Ex Parte 7017874 et alDownload PDFPatent Trial and Appeal BoardAug 28, 201395001869 (P.T.A.B. Aug. 28, 2013) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/001,869 01/09/2012 7017874 2011-RX-1 8089 35775 7590 08/28/2013 DESIGN IP, P.C. 5100 W. TILGHMAN STREET SUITE 205 ALLENTOWN, PA 18104 EXAMINER GRAHAM, MATTHEW C ART UNIT PAPER NUMBER 3993 MAIL DATE DELIVERY MODE 08/28/2013 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ SPACECO BUSINESS SOLUCTIONS, INC. Requester, Respondent v. INNOVATIVE OFFICE PRODUCTS, INC. Patent Owner, Appellant ____________________ Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B21 Technology Center 3900 ____________________ Before: JEFFREY B. ROBERTSON, DANIEL S. SONG, and BRETT C. MARTIN, Administrative Patent Judges. MARTIN, Administrative Patent Judge. DECISION ON APPEAL 1 Issued March 28, 2006 to Oddsen, Jr. (hereinafter “’874 patent”). Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 2 STATEMENT OF THE CASE Claims 11, 12, 14, 16-19,2 22, 31, 43-45, 47-52, and 56-60 are subject to reexamination. Right of Appeal Notice (“RAN”) 1. The Patent Owner appeals under 35 U.S.C. §§ 134 and 315 from the Examiner’s Final Rejection of all claims subject to this reexamination. App. Br. 12-13. We have jurisdiction under 35 U.S.C. §§ 134 and 315. The ’874 patent is presently involved in the following infringement litigation proceedings, both of which have been stayed pending the conclusion of the present reexamination proceeding (App. Br. 4): 1. Innovative Office Products, Inc. v. SpaceCo, Inc. et al., No. 2:05-cv-04037-LS, E.D. Pa.; and 2. Innovative Office Products, Inc. v. Ole Smed et al., No. 5:07-cv-00192-MJG-OP, C.D. Cal. In the present reexamination proceeding, the Examiner adopted fifteen of Requester’s proposed grounds. See RAN 2-12. The Patent Owner appeals all fifteen3 of the adopted grounds. App. Br. 12-14. We AFFIRM. THE INVENTION The Patent Owner’s invention is directed generally “to an arm apparatus for mounting electronic devices.” ’874, col. 1, ll. 18-19. Claims 11, 43- 45, 50, and 58 are independent. Claim 11, reproduced below with 2 Claim 20 was also subject to reexamination but the Appellant cancelled this claim. See App. Br. 27. 3 Because the Appellant cancelled claim 20, the rejection of this claim is no longer before us on appeal. See App. Br. 27. Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 3 paragraphing and indentation added, is illustrative of the claimed subject matter: 11. A forearm extension for use in an extension arm that adjustably mounts a device to a support mount, said forearm extension comprising a body formed by a pair of spaced apart sidewalls, a top wall and an open bottom, said sidewalls forming an open interior portion of said body; a first coupling formed from a first walled member providing an opening therein, said first walled member including an inner surface having a plurality of voids formed therein surrounding said opening, said first coupling rigidly attached to one end of said body which precludes relative movement between said first coupling and said body; and a second coupling formed from a second walled member providing an opening therein, said second coupling rigidly attached to the other end of said body which precludes relative movement between said second coupling and said body, said first and second walled members preventing communication between said openings in said first and second couplings and said interior portion of said body, wherein said first coupling has a top end and a bottom end, said plurality of voids extending between said top and bottom ends, wherein said body is horizontally disposed between said first coupling and said second coupling when said first coupling and said second coupling are disposed such that an axial centerline of each said first and second couplings are vertical, further comprising a bushing located within one of the openings created by either of the first or second walled members, said bushing being adapted to prevent contact between the first or second walled member and a shaft inserted into the respective coupling. Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 4 REFERENCES The prior art relied upon by the Examiner in rejecting the claims on appeal is: Paldino Gosdowski Montague Gonzalez Voeller Terukazu US 4,653,709 US 5,540,541 US 5,618,090 US 5,697,588 US 6,012,693 JP 63-233417 Mar. 31, 1987 Jul. 30, 1996 Apr. 8, 1997 Dec. 16, 1997 Jan. 11, 2000 Sep. 29, 1988 Donald F. Wilcock & E. Richard Booser, Bearing Design and Application (1957) (hereinafter “Bearing Design”). Hudson T. Martin, Anti-Friction Bearings (2nd ed. 1965) (hereinafter “Anti- Friction Bearings”). American Society For Metals, Casting Design Handbook (1962) (hereinafter “Casting Design”). Steel Founders’ Society of America, Steel Casting Handbook (Charles W. Briggs ed., 4th ed. 1970) (hereinafter “Steel Casting”). Iron Castings Society, Inc., Iron Castings Handbook (Charles F. Walton ed., 1981) (hereinafter “Iron Castings”). THE REJECTIONS ON APPEAL The Examiner made the following rejections: 1. Claim 11 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over Voeller, Gosdowski, Bearing Design, and Anti-Friction Bearings. RAN 2. Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 5 2. Claims 11, 12, 14, 16, 17, 18, and 31 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Voeller, Gosdowski, and Montague. RAN 4. 3. Claims 19 and 22 stand rejected under 35 U.S.C §103(a) as being unpatentable over Voeller, Gosdowski, Montague, and Gonzalez. RAN 5. 4. Claim 20 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over Voeller, Gosdowski, Montague, and Terukazu. RAN 6.4 5. Claims 43 and 50 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Voeller, Gosdowski, Casting Design, Steel Casting, and Iron Castings. RAN 7. 6. Claims 43, 50, 51, and 56 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over Voeller, Gosdowski, and Paldino. RAN 7. 7. Claim 52 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over Voeller, Gosdowski, Paldino, and Gonzalez. RAN 8. 8. Claim 57 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over Voeller, Gosdowski, Paldino, and Terukazu. RAN 9. 9. Claim 44 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over Voeller, Gosdowski, Paldino, and Terukazu. RAN 10. 10. Claim 44 stands rejected under 35 U.S.C. 103(a) as being unpatentable over Voeller, Gosdowski, Casting Design, Steel Casting, Iron Castings, and Terukazu. Id. 4 As noted above, Appellant cancelled claim 20. As a result, this rejection is no longer before us on appeal. See App. Br. 27. Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 6 11. Claim 45 stands rejected under 35 U.S.C. 103(a) as being unpatentable over Voeller, Gosdowski, Casting Design, Steel Casting, Iron Castings, and Montague. Id. 12. Claims 45, 47, and 48 stand rejected under 35 U.S.C. 103(a) as being unpatentable over Voeller, Gosdowski, Paldino and Montague. RAN 11. 13. Claim 49 stands rejected under 35 U.S.C. 103(a) as being unpatentable over Voeller, Gosdowski, Paldino, Montague, and Terukazu. Id. 14. Claim 58 stands rejected under 35 U.S.C. 103(a) as being unpatentable over Voeller, Gosdowski, Montague or Bearing Design and Anti-Friction Bearings, and at least one of Paldino, Casting Design, Steel Casting, and Iron Castings. RAN 12; see also App. Br. 13, n.5. 15. Claims 59 and 60 stand rejected under 35 U.S.C. 103(a) as being unpatentable over Voeller, Gosdowski, at least one of Paldino, Casting Design, Steel Casting, and Iron Castings, and either Montague or Bearing Design and Anti-Friction Bearings. RAN 12; see also App. Br. 14, n.6. ANALYSIS Combination of Voeller and Gosdowski As an initial matter, the Patent Owner/Appellant argues that the base modification of Voeller in view of Gosdowski, which “forms the foundation for all of the claim rejections” is improper. App. Br. 15. Appellant sets forth four reasons to support its position. We deal with each in turn. Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 7 The Patent Owner first argues that “it would not have been obvious to modify Voeller in view of Gosdowski because the proposed modification of Voeller would render Voeller unsatisfactory for its intended purpose.” Id. This is allegedly because Voeller “is intentionally designed so as not to permit any rotational freedom of the forearm extension (extension 1065) about a vertical axis.” App. Br. 16. As the Requester/Respondent points out “[h]ow the Patent Owner knows the undisclosed intentions of the inventor of the Voeller arm is not entirely clear.” Resp. Br. 3. Respondent further states that “[p]roviding the Voeller arm with even more articulation, by providing more rotational joints, cannot be said to render it unsuitable for [its] purpose.” Id. We agree. Similarly, Appellant argues that “a modification of Voeller—which teaches away from providing a forearm extension that has a freedom of rotation about a vertical axis—in view of Gosdowski, which teaches a forearm extension that must possess freedom of rotation about a vertical axis, would not have been obvious.” App. Br. 17. “The prior art’s mere disclosure of more than one alternative does not constitute a teaching away from any of these alternatives because such disclosure does not criticize, discredit, or otherwise discourage the solution claimed ….” In re Fulton, 391 F.3d 1195, 1201 (Fed. Cir. 2004). Voeller and Gosdowski each teach alternative types of couplings, but neither of these references contains any disclosure that can be considered to teach away from the Examiner’s 5 Reference numeral 106 in Voeller is a hole (see e.g., col. 4, l. 26). Although Appellant’s brief repeatedly refers to an extension 106, we presume Appellant intended to reference extension 116 (see e.g., col. 4, l. 1). Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 8 proposed combination. Accordingly, we do not find Appellant’s argument persuasive. Appellant next argues that the proposed modification of Voeller “would require a substantial reconstruction and redesign of the elements shown in [Voeller] as well as a change in the basic principle under which [the Voeller] construction was designed to operate.” App. Br. 18 (quoting In re Ratti, 270 F.2d 810, 813, (CCPA 1959)). Appellant again alleges that this is so because the Voeller device supposedly was “specifically designed not to permit freedom of rotation about a vertical axis.” Id. As Respondent correctly points out “[i]mplementing a simple mechanical design into a simple mechanical device is obvious to a person of ordinary skill in the art, and does not require substantial reconstruction of the device.” Resp. Br. 4 (citing KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398 (2007)). Accordingly, we do not find this argument persuasive. Appellant’s third argument directed to the claimed voids is that “there is simply no motivation in the prior art to modify Voeller in view of Gosdowski as proposed by the Examiner.” App. Br. 19. Appellant, however, proceeds to quote the Examiner’s explanation that “to provide the inner surface of the first and second couplings of Voeller with voids extending between the top and bottom of the opening, in view of the teachings of Gosdowski that such voids reduce[] manufacturing costs” would be obvious. Id. (citing RAN 3). As Respondent points out, “in KSR, the Supreme Court held that it is not necessary for the prior art to provide a motivation to combine references in order for obviousness to be found.” Resp. Br. 4. Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 9 Appellant further argues that a coupling in the ’874 patent has a very specific meaning that belies the general nature of a term such as “coupling.” See, e.g., App. Br. 19. As Respondent points out, “the ‘claims, not the specification embodiments, define the scope of patent protection,’ and a patentee is not allowed to ‘import a limitation from the specification into the claims.’” Resp. Br. 5 (quoting Kara Tech. Inc. v. Stamps.com Inc., 582 F.3d 1341, 1348 (Fed. Cir. 2009)). As Respondent further points out, Appellant improperly advances “a construction that narrowly encompasses only the specification embodiment.” Resp. Br. 5. The Examiner found that Voeller teaches a first coupling 118 and second couplings 110, 112, 114. See, e.g., RAN 2. Appellant has provided insufficient evidence supporting their proposed construction that would warrant overturning the Examiner’s finding that Voeller’s couplings satisfy that recitation in the claims. Thus, we do not find this argument persuasive. Appellant lastly asserts that “Gosdowski is non-analogous art to the invention of the ’874 Patent.” App. Br. 20. Appellant argues that Gosdowski is non-analogous because it is “a motor-driven pivotal robot arm” as opposed to the claimed invention, which is “directed to a manually- adjustable forearm extension for supporting a flat-screen electronic device.” Id. (citing ’874 patent col. 3, ll. 39-49). As Respondent states, however, “[n]owhere in the claims is the ‘device’ limited to a flat-screen electronic device,” nor is the claimed device limited to being manually adjustable. Resp. Br. 7. Both Voeller and Gosdowski deal with articulating support arms. Thus, Appellant’s argument attempts to define too narrowly the scope Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 10 of the invention to assert that Voeller and Gosdowski are non-analogous. Accordingly, we find this argument unpersuasive. Ground 1—Rejection of Claim 11 as Unpatentable over the Combination of Voeller, Gosdowski, Bearing Design, and Anti-Friction Bearings Appellant argues that the aforementioned combination is improper “because the bushings as taught by Gosdowski are not necessary or desirable in the arm of Voeller” and that “there is no teaching, suggestion or motivation in Voeller that any additional support is needed for the shaft (large rod 212) or that a reduction of friction between the coupling (tube 118) and the shaft (large rod 