Ellen N. Day, Complainant,v.William J. Henderson, Postmaster General, United States Postal Service, Agency.

Equal Employment Opportunity CommissionJan 29, 2001
01991348 (E.E.O.C. Jan. 29, 2001)

01991348

01-29-2001

Ellen N. Day, Complainant, v. William J. Henderson, Postmaster General, United States Postal Service, Agency.


Ellen N. Day v. United States Postal Service

01991348

January 29, 2001

.

Ellen N. Day,

Complainant,

v.

William J. Henderson,

Postmaster General,

United States Postal Service,

Agency.

Appeal No. 01991348

Agency No. 4-H-320-1310-94

DECISION

On July 21, 1997, complainant alleged breach of an April 16, 1997

settlement agreement, and requested reinstatement of her complaint.

When the agency denied breach, complainant appealed to this Commission.

The Commission was unable to determine whether breach occurred

without information concerning whether complainant was scheduled for

a fitness-for-duty exam, whether she was allowed to seek the medical

opinion of a third party, and whether she passed the exam. See Day

v. United States Postal Service, EEOC Appeal No. 01976667 (Aug. 4,

1998).<1> Therefore, the Commission remanded the claim for a supplemental

investigation. See id.

On October 26, 1998, the agency issued a new decision finding no breach.

In this decision, the agency found that complainant was �personally

unsuitable� for the window clerk position referenced in the settlement.

The agency explained that personal suitability is determined prior to

medical suitability, and was part of the normal employment decision

process. According to the agency, complainant was personally unsuitable

�based on false or misleading responses on [her] employment application.�

The agency also failed to recommend complainant for employment because

of her prior employment safety history.

The supplemental investigation includes no reference to complainant's

safety history, or statement from the District Safety Officer.

The agency also failed to provide evidence to explain �personal

suitability� employment requirements. The record includes a June 9,

1997 letter from the agency indicating that �[complainant] ha[s] been

selected for PTF DISTRIBUTION WINDOW CLERK/WITH DRIVING RESPONSIBILTIES

. . . pending a determination of medical suitability.� (Emphasis in

original). Concerning complainant's veracity, the file includes two

letters from the agency questioning yes/no answers she gave on medical

history questionnaires. Complainant responded to each letter with an

in-depth description of the relevant condition, and why she answered

�no� to the questions.

The Commission finds that the agency has failed to act in good faith,

and therefore, has breached the agreement. In contrast to the agency's

argument in its October 26, 1998 decision, the agreement provided

that complainant's medical suitability would be determined prior to any

other hiring prerequisites. The agreement made no express provision for

�personal suitability.� Even assuming that the settlement agreement and

agency preemployment procedures provided for a �personal suitability�

determination prior to medical suitability, the agency clearly notified

complainant that she was being selected pending the results of her

medical exam. Further, the Commission notes that complainant provided

a credible, detailed explanation for each issue the agency questioned

as misleading. The agency provided no evidence that complainant failed

(or passed) any other hiring prerequisite. Therefore, the Commission

finds that the agency breached the April 16, 1997 settlement agreement.

In numerous letters during the pendency of this breach claim, complainant

requested reinstatement of her underlying complaint. The Commission

finds that this remedy is appropriate.

CONCLUSION

Accordingly, the agency's finding of no breach is REVERSED, and the

complaint is REMANDED for further processing pursuant to the order below.

ORDER

The agency must resume the processing of complainant's underlying

complaint, Agency Number 4-H-320-1310-94, from the point processing

ceased. Because the file includes a copy of the investigative report

for this complaint, the agency must, within thirty (30) calendar days of

receiving this decision, notify complainant of her right to a hearing

with an EEOC Administrative Judge, or an immediate agency decision

on the merits of her complaint as provided in 29 C.F.R. � 1614.108(f).

The agency must provide the Compliance officer with a copy of this notice,

as provided herein.

ATTORNEY'S FEES (H0900)

If complainant has been represented by an attorney (as defined by

29 C.F.R. � 1614.501(e)(1)(iii), he/she is entitled to an award of

reasonable attorney's fees incurred in the processing of the complaint.

29 C.F.R. � 1614.501(e). The award of attorney's fees shall be paid

by the agency. The attorney shall submit a verified statement of fees

to the agency -- not to the Equal Employment Opportunity Commission,

Office of Federal Operations -- within thirty (30) calendar days of this

decision becoming final. The agency shall then process the claim for

attorney's fees in accordance with 29 C.F.R. � 1614.501.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0900)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action. The

report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the complainant. If the agency does not comply with the Commission's

order, the complainant may petition the Commission for enforcement of

the order. 29 C.F.R. � 1614.503(a). The complainant also has the right

to file a civil action to enforce compliance with the Commission's order

prior to or following an administrative petition for enforcement. See 29

C.F.R. �� 1614.407, 1614.408, and 29 C.F.R. � 1614.503(g). Alternatively,

the complainant has the right to file a civil action on the underlying

complaint in accordance with the paragraph below entitled "Right to File

A Civil Action." 29 C.F.R. �� 1614.407 and 1614.408. A civil action

for enforcement or a civil action on the underlying complaint is subject

to the deadline stated in 42 U.S.C. � 2000e-16(c)(Supp. V 1993). If the

complainant files a civil action, the administrative processing of the

complaint, including any petition for enforcement, will be terminated.

See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0900)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the office of federal operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION

(R0900)

This is a decision requiring the agency to continue its administrative

processing of your complaint. However, if you wish to file a civil

action, you have the right to file such action in an appropriate United

States District Court within ninety (90) calendar days from the date

that you receive this decision. In the alternative, you may file a

civil action after one hundred and eighty (180) calendar days of the date

you filed your complaint with the agency, or filed your appeal with the

Commission. If you file a civil action, you must name as the defendant in

the complaint the person who is the official agency head or department

head, identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

January 29, 2001

__________________

Date

CERTIFICATE OF MAILING

For timeliness purposes, the Commission will presume that this decision

was received within five (5) calendar days after it was mailed. I certify

that this decision was mailed to complainant, complainant's representative

(if applicable), and the agency on:

__________________

Date

______________________________

1The Commission's prior decision lists the relevant settlement

provisions.