Daniel L. Cosentino et al.Download PDFPatent Trials and Appeals BoardDec 3, 201914514850 - (D) (P.T.A.B. Dec. 3, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/514,850 10/15/2014 Daniel L. COSENTINO C00007004USU2/ LG10574.082 8466 118252 7590 12/03/2019 Medtronic, Inc. 710 Medtronic Parkway MS LC340 Minneapolis, MN 55432 EXAMINER MOSELEY, GREGORY D ART UNIT PAPER NUMBER 3686 NOTIFICATION DATE DELIVERY MODE 12/03/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): rs.patents.three@medtronic.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte DANIEL L. COSENTINO and BRIAN A. GOLDEN ____________ Appeal 2018-006712 Application 14/514,850 Technology Center 3600 ____________ Before ROBERT E. NAPPI, STEVEN M. AMUNDSON, and MICHAEL T. CYGAN, Administrative Patent Judges. AMUNDSON, Administrative Patent Judge. DECISION ON APPEAL Appellant1 seeks our review under 35 U.S.C. § 134(a) from a final rejection of claims 1–3, 5, 7–15, and 17–23, i.e., all pending claims. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42 (2017). Appellant identifies the real party in interest as Medtronic, Inc. Appeal Br. 3. Appeal 2018-006712 Application 14/514,850 2 STATEMENT OF THE CASE The Invention According to the Specification, the invention concerns “systems and methods for ensuring the accuracy of health related information” by “receiving, processing, analyzing, and verifying the accuracy of healthcare data prior to its transmission to a client.” Spec. ¶ 14, Abstract.2 The Specification explains that “[d]evices used to gather patient data may have [an] inaccurate or incorrect date and time at the time a measurement is taken” and that “[m]any different problems may occur if such date and time settings are inaccurate.” Id. ¶ 3. The Specification also explains that “if inaccurate patient information is included with accurate information” in a graphical display of patient data, “the display can be difficult or impossible for the viewer to interpret correctly,” e.g., to discern trends in the data. Id. Hence, the invention endeavors to ensure the “accuracy of one or more patient readings from one or more patient monitoring devices” by analyzing received data “for accuracy based on one or more comparison analyses of the time and date settings.” Id. ¶ 4. Exemplary Claim Independent claim 1 exemplifies the claims at issue and reads as follows: 2 This decision uses the following abbreviations: “Spec.” for the Specification, filed October 15, 2014; “Final Act.” for the Final Office Action, mailed September 28, 2017; “Advisory Act.” for the Advisory Action, mailed December 13, 2017; “Appeal Br.” for the Appeal Brief, filed February 20, 2018; “Ans.” for the Examiner’s Answer, mailed April 19, 2018; and “Reply Br.” for the Reply Brief, filed June 15, 2018. Appeal 2018-006712 Application 14/514,850 3 1. A method for processing patient data, the method comprising: (a) updating a time of a clock of a patient monitoring apparatus to an updated time corresponding to a time of an accuracy testing server; (b) storing the updated time of the patient monitoring apparatus; (c) receiving patient data from the patient monitoring apparatus, the patient data containing a set of patient readings and a set of sampling times, the set of sampling times indicating a [sic] measurement times for the set of patient readings data; (d) comparing the set of sampling times to the stored updated time; (e) comparing the set of sampling times to a current time stamp of the accuracy testing server; and (f) assigning, in response to the comparisons indicating that at least a first portion of the set of sampling times is not between the stored updated time and the system time, an accuracy assessment value indicating a low likelihood of accuracy for a portion of the patient data corresponding to the first portion of the set of sampling times. Appeal Br. 13 (Claims App.). The Prior Art Supporting the Rejections on Appeal As evidence of unpatentability under 35 U.S.C. § 103, the Examiner relies on the following prior art: Ray et al. (“Ray”) US 2008/0194934 A1 Aug. 14, 2008 Khanuja et al. (“Khanuja”) US 2009/0118596 A1 May 7, 2009 Johnson et al. (“Johnson”) US 2010/0188938 A1 July 29, 2010 Sloan US 8,771,183 B2 July 8, 2014 Appeal 2018-006712 Application 14/514,850 4 The Rejections on Appeal Claims 5 and 17 stand rejected under 35 U.S.C. § 112(a) for failing to comply with the written-description requirement. Final Act. 2–3. Claims 2, 5, 12, 14, and 17 stand rejected under 35 U.S.C. § 112(b) as