Frederick K. Smith, Complainant,v.R. James Nicholson, Secretary, Department of Veterans Affairs, Agency.

Equal Employment Opportunity CommissionSep 28, 2005
01a40925_final (E.E.O.C. Sep. 28, 2005)

01a40925_final

09-28-2005

Frederick K. Smith, Complainant, v. R. James Nicholson, Secretary, Department of Veterans Affairs, Agency.


Frederick K. Smith v. Department of Veterans Affairs

01A40925

September 28, 2005

.

Frederick K. Smith,

Complainant,

v.

R. James Nicholson,

Secretary,

Department of Veterans Affairs,

Agency.

Appeal No. 01A40925

Agency No. 200L-2000

DECISION

Complainant timely initiated an appeal from a final agency decision

(FAD) concerning his complaint of unlawful employment discrimination in

violation of Title VII of the Civil Rights Act of 1964 (Title VII), as

amended, 42 U.S.C. � 2000e et seq. The appeal is accepted pursuant to

29 C.F.R. � 1614.405. For the following reasons, the Commission AFFIRMS

the agency's final decision.

The record reveals that during the relevant time, complainant was employed

as a Chief, Police & Security, GS-12, at the agency's Medical Center,

Oklahoma City, Oklahoma facility. Complainant sought EEO counseling and

subsequently filed a formal complaint on December 15, 2000, alleging that

he was subjected to a hostile work environment on the basis of reprisal

for prior EEO activity when:

(1) On September 20, 2000, a union official (MG) filed a false unfair

labor practice (ULP) complaint against complainant which alleged that

complainant improperly called a meeting to discuss union activities

and issues;

On September 21, 2000, MG filed a second false ULP complaint alleging

complainant improperly advised a union member not to seek assistance

from the union regarding a hiring issue;

On October 5, 2000, MG submitted a materially false, fictitious and

fraudulent EEO document to an EEO counselor, an Office of Special Counsel

(OSC) investigator and union officials;

On October 11, 2000, MG filed a false ULP complaint against complainant

alleging that the EEO complaint against MG was a form of harassment

and a civil rights violation;

On October 12, 2000, MG circulated throughout the medical center a

document regarding complainant being in arrears on his child support;

On October 19 and 24, 2000, MG falsely accused complainant of directing

security cameras to monitor him and others;

On October 24, 2000, MG questioned, harassed and interrupted

complainant's staff;

On October 25, 2000, MG suggested to the investigating officer that

complainant had something to do with MG's vehicle being stolen;

On October 31, 2000, MG made inappropriate and threatening remarks

about complainant's employment and told complainant's subordinate that

"your Chief is going to mess around and not make it off probation;"

On May 17, 2001, complainant learned that MG falsely told other employees

that complainant threatened to arrest MG;

On June 1, 2001, complainant was informed that he was being accused by

the union of placing security cameras in the women's restrooms;

On June 4, 2001, complainant was informed that the Vice President of the

union was spreading the "bathroom accusation" to others at the agency;

On June 4, 2001, complainant was informed that the union had posted,

on its bulletin board, a cartoon depicting women using the restroom

while cameras were watching them; and

On July 2, 2001, complainant learned that the 9th District Union

Representative (ML) had told one of complainant's subordinates (JB)

that he was harassing MG, failing to protect his safety, and engaging

in inappropriate behavior.

At the conclusion of the investigation, complainant was informed of

his right to request a hearing before an EEOC Administrative Judge or

alternatively, to receive a final decision by the agency. Complainant

requested that the agency issue a final decision.

In its Final Agency Decision (FAD), the agency concludes the above

allegations did, in fact, occur. In addition, the agency concludes

that MG was out to get complainant because complainant named him in

an EEO complaint and MG utilized his position as the union President

to create a hostile work environment by making numerous false

accusations against complainant and generally taking steps to defame

his reputation and character. In addition, the agency concluded that

while the evidence shows that mild personality conflicts between MG

and complainant originated prior to complainant's EEO activity (i.e.,

prior to September 15, 2000), the record also supports the finding that

MG initiated a series of allegations against complainant immediately

after he named MG in his EEO complaint.

Despite these findings, the agency concluded that "while complainant

has shown the harassing conduct by MG occurred, he has failed to show

that MG was acting on the part of management, he has failed to show that

management took no action to quell the harassment, and he has failed to

show that there is some basic legal principle permitting the assignment

of liability to management in this case."

On appeal, complainant generally contends that management had the ability

and was obligated to take steps to end the retaliation despite MG's

union status. The agency requests that we affirm its FAD.

ANALYSIS AND FINDINGS

The record reveals that in July 2000, the agency had an EEO on-site

review in response to racial tension and violence within the agency.