212) is necessary or desirable in the device of Voeller.” App. Br. 21-22. As Respondent states, “the Patent Owner disregards and fails to cite KSR, controlling Supreme Court precedent, which held that it is not necessary for the prior art to provide a teaching, suggestion or motivation to combine references in order for obviousness to be found.” Resp. Br. 8. Appellant further argues that there must be some objective reason to combine the teachings of the references at issue. App. Br. 22 (citing Ex Parte Levengood, 28 USPQ2d 1300 (BPAI 1993)). Appellant asserts that “[t]here would have been no objective reason to modify Voeller” as suggested by the Examiner. Id. This contradicts Appellant’s own concession that “the use of bushings was generally known in the mechanical arts at the time of filing of Voeller” (id.) as well as the fact that the Examiner stated a reason for the combination, namely, “to provide support for the shaft and reduce friction between the coupling and the shaft.” RAN 3. Appellant Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 11 does not challenge this stated rationale other than to state an unsupported assumption that the inventors in Voeller “decided not to use a bushing.” App. Br. 22. Given Appellant’s admission that bushings were known and the fact that the Examiner provided an articulated reasoning with rational underpinnings for the stated combination, we do not find Appellant’s arguments persuasive and sustain the rejection. Ground 2—Obviousness of Claims 11, 12, 14, 16-18, and 31 over Voeller, Gosdowski, and Montague Appellant argues the claims subject to the second ground of rejection as a group. We select claim 11 as representative. See 37 C.F.R. § 41.67(c)(1)(vii) (2012). Accordingly, the claims subject to this rejection stand or fall together. Appellant again presents a lack of teaching, suggestion, motivation argument with respect to this combination and also states that the improvement suggested by the Examiner was not necessary. See App. Br. 23. As Respondent points out “it is not necessary for the prior art to provide a teaching, suggestion or motivation to combine references and the teaching, suggestion, and motivation test is not premised upon ‘necessity.’” Resp. Br. 10 (citing KSR). Appellant further argues that the “arrangement of a bushing in Voeller would not be desirable because the arm of Voeller for supporting an electronic device, in which aesthetic considerations were likely important … would not have been desirable.” App. Br. 24. First, as Respondent points out, “[t]here is no requirement in the claims…that the assembly be not unsightly.’” Resp. Br. 11. Furthermore, Appellant appears to be making a bodily incorporation argument as to a combination of the specific structures Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 12 disclosed in the references as opposed to a combination of the teachings of the references. “Combining the teachings of references does not involve an ability to combine their specific structures.” In re Nievelt, 482 F.2d 965, 968 (CCPA 1973). Accordingly, we do not find Appellant’s arguments persuasive and sustain the rejection. Ground 3—Obviousness of Claims 19 and 22 over Voeller, Gosdowski, Montague, and Gonzalez Appellant argues the claims subject to the third ground of rejection as a group. We select claim 19 as representative. See 37 C.F.R. § 41.67(c)(1)(vii) (2012). Accordingly, the claims subject to this rejection stand or fall together. Appellant first argues that the combination is improper because Gonzalez “does not clearly teach the limitations of the lower surface of the body of the forearm extension being aligned above a lower edge of a first coupling and aligned with a lower edge of a second coupling” and further states that the “Figures do not unequivocally show that the lower edge of the ‘second coupling’ (tubular socket 30) is aligned with the lower edge of the body of the ‘forearm extension.’” App. Br. 25-26. As Respondent demonstrates, and we agree, Figures 3 and 4 of Gonzalez “show that the lower edge of the body of the extension arm is aligned above a lower edge of the first coupling and aligned with the lower edge of the second coupling.” Resp. Br. 14-15. Appellant further asserts that if the references are deemed to teach the claimed limitations, there is no “teaching or suggestion that would have motivated one of ordinary skill in the art to make this modification to the device of Voeller or Gosdowski.” App. Br. 26. As is done throughout the Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 13 Brief, Appellant argues a requirement that motivation be found within the prior art references, which, as