indefinite for failing to particularly point out and distinctly claim the subject matter regarded as the invention. Final Act. 4–5. Claims 1–3, 5, 7–15, and 17–23 stand rejected under 35 U.S.C. § 101 as directed to patent-ineligible subject matter. Final Act. 5–8. Claims 1–3, 5, 8, 10–15, 17, 19, 21, and 23 stand rejected under 35 U.S.C. § 103 as unpatentable over Johnson and Ray. Final Act. 9–24. Claims 7, 18, and 22 stand rejected under 35 U.S.C. § 103 as unpatentable over Johnson, Ray, and Sloan. Final Act. 24–26. Claims 9 and 20 stand rejected under 35 U.S.C. § 103 as unpatentable over Johnson, Ray, and Khanuja. Final Act. 26–27. ANALYSIS We have reviewed the rejections in light of Appellant’s arguments that the Examiner erred. For the reasons explained below, we concur with the Examiner’s conclusions concerning ineligibility under § 101 and indefiniteness under § 112(b). But we disagree with the Examiner’s determinations under § 103 and § 112(a). We adopt the Examiner’s findings and reasoning regarding ineligibility and indefiniteness in the Final Office Action, Advisory Action, and Answer. See Final Act. 4–8; Advisory Act. 2–3; Ans. 3–6, 9–10. We provide the following to address and emphasize specific findings and arguments. Appeal 2018-006712 Application 14/514,850 5 The § 112(a) Rejection of Claims 5 and 17 INTRODUCTION Section 112’s first paragraph requires, among other things, that the specification “contain a written description of the invention.” 35 U.S.C. § 112(a). The written-description requirement serves to “clearly allow persons of ordinary skill in the art to recognize that [the inventor] invented what is claimed.” Ariad Pharm., Inc. v. Eli Lilly & Co., 598 F.3d 1336, 1351 (Fed. Cir. 2010) (en banc) (alteration in original) (quoting Vas-Cath, Inc. v. Mahurkar, 935 F.2d 1555, 1563 (Fed. Cir. 1991)); see Blue Calypso, LLC v. Groupon, Inc., 815 F.3d 1331, 1344 (Fed. Cir. 2016). “[T]he test for sufficiency is whether the disclosure of the application relied upon reasonably conveys to those skilled in the art that the inventor had possession of the claimed subject matter as of the filing date.” Ariad, 598 F.3d at 1351; Mentor Graphics Corp. v. EVE-USA, Inc., 851 F.3d 1275, 1296 (Fed. Cir. 2017). The “test requires an objective inquiry into the four corners of the specification from the perspective of a person of ordinary skill in the art.” Ariad, 598 F.3d at 1351. The written-description requirement does not, however, “demand any particular form of disclosure” or require that “the specification recite the claimed invention in haec verba.” Id. at 1352. The analysis for disclosure sufficiency may consider “such descriptive means as words, structures, figures, diagrams, formulas, etc.” Lockwood v. Am. Airlines, Inc., 107 F.3d 1565, 1572 (Fed. Cir. 1997). THE CLAIMS AT ISSUE AND SPECIFICATION SUPPORT Claim 5 depends from claim 2. Claims 2 and 5 read as follows: Appeal 2018-006712 Application 14/514,850 6 2. The method of claim 1, further comprising: receiving from the patient monitoring apparatus a current time of the clock of the remote patient monitoring apparatus; determining a difference between the current time of the clock of the remote patient monitoring apparatus and the current time stamp of the accuracy testing server; and assigning, in response to the difference being greater than a tolerance, an accuracy assessment value indicating a medium likelihood of accuracy to the patient data. 5. The method of claim 2, wherein the tolerance is less than or equal to five seconds and greater than or equal to one second. Appeal Br. 13–14 (Claims App.). Claim 17 depends from claim 14. Claim 14 recites the same limitations as claim 2. Claim 17 recites the same limitation as claim 5. The Specification explains that a system operator may specify an “acceptable tolerance” as “a range of times around the reference time.” Spec. ¶ 68. It discloses an example symmetric tolerance, saying, “For example, it can be set that the patient monitoring apparatus date and time must be within 0.5 seconds of the reference date and time to be considered highly accurate.” Id. It also discloses an example asymmetric tolerance, saying, “In addition, a tolerance range needs not be symmetrical around the reference time, e.g., the tolerance range may be between 5 seconds before the reference date/time and 1 second after the reference date/time.” Id. DISCUSSION The Examiner determines that the Specification “teaches a tolerance range, but the widest tolerance range