Evelyn Halik, Complainant,v.Thomas J. Ridge, Secretary, Department of Homeland Security, Agency.

Equal Employment Opportunity CommissionNov 8, 2004
01a45363 (E.E.O.C. Nov. 8, 2004)

01a45363

11-08-2004

Evelyn Halik, Complainant, v. Thomas J. Ridge, Secretary, Department of Homeland Security, Agency.


Evelyn Halik v. Department of Homeland Security

01A45363

November 8, 2004

.

Evelyn Halik,

Complainant,

v.

Thomas J. Ridge,

Secretary,

Department of Homeland Security,

Agency.

Appeal No. 01A45363

Hearing No. 340-2003-0530X

Agency No. I-02-W118

The Commission finds that complainant filed her appeal prematurely.

The record indicates that after complainant filed a formal EEO complaint

and received her report of investigation, complainant exercised her

right to request a hearing before an EEOC Administrative Judge (AJ)

sometime during the early part of 2003. Subsequently, on June 12,

2003, complainant withdrew her request, opting instead for a final

agency decision without a hearing. The following day, on June 13, 2003,

the AJ complied with complainant's request for withdrawal issuing the

Notice Re Withdrawal of Hearing Request and Order to Agency to Issue

Final Decision (Order) in which he granted the withdrawal and ordered

the agency, pursuant to 29 C.F.R. � 1614.110(b), to take final action

on the matter within sixty days of receipt of the Order.

Over 500 days after the AJ's Order, the agency has yet to comply.

29 C.F.R. � 1614.110(b) states that �[w]hen an agency ... receives a

request for an immediate final decision ... [it] shall take final action

by issuing a final decision.� After waiting more than a year for the

final decision, complainant filed an appeal with the Commission on August

3, 2004, seeking, among other things, a renewed request for a hearing

before an AJ, and the imposition of sanctions upon the agency for its

�willful disregard and failure to comply with [the AJ's Order].� Brief

in Support of Appeal for Procedural Error, dated July 30, 2004, at 21-22.

EEOC Regulation 29 C.F.R. � 1614.402(a) indicates the proper time frame

for appealing to the Commission. It states that �[a]ppeals ... must be

filed within 30 days of receipt of the dismissal, final agency action

or decision.� 29 C.F.R. � 1614.402(a). The agency here, however, has

not yet taken final action. As such, according to the regulations,

the Commission cannot accept complainant's appeal until final agency

action has been taken.

As previously stated, the Commission finds that under 29 C.F.R. �

1614.402(a) complainant filed her appeal too soon, and as such the

Commission dismisses the appeal. While we decline to remand this

complaint to the Hearings Unit of the Los Angeles District Office, the

Commission finds that the agency is egregiously late in producing its

final agency decision in direct contravention with the AJ's instruction.

Therefore, the Agency is directed to comply with the Order below.

ORDER

The agency is hereby ordered to issue a final agency decision pursuant to

29 C.F.R. � 1614.110(b) within sixty (60) calendar days of this decision

becoming final.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action. The

report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the complainant. If the agency does not comply with the Commission's

order, the complainant may petition the Commission for enforcement

of the order. 29 C.F.R. � 1614.503(a). The complainant also has the

right to file a civil action to enforce compliance with the Commission's

order prior to or following an administrative petition for enforcement.

See 29 C.F.R. �� 1614.407, 1614.408, and 29 C.F.R. � 1614.503(g).

Alternatively, the complainant has the right to file a civil action on

the underlying complaint in accordance with the paragraph below entitled

"Right to File A Civil Action." 29 C.F.R. �� 1614.407 and 1614.408.

A civil action for enforcement or a civil action on the underlying

complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c)

(1994 & Supp. IV 1999). If the complainant files a civil action, the

administrative processing of the complaint, including any petition for

enforcement, will be terminated. See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION

(R0900)

This is a decision requiring the agency to continue its administrative

processing of your complaint. However, if you wish to file a civil

action, you have the right to file such action in an appropriate United

States District Court within ninety (90) calendar days from the date

that you receive this decision. In the alternative, you may file a

civil action after one hundred and eighty (180) calendar days of the date

you filed your complaint with the agency, or filed your appeal with the

Commission. If you file a civil action, you must name as the defendant in

the complaint the person who is the official agency head or department

head, identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

__November 8, 2004_____________

Date