we have discussed above, is incorrect. As such we do not find Appellant’s arguments persuasive and sustain the Examiner’s rejection. Ground 5—Obviousness of Claim 43 and 50 over Gosdowski, and One of Casting Design, Steel Casting and Iron Castings Appellant argues the claims subject to the fifth ground of rejection as a group. Claims 43 and 50 stand or fall together. See 37 C.F.R. § 41.67(c)(1)(vii) (2012). Appellant again argues that the reference, in this case Gosdowski, “could not have provided any motivation to one having ordinary skill in the art to modify Voeller to provide voids surrounding a coupling, wherein the voids extend through the bottom end but not the top end.” App. Br. 28. As discussed above, the motivation for a combination need not be found within the references themselves. Further, as Respondent points out, “[a]ll of the casting references cited in this reexamination prove that this arrangement [voids going through the bottom but not through the top] was also well known in the casting arts.” Resp. Br. 16-17. In this regard, we find that Casting Design, Steel Casting, and Iron Castings all disclose this arrangement. As such, we do not find Appellant’s arguments persuasive and sustain this rejection. Ground 6—Obviousness of Claims 43, 50, 51, and 56 over Voeller, Gosdowski, and Paldino Appellants argue the claims subject to the sixth ground of rejection as a group. Claims 43, 50, 51, and 56 stand or fall together. See 37 C.F.R. § 41.37(c)(1)(iv) (2012). Appellant restates the unpersuasive Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 14 argument that one of the references, this time Paldino, fails to provide the motivation for the Examiner’s combination. See App. Br. 29. Appellant then asserts that Paldino “is non-analogous art to the invention of the ’874 Patent, and therefore would not have been considered by one having ordinary skill in the art.” App. Br. 29. Appellant claims this is so because “the ’874 Patent is directed to a manually-adjustable forearm extension for supporting a flat-screen electronic device” while Paldino is directed to “a tilt-pan head for video cameras.” Id. As Respondent argues, Paldino and the ’874 patent are “highly related” as “both are mounting devices.” Resp. Br. 18. We agree with Respondent that Appellant attempts to provide an “overly narrow reading of the references.” Id. Accordingly, we do not find Appellant’s arguments as to this rejection persuasive and sustain the rejection. Ground 7—Obviousness of Claim 52 over Voeller, Gosdowski, Paldino, and Gonzalez Appellant relies on arguments presented in relation to other rejections already addressed above and found unpersuasive. See App. Br. 30. Accordingly, we sustain the rejection of claim 52. Ground 8—Obviousness of Claim 57 over Voeller, Gosdowski, Paldino, and Terukazu In response to this rejection, Appellant essentially recasts the four arguments provided at the beginning of the Brief regarding the alleged improper combination of Voeller and Gosdowski and restates them to address the addition of Terukazu, each of which we rejected supra. See App. Br. 31-33. Appellant also makes what amounts to the same type of Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 15 bodily incorporation argument addressed above that “components of Terukazu are incompatible with the voids provided in the pivot arms 11, 12 of Gosdowski” and that “[t]hese ball bearing components in Terukazu would become caught in the voids of Gosdowski.” App. Br. 34. We agree with the Respondent that “the relevant disclosure of Terukazu is that an extension arm with an angled body between the couplings was well known in the art prior to the filing of the ’874 patent.” Resp. Br. 19. Accordingly, we do not find Appellant’s argument persuasive and sustain this rejection. Grounds 9-15 Appellant does not make any new argument with respect to these grounds of rejection, but relies only upon prior arguments that we have already deemed unpersuasive. See App. Br. 34-37; see also Resp. Br. 22. As such, we sustain these grounds of rejection for the same reasons discussed supra. DECISION For the above reasons, we AFFIRM the Examiner’s decision to reject claims 11, 12, 14, 16-19, 22, 31, 43-45, 47-52, and 56-60. Requests for extensions of time in this inter partes reexamination proceeding are governed by 37 C.F.R. § 1.956. AFFIRMED peb Appeal 2013-008267 Reexamination Control 95/001,869 Patent US 7,017,874 B2 16 DESIGN IP, P.C. 5100 W. Tilghman St. Suite 205 Allentown, PA 18104 Third Party Requester: SpaceCo Business Solutions, Inc. 1310 East Albrook Drive Suite 100 Denver, CO 80239 Copy with citationCopy as parenthetical citation