are not directed to any portion of the ’705 patent that even describes a diamond lattice. And, for the reasons discussed above, we determine that Petitioner does not IPR2020-00258 Patent 8,454,705 B2 22 demonstrate sufficiently that the claimed geometric mesh was simply one of several geometries that would result in a diamond lattice. In view of the above, we do not find Petitioner’s first obviousness argument persuasive. b) Petitioner’s Second Obviousness Argument According to Petitioner, “Jones clearly discloses that various unit cells or mesh geometries can be used in its invention, and its teaching is not limited to any one geometry,” and “Jones teaches that the unit cells, or geometric meshes, may be constructed in various shapes, including the shape taught by the ’705 patent, so long as the porosity and pore size requirements are met (which they are in the ’705 patent).”12 Pet. 30–31 (citing Ex. 1002 ¶¶ 84, 95, Figs. 5A–5B; Ex. 1004 ¶¶ 121, 136, 150) (emphasis added). Based on this assertion, Petitioner argues that one of ordinary skill in the art “considering Jones would have chosen a particular geometry from a finite number of known geometries to create a geometric mesh with optimum pore size to promote bone ingrowth.” Id. at 31 (citing Ex. 1004 ¶¶ 122, 137, 151). In response, Patent Owner contends that this argument “fails because Jones’ disclosure that ‘various’ unit cell shapes can be used does not demonstrate a [person having ordinary skill in the art] would have arrived at the specific claimed ‘geometric mesh.’” Prelim. Resp. 42. We agree with 12 To the extent the emphasized language is meant to convey that the claimed geometric mesh is one of the various unit cells disclosed by Jones, we find such an assertion to be inaccurate. As noted above, Petitioner specifically indicates elsewhere in the Petition that Jones does not disclose the claimed geometric mesh. Pet. 26, 30. IPR2020-00258 Patent 8,454,705 B2 23 Patent Owner. Jones discloses that its porous structures can be built from many designs of unit cells, such as dodecahedral, octahedral, and diamond (Ex. 1001 ¶ 84), but Petitioner does not demonstrate sufficiently why one of ordinary skill in the art would select the claimed geometric mesh when choosing “from a finite number of known geometries.” More to the point, neither the Petition nor Dr. Rosen establishes sufficiently that the claimed geometric mesh is one of a finite number of known geometries. We also agree with Patent Owner that Petitioner’s argument is not persuasive because “[u]nder Petitioner’s logic, Jones’ disclosure of ‘various’ unit cells would render obvious every possible unit cell geometry, whether actually disclosed in Jones or not.” See Prelim. Resp. 42. Petitioner also asserts that: An invention is obvious when, as here, the only difference between the prior art and the claimed invention are changes in size or shape, when such change fails to result in “patentable significance” or a different product. Gardner v. TEC Syst., Inc., 725 F.2d 1338 (Fed. Cir. 1984); Ex parte Hilton, 148 U.S.P.Q. (BNA) 356, 357, 1966 Pat. App. LEXIS 48, at *2 (Pat. & Trademark Office Bd. App. Jan. 1, 1965). Indeed, the art taught that different geometries, or meshes, will produce the same properties, and that different geometries do not result in differences in bone grow. The mere selection of a one of many geometries is obvious. [In re Dillon, 919 F.2d 688, 697–98 (Fed. Cir. 2990)]; In re Susi, 440 F.2d 442, 445 (C.C.P.A. 1971); In re Petering, 301 F.2d 676, 681 (C.C.P.A. 1962). Pet. 31. The Gardner case cited by Petitioner involved a device used for drying ink on a continuous sheet or web of paper in a printing press. Gardner, 725 F.2d at 1340. The device included structure, referred to as an “air bar,” that positions a moving web. Id. The independent claim at issue included dimensional limitations for the air bar. Id. at 1340–41. The trial IPR2020-00258 Patent 8,454,705 B2 24 court viewed these dimensional limitations as “artificial dimensional limitations that add nothing to the claims, that are of no constructive significance, and are essentially meaningless.” Id. at 1344. The U.S. Court of Appeals for the Federal Circuit indicated that, in order to prevail, the party challenging the patent in Gardner had the burden of proving that the claimed dimensional limitations had no effect on the performance of the air bar. Id. at 1345. The evidence introduced at trial in Gardner included tests of an air bar embodying the claimed dimensional limitations and a known air bar that did not embody the claimed dimensional limitations, and this evidence convinced the trial court that the bars performed essentially the same. Id. at 1349. The Federal Circuit determined that, based on this and other evidence, the trial court’s findings were not clearly erroneous. Id. Here, we agree with Patent Owner that Petitioner has not produced sufficient evidence to establish that a lattice formed from the claimed geometric meshes would perform the same as Jones’s diamond lattice. See Prelim. Resp. 44. Jones discloses different unit cell geometries, but does not state expressly that there are no differences in performance. See Ex. 1002 ¶ 84. Petitioner’s assertion that “the art taught that