described is from 5 seconds before the reference time up to one second after the reference time.” Final Act. 3; see Ans. 10–11. The Examiner explains that “any singular tolerance value given Appeal 2018-006712 Application 14/514,850 7 over one second is not supported because the specification does not have support for a tolerance range that includes measured time values greater than one second after the reference time.” Final Act. 3; see Advisory Act. 2. In response, Appellant asserts that the Specification “teaches that there are multiple examples for how to implement tolerance values as a range around the reference time,” including symmetric and asymmetric examples. Appeal Br. 11; see Reply Br. 7. Appellant contends that “[t]he tolerance values of five seconds and one second are discussed as an example of an asymmetric example.” Appeal Br. 11. Appellant also contends that those skilled in the art “would have recognized that the example tolerance values would apply to either of the similar examples.” Id. We agree with Appellant that the Specification reasonably conveys to those skilled in the art that the inventors had possession of the claimed tolerance ranges as of the filing date. While the Specification does not provide range endpoints corresponding precisely to claimed endpoints, precise correspondence is not required. See Ralston Purina Co. v. Far-Mar- Co, Inc., 772 F.2d 1570, 1575 (Fed. Cir. 1985). The Specification discloses symmetric and asymmetric tolerance ranges. Spec. ¶ 68. Further, the Specification discloses the following asymmetric tolerance range: “between 5 seconds before the reference date/time and 1 second after the reference date/time.” Id. The Specification identifies that asymmetric tolerance as an example. Id. Thus, the Specification demonstrates that the inventors contemplated a maximum deviation from the reference date/time between 1 second and 5 seconds as well as symmetric deviations, e.g., a deviation from the reference date/time of plus or minus 5 seconds. Accordingly, we determine Appeal 2018-006712 Application 14/514,850 8 that the Specification reasonably conveys to those skilled in the art the claimed tolerance range with endpoints between 1 second and 5 seconds. Hence, we do not sustain the § 112(a) rejection of claims 5 and 17. The § 112(b) Rejection of Claims 2, 5, 12, 14, and 17 INTRODUCTION Section 112’s second paragraph requires that the specification “conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention.” 35 U.S.C. § 112(b). The definiteness requirement “strikes a ‘delicate balance’ between ‘the inherent limitations of language’ and providing ‘clear notice of what is claimed.’” Sonix Tech. Co. v. Publ’ns Int’l, Ltd., 844 F.3d 1370, 1377 (Fed. Cir. 2017) (quoting Nautilus, Inc. v. Biosig Instruments, Inc., 572 U.S. 898, 909 (2014)). Due to the need for “particular[ity]” and “distinct[ness],” claim language that “is ambiguous, vague, incoherent, opaque, or otherwise unclear in describing and defining the claimed invention” warrants a rejection under § 112(b). In re Packard, 751 F.3d 1307, 1311, 1313 (Fed. Cir. 2014); see Ex parte McAward, Appeal 2015-006416, 2017 WL 3669566, at *5 (PTAB Aug. 25, 2017) (precedential); see also In re Warmerdam, 33 F.3d 1354, 1361 (Fed. Cir. 1994) (explaining that “[t]he legal standard for definiteness is whether a claim reasonably apprises those of skill in the art of its scope”); In re Moore, 439 F.2d 1232, 1235 (CCPA 1971) (requiring “a reasonable degree of precision and particularity” in claims). Appeal 2018-006712 Application 14/514,850 9 THE CLAIMS AT ISSUE Claims 2, 12, and 14 depend from claims 1, 11, and 13, respectively, and include the following limitation: “assigning, in response to the difference being greater than a tolerance, an accuracy assessment value indicating a medium likelihood of accuracy to the patient data.” Claims 5 and 17 depend from claims 2 and 14, respectively, and specify tolerance ranges. DISCUSSION The Examiner determines that (1) comparisons according to claims 1, 11, and 13 may produce “an accuracy assessment value” indicating “a low likelihood of accuracy” and (2) comparisons according to claims 2, 12, and 14 may produce “an accuracy assessment value” indicating “a medium likelihood of accuracy.” Final Act. 4. The Examiner explains that “[b]ecause the two [values] are labeled the same as ‘an accuracy assessment value’ rather than ‘a first accuracy assessment value’ and ‘a second accuracy assessment value’, it logically follows that