Following the EEO on-site review, the agency held town hall meetings so

that every employee could share their views on this issue. Complainant,

as the Chair of the Black Affairs (EEO) Committee of the Oklahoma

City Medical Center (BAC) attended the town hall meetings and told the

participants (which included MG and other union officials) that he did not

witness any racial violence in the workplace. Complainant also publicly

stated that he believed that a large source of any racial tension was

created by the American Federation of Government Employees, Local 2562,

AFL-CIO ("the Union). On September 14, 2000, the BAC held a meeting.

During that meeting, MG asserted that the credibility of the BAC was shaky

and that complainant was improperly using his connections with the front

office to promote the secretary in the Quality Management Service to an

Administrative Assistant position. MG also referred to BAC as a "social

club" with no authority to represent employees with EEO complaints.

On September 15, 2000, complainant initiated EEO contact and alleged

that MG was harassing him by making false, slanderous and defamatory

statements about him. Some time prior to September 20, 2000, MG was

informed of this EEO complaint, by the EEO counselor (HR). Thereafter,

on September 20, 2000, MG filed an ULP against complainant for calling a

meeting on August 3, 2000 to discuss union activities. On September 21,

2000, MG filed a second ULP against complainant for telling a bargaining

unit employee not to use the Union on an hiring issue. On September 22,

2000, MG filed an ULP against complainant because he would not turn over

to the Union the EEO Committee's recommendations to the Medical Center

Director. On October 3, 2000, another ULP was filed against complainant

for allegedly threatening the Union during a meeting on October 2, 2000.

On October 11, 2000, MG filed another ULP against complainant for filing

an EEO claim against MG.

In addition, on October 12, 2000, a child support document that MG

possessed previously,<1> was circulated among numerous employees.

The child support document identified complainant as failing to pay

child support and embarrassed complainant among his fellow co-workers

and supervisors. On numerous occasions in October 2000, MG spread

false rumors and accusations that complainant was using his staff and

security cameras to monitor MG. On October 25, 2000, MG reported to

the agency police that his car was stolen and accused complainant as

being responsible. On October 31, 2000, MG told one of complainant's

subordinates that "your chief is going to mess around and not make it off

of probation." In May 2001, MG circulated false rumors and accusations

that complainant threatened to arrest him.

In June 2001, MG circulated false rumors and accusations throughout

the agency that complainant was responsible for placing cameras in the

women's restroom. In addition, MG posted a cartoon depicting cameras

in a restroom on the Union's bulletin board. In addition, a sign was

posted in the women's restroom warning the women that it was possible

that they were being videotaped. The record shows that complainant was

bombarded with rumors and accusations on a continuous basis.

In order to prove harassment in retaliation for engaging protected

EEO activity, the complainant must show that: (1) he engaged in prior

EEO activity; (2) he was subjected to unwelcome conduct related to his

prior EEO activity; (3) the harassment complained of was based on his

prior EEO activity; (4) the harassment had the purpose or effect of

unreasonably interfering with his work performance and/or creating an

intimidating, hostile, or offensive work environment; and (5) there is

a basis for imputing liability to the employer. Roberts v. Department

of Transportation, EEOC Appeal No. 01970727 (Sept. 15, 2000) (citing

Henson v. Dundee, 682 F.2d 897 (11th Cir. 1982).

Assuming, arguendo, that complainant has sufficiently proven elements

1, 2, 3, and 5, we must conclude that complainant has failed to prove

element 4. The Supreme Court has stated: "Conduct that is not severe

or pervasive enough to create an objectively hostile work environment -

an environment that a reasonable person would find hostile or abusive

- is beyond Title VII's purview." Harris v. Forklift Systems, Inc.,

510 U.S. 17, 22 (1993). In evaluating whether the conduct at issue was

sufficiently severe or pervasive to constitute a hostile work environment,

the Commission has noted that "[a] 'hostile environment' claim generally

requires a showing of a pattern of offensive conduct." See EEOC Policy

Guidance on Current Issues of Sexual Harassment, N-915-050, No. 137

(March 19, 1990). Upon review of the record, we do not find evidence

sufficiently severe or pervasive to create an objectively hostile work

environment. Management is often the target of criticism and accusations,

which often turns out to be false. It is part of the job. Accordingly,

we do not find that MG's conduct herein creates an objectively hostile

work environment for complainant, even assuming such accusations were

false and intended to harass.

Accordingly, after a review of the record in its entirety, including

consideration of all statements submitted on appeal, it is the decision

of the Equal Employment Opportunity Commission to affirm the agency's

final decision because the preponderance of the evidence of record does

not establish that discrimination occurred.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

September 28, 2005

__________________

Date

1 On March 17, 1999, MG gave complainant a copy of the same child

support document. According to MG, the document was placed under the

door of the Union office on March 15, 1999, by some unknown person.