different geometries, or meshes, will produce the same properties, and that different geometries do not result in differences in bone grow[th]” (Pet. 31) is unsupported attorney argument, as we are not directed to any prior art of record providing such a teaching. Nor are we directed to any testimony in the Rosen Declaration that supports this argument. Thus, we are not persuaded that the claimed geometric meshes represent a trivial change that fails to result in “patentable significance,” as asserted by Petitioner. IPR2020-00258 Patent 8,454,705 B2 25 The Dillon case cited by Petitioner involved the “discovery that the inclusion of certain tetra-orthoester compounds in hydrocarbon fuel compositions will reduce the emission of solid particulates (i.e., soot) during combustion of the fuel.” Dillon, 919 F.2d at 690. In discussing case law cited in the dissenting opinion, the Federal Circuit indicated “[t]he compounds were conceded to be sufficiently close to the prior art that, without a showing of a significant difference in properties, they would have been obvious.” Id. at 697–98 (citing In re Lunsford, 357 F.2d 380, 381 (CCPA 1966). As such, Dillon does not support Petitioner’s broad assertion that the mere selection of one of many structural geometries is obvious. Similarly, the Susi and Petering cases cited by Petitioner do not support the assertion. In view of the above, we do not find Petitioner’s second obviousness argument persuasive. c) Conclusion For the reasons above, we determine, based on the current record, that the Petition does not establish a reasonable likelihood that Petitioner would prevail with respect to the contention that claim 1 would have been unpatentable over Jones. 4. Independent Claim 12 Petitioner contends that limitations 12f–12h of independent claim 12 are identical to limitations 1f–1h, respectively, and are “taught by Jones” for IPR2020-00258 Patent 8,454,705 B2 26 the same reasons set forth in connection with limitations 1f–1h.13 Pet. 36–37 (citing Ex. 1004 ¶¶ 190–192). Thus, Petitioner’s challenge to claim 12 is based on the same deficient assertions as to obviousness in view of Jones as discussed above in the analysis of the challenge to independent claim 1. For these same reasons, we find that Petitioner has not met its burden to show a reasonable likelihood that claim 12 would have been unpatentable over Jones. 5. Dependent Claims 2–11 and 13–24 Claims 2–11, 23, and 24 depend from claim 1 and, thus, contain all the limitations of claim 1. Claims 13–22 depend from claim 12 and, thus, contain all the limitations of claim 12. Petitioner’s challenges to dependent claims 2–11 and 13–24 do not overcome the deficient assertions regarding Jones as discussed above in the analysis of the challenge to independent claims 1 and 12. Pet. 32‒36, 38–41. Accordingly, for the same reasons discussed above in connection with claims 1 and 12, we find that Petitioner has not met its burden to show a reasonable likelihood that claims 2–11 and 13–24 would have been unpatentable over Jones. E. Asserted Obviousness Based on Wang Petitioner contends claims 1–24 are obvious over Wang. Pet. 41–54. Patent Owner provides arguments addressing this asserted ground of unpatentability. Prelim. Resp. 51–59. 13 We note that the cited section of the Petition does not assert that limitations 1f–1h are “taught by Jones”; instead, this section asserts that limitations 1f–1h would have been obvious in view of Jones. Pet. 28–31. IPR2020-00258 Patent 8,454,705 B2 27 1. Overview of Wang Wang is a dissertation titled “A Unit Cell Approach for Lightweight Structure and Compliant Mechanism.” Ex. 1003, i.14 Chapter 8 describes an acetabular implant and a graded cellular structure to enhance stability on the implant-bone interface. Id. at 210. Wang discloses that the mechanical properties of the implant should closely match that of the host tissue. Id. at 221. These properties include elasticity, which depends on the “unit truss,” i.e., “the microstructure of the prosthesis.” Id. Wang discloses various unit truss configurations, including a dodecahedron and an octet truss. Id. at 223, 226, Figs. 8.8, 8.11. 2. Independent Claim 1 Petitioner argues that Wang discloses limitations 1a–1e of claim 1. Pet. 42–43 (citing Ex. 1003 ¶¶ 210, 219, 223, 226, 228, Figs. 8.11, 8.14, 8.15; Ex. 1004 ¶¶ 229–236). Regarding limitations 1f–1h, Petitioner concedes that Wang does not disclose “the specific geometry of the repeating unit cells/geometric mesh” of claim 1. Id. at 41. Petitioner, however, argues that limitations 1f–1h would have been obvious for two reasons: “First, the claimed geometric mesh, when printed, forms a diamond lattice structure well-known to a [person having ordinary skill in the art]. Second, the patentee merely chose one geometry, of various known geometries, which the patentee knew would facilitate osteo-integration based on porosity and pore size.” Id. at 44 (citing Ex. 1004 ¶ 237). 14 For consistency, we follow Petitioner’s convention of citing to the original pagination located at the bottom of the pages in Wang rather than the page numbers added by Petitioner. IPR2020-00258 Patent 8,454,705 B2 28 The first obviousness argument relies on the same reconstruction of the ’705 patent’s alleged diamond lattice by Dr. Rosen relied on in the asserted ground of unpatentability based on Jones. Id. at 44–45 (citing Ex. 1004 ¶¶ 238, 239, 251, 252, 264, 265). For the reasons discussed above, however, we are not persuaded by Petitioner’s arguments and evidence that (1) the lattice formed from a plurality of the claimed meshes is the same as a diamond lattice structure well known to one of ordinary skill in the art or (2) even if the lattice formed from a plurality of the claimed meshes would be the same as a well-known diamond lattice, this fact would be sufficient to establish that the geometric mesh recited in limitations 1f–1h would have been obvious. See supra § III.D.3.a. In addition, this argument is not persuasive because, in contrast with its assertions with respect to Jones, Petitioner does not assert that Wang even discloses a diamond lattice. See Pet. 44–45. Regarding its second obviousness argument, Petitioner asserts that “Wang’s teachings are not limited to any single, particular geometry, but [are] focused on optimizing porosity, pore size, and elasticity of the mesh— all factors previously established as enhancing bone growth.” Id. at 45. In particular, Petitioner argues that Wang discloses different types of unit cells, including a ‘dodecahedron with 12 faces’ . . . and an ‘octet truss, whose primitive is a tetrahedron.’” Id. (quoting Ex. 1003, 223, 226; citing Ex. 1003, Fig. 8.11). Thus, according to Petitioner, “[s]imple and insignificant changes among known variations, like the mere selection of a specific geometry over related geometries, especially when both share the same useful properties, is obvious.” Id. (citing Dillon, 919 F.2d at 697–98; Susi, 440 F.2d at 445). IPR2020-00258 Patent 8,454,705 B2 29 Petitioner does not establish sufficiently, however, that using the claimed geometric mesh is a “known variation” or “the mere selection of a specific geometry over related geometries.” As such, we determine that Petitioner has not demonstrated sufficiently that the claimed geometric mesh is a simple or insignificant change over Wang’s disclosed geometries. In addition, Petitioner again argues that an invention is obvious when the only difference between the prior art and the claimed invention are changes in size or shape that lack “patentable significance.” Id. at 45–46 (citing Gardner, 725 F.2d 1338; Hilton, 148 USPQ at 357). For the reasons discussed above, however, we are not persuaded that the claimed geometric mesh represents a trivial change that fails to result in “patentable significance.” See supra § III.D.3.b. For the above reasons, we determine, based on the current record, that the Petition does not establish a reasonable likelihood that Petitioner would prevail with respect to the contention that claim 1 would have been unpatentable over Wang. 3. Independent Claim 12 Petitioner contends that limitations 12f–12h of independent claim 12 are identical to limitations 1f–1h, respectively, and are “taught by Wang” for the same reasons set forth in connection with limitations 1f–1h.15 Pet. 49–50 (citing Ex. 1004 ¶¶ 299–301). Thus, Petitioner’s challenge to claim 12 is based on the same deficient assertions as to obviousness in view of Wang as discussed above in the analysis of the challenge to independent claim 1. For 15 We note that the cited section of the Petition does not assert that limitations 1f–1h are “taught by Wang”; instead, this section asserts that limitations 1f–1h would have been obvious in view of Wang. Pet. 44–46. IPR2020-00258 Patent 8,454,705 B2 30 these same reasons, we find that Petitioner has not met its burden to show a reasonable likelihood that claim 12 would have been unpatentable over Wang. 4. Dependent Claims 2–11 and 13–24 Claims 2–11, 23, and 24 depend from claim 1 and, thus, contain all the limitations of claim 1. Claims 13–22 depend from claim 12 and, thus, contain all the limitations of claim 12. Petitioner’s challenges to dependent claims 2–11 and 13–24 do not overcome the deficient assertions regarding Wang as discussed above in the analysis of the challenge to independent claims 1 and 12. Pet. 46‒49, 51–54. Accordingly, for the same reasons discussed above in connection with claims 1 and 12, we find that Petitioner has not met its burden to show a reasonable likelihood that claims 2–11 and 13–24 would have been unpatentable over Wang. IV. CONCLUSION After considering the evidence and arguments presented in the Petition and Preliminary Response, we determine that Petitioner has not demonstrated a reasonable likelihood of success with respect to at least one of the challenged claims. Accordingly, we do not institute inter partes review. V. ORDER In consideration of the foregoing, it is hereby: ORDERED that the Petition is denied as to all challenged claims of the ’705 patent; and FURTHER ORDERED that no inter partes review is instituted. IPR2020-00258 Patent 8,454,705 B2 31 FOR PETITIONER: Joseph V. Saphia Jessica H. Zafonte HAUG PARTNERS LLP JSaphia@haugpartners.com JZafonte@haugpartners.com FOR PATENT OWNER: Todd R. Tucker Kyle T. Deighan Mark W. McDougall Yizhou Liu CALFEE, HALTER & GRISWOLD LLP ttucker@calfee.com kdeighan@calfee.com mmcdougall@calfee.com bliu@calfee.com Copy with citationCopy as parenthetical citation