the two would be referring to one accuracy assessment value.” Ans. 9. The Examiner concludes that “[i]t is not clear upon reading the claims that the time [data] can carry more than one accuracy assessment value[] because generally, ‘low’, ‘medium’, and ‘high’ are discrete, mutually exclusive groups.” Id. at 9–10. The Examiner also concludes that “[w]ithout some language that clearly sets forth that a time stamp can carry more than one accuracy assessment value or that the accuracy assessment values are distinct from each other, there is a lack of clarity that renders the metes and the bounds of the claims indefinite.” Id. at 10. Appeal 2018-006712 Application 14/514,850 10 In response, Appellant asserts that the claims encompass “assigning multiple levels of accuracy,” i.e., “both low and medium” accuracy to the same data. Appeal Br. 10. Appellant also asserts that to the extent the claims encompass “the situation where there are two accuracy assessment values assigned to the data, each with a different likelihood of accuracy,” that “goes to the breadth of the claims rather than to their validity.” Reply Br. 7. We agree with the Examiner that claims 2, 12, and 14 lack clarity because the claim language does not indicate that the time data “can carry more than one accuracy assessment value.” Hence, a conflict occurs when the same data receives “an accuracy assessment value” indicating both (1) “a low likelihood of accuracy” according to claims 1, 11, and 13 and (2) “a medium likelihood of accuracy” according to claims 2, 12, and 14. The claims fail to specify a way to resolve that conflict. Although Appellant contends that the Specification “teaches that there can be multiple tests and associated assessments with different values,” Appellant concedes that “[t]hese values may ultimately be combined.” Appeal Br. 10 (citing Spec. ¶ 55). Combining two different assessment values does not correspond to carrying two different assessment values. According to the Specification, there is only one ultimate accuracy assessment value. See, e.g., Spec. ¶¶ 15, 18, 24, 42–45, 54–55, 57, 73–74, 81, Figs. 4–5. As an example, the Specification explains that based on two different tests: a combination of high chance of device accuracy and high chance of initial accuracy may be assigned the highest accuracy, a combination of low chance of device accuracy and high chance of initial accuracy may be assigned high accuracy, Appeal 2018-006712 Application 14/514,850 11 a combination of high chance of device accuracy and low chance of initial accuracy may be assigned low accuracy, and a combination of low chance of device accuracy and low chance of initial accuracy may be assigned lowest accuracy. Id. ¶ 55; see id. ¶ 44. As another example, the Specification explains that “the probability of accuracy may be a score ranging from a maximum of 10 (indicating a likelihood that the measurement or readings is highly accurate) to a minimum of 1 (indicating that the measurement is, in all likelihood, is [sic] very inaccurate).” Id. ¶ 81; see id. ¶¶ 55, 57. Viewed in light of the Specification, claims 2, 12, and 14 do not reasonably apprise those skilled in the art of their scope. Hence, we sustain the § 112(b) rejection of claims 2, 12, and 14. We also sustain the § 112(b) rejection of claims 5 and 17 because they fail to clarify the respective base claims.3 The § 101 Rejection of Claims 1–3, 5, 7–15, and 17–23 INTRODUCTION The Patent Act defines patent-eligible subject matter broadly: “Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.” 35 U.S.C. § 101. In Mayo and Alice, the Supreme Court explained that § 101 “contains an important implicit exception” for laws of nature, natural phenomena, and abstract ideas. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 70 (2012); 3 In the event of continued prosecution, the Examiner should consider the propriety of a rejection under 35 U.S.C. § 112(b) for claims 1, 11, and 13 based on a lack of antecedent basis for the phrase “the system time.” Appeal 2018-006712 Application 14/514,850 12 Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014); see Diamond v. Diehr, 450 U.S. 175, 185 (1981). In Mayo and Alice, the Court set forth a two-step analytical framework for evaluating patent-eligible subject matter. Mayo, 566 U.S. at 77–80; Alice, 573 U.S. at 217–18. Under Mayo/Alice step one, we “determine whether the claims at issue are directed to” a judicial exception, i.e., an abstract idea, a law of nature, or a natural phenomenon. Alice, 573 U.S. at 217. Step one involves looking at the “focus” of the claims at issue and their “character as a whole.” SAP Am., Inc. v. InvestPic, LLC, 898 F.3d 1161, 1167 (Fed. Cir. 2018). In January 2019, the PTO issued revised guidance for determining whether claims are directed to a judicial exception. See 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) (“2019 Guidance”). The 2019 Guidance applies to the Board. Id. at 50–51, 57 n.42; see 35 U.S.C. § 3(a)(2)(A) (investing the Director with responsibility “for providing policy direction” for the PTO). Neither the Examiner nor Appellant had the benefit of the 2019 Guidance when presenting their respective positions concerning subject-matter eligibility. The 2019 Guidance specifies two prongs for the analysis under Mayo/Alice step one (PTO step 2A). 84 Fed. Reg. at 54–55. Prong one requires evaluating “whether the claim recites a judicial exception, i.e., an abstract idea, a law of nature, or a natural phenomenon.” Id. at 54. “If the claim does not recite a judicial exception, it is not directed to a judicial exception,” and it satisfies § 101. Id. “If the claim does recite a judicial exception, then it requires further analysis” under prong two. Id. Prong two requires evaluating “whether the claim as a whole integrates the recited judicial exception into a practical application of the exception.” Id. “When Appeal 2018-006712 Application 14/514,850 13 the exception is so integrated, then the claim is not directed to a judicial exception,” and it satisfies § 101. Id. “If the additional elements do not integrate the exception into a practical application, then the claim is directed to the judicial exception,” and it “requires further analysis” under Mayo/Alice step two (PTO step 2B). Id. Under Mayo/Alice step two, we “consider the elements of each claim both individually and ‘as an ordered combination’ to determine whether the additional elements” add enough to transform the “nature of the claim” into “significantly more” than the judicial exception. Alice, 573 U.S. at 217–18, 221–22 (quoting Mayo, 566 U.S. at 78–79). Step two involves the search for an “inventive concept.” Alice, 573 U.S. at 217–18, 221; Univ. of Fla. Research Found., Inc. v. Gen. Elec. Co., 916 F.3d 1363, 1366 (Fed. Cir. 2019). “[A]n inventive concept must be evident in the claims.” RecogniCorp, LLC v. Nintendo Co., 855 F.3d 1322, 1327 (Fed. Cir. 2017). MAYO/ALICE STEP ONE: PTO STEP 2A PRONG ONE For Mayo/Alice step one, the Federal Circuit has noted that “[a]n abstract idea can generally be described at different levels of abstraction.” Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1240 (Fed. Cir. 2016). Here, the Examiner determines that the claims are directed to the abstract idea of “determining the accuracy of a clock on a remote monitoring apparatus.” Final Act. 5 (emphasis omitted); see Ans. 5–6. The Examiner analogizes the abstract idea to “the concept of ‘collecting and comparing known information’, which was determined to be a patent-ineligible abstract idea by the Federal Circuit” in Classen. Final Act. 5 (citing Classen Immunotherapies, Inc. v. Biogen IDEC, 659 F.3d 1057 (Fed. Cir. 2011)); see Advisory Act. 2; Ans. 4–5. Appeal 2018-006712 Application 14/514,850 14 Appellant disputes that the independent claims are directed to an abstract idea. See Appeal Br. 5–8; Reply Br. 3–6. Specifically, Appellant asserts that the Examiner “has broadly characterized the claimed invention in a manner that does not address the claimed solution.” Appeal Br. 5; see id. at 7; Reply Br. 4. We disagree. In determining that the claims are directed to an abstract idea, the Examiner accurately assesses the “focus” of the claims and their “character as a whole.” See Final Act. 5–7; Advisory Act. 2–3; Ans. 3–6; see also SAP Am., 898 F.3d at 1167. In addition, we determine that the claims recite abstract ideas falling within one of the three groupings of abstract ideas specified in the 2019 Guidance, i.e., “mental processes.” See 84 Fed. Reg. at 51–52. The 2019 Guidance describes “mental processes” as “concepts performed in the human mind,” such as “an observation, evaluation, judgment, [or] opinion.” Id. at 52 (footnote omitted). As explained below, each independent claim recites “mental processes” in various limitations. See Final Act. 28; Ans. 3. For instance, claims 1 and 13 recite the following limitations: ● “comparing the set of sampling times to the stored updated time”; ● “comparing the set of sampling times to a current time stamp of the accuracy testing server”; and ● “assigning, in response to the comparisons indicating that at least a first portion of the set of sampling times is not between the stored updated time and the system time, an accuracy assessment value indicating a low likelihood of accuracy for a portion of the patient data corresponding to the first portion of the set of sampling times.” Appeal 2018-006712 Application 14/514,850 15 Appeal Br. 13, 15. Claim 11 recites similar limitations. Id. at 14–15. As discussed in more detail below, the above-identified limitations encompass evaluations performed by a human mentally or with pen and paper. The Specification explains that the invention endeavors to ensure the “accuracy of one or more patient readings from one or more patient monitoring devices.” Spec. ¶ 4. Further, the Specification describes determining the accuracy of “one or more of the readings” by making “one or more comparisons.” Id. ¶ 54; see id. ¶ 52. Hence, after gathering time data, a person could mentally compare a sampling time to a stored updated time. Based on that mental comparison, the person could mentally discern whether the sampling time precedes or follows the stored updated time. In addition, the person could mentally compare the sampling time to a current time stamp. Based on that mental comparison, the person could mentally discern whether the sampling time precedes or follows the current time stamp. And if appropriate based on those mental comparisons, the person could with pen and paper assign “an accuracy assessment value” indicating “a low likelihood of accuracy.” For these reasons, the above-identified limitations encompass evaluations performed by a human mentally or with pen and paper. The 2019 Guidance identifies an evaluation performed by a human mentally or with pen and paper as a mental process, and thus an abstract idea. 84 Fed. Reg. at 52 & nn.14–15; see also Intellectual Ventures I LLC v. Symantec Corp., 838 F.3d 1307, 1318 (Fed. Cir. 2016) (“Symantec”) (“[W]ith the exception of generic computer-implemented steps, there is nothing in the claims themselves that foreclose them from being performed by a human, mentally or with pen and paper.”). Appeal 2018-006712 Application 14/514,850 16 Appellant disagrees that the claims recite mental processes. See Reply Br. 5–6. Appellant asserts that “[a] similar argument was raised in the dissenting opinion of DDR but was ultimately not adopted.” Id. at 5 (citing DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245 (Fed. Cir. 2014)). Appellant then urges that “[t]he Examiner’s argument here should also not be adopted.” Id. Appellant wrongly relies on DDR Holdings. See Ans. 3. There, the Federal Circuit determined that certain claims satisfied § 101 under Mayo/Alice step two because “the claimed solution amount[ed] to an inventive concept for resolving [a] particular Internet-centric problem,” i.e., a challenge unique to the Internet. DDR Holdings, 773 F.3d at 1257–59; see Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1151 (Fed. Cir. 2016) (noting that “[i]n DDR Holdings, we held that claims ‘directed to systems and methods of generating a composite web page that combines certain visual elements of a “host” website with content of a third-party merchant’ contained the requisite inventive concept”). The Federal Circuit explained that the patent-eligible claims specified “how interactions with the Internet are manipulated to yield a desired result . . . that overrides the routine and conventional sequence of events ordinarily triggered by the click of a hyperlink.” DDR Holdings, 773 F.3d at 1258. The court reasoned that those claims recited a technological solution “necessarily rooted in computer technology” that addressed a “problem specifically arising in the realm of computer networks.” Id. at 1257. According to the Federal Circuit, “DDR Holdings does not apply when . . . the asserted claims do not ‘attempt to solve a challenge particular to the Internet.’” Smart Sys. Innovations, LLC v. Chi. Transit Auth., Appeal 2018-006712 Application 14/514,850 17 873 F.3d 1364, 1375 (Fed. Cir. 2017) (quoting In re TLI Commc’ns LLC Patent Litig., 823 F.3d 607, 613 (Fed. Cir. 2016)). The claims here do not attempt to solve a challenge particular to the Internet. See Appeal Br. 13–15. As discussed above, the Specification explains that the invention endeavors to ensure the “accuracy of one or more patient readings from one or more patient monitoring devices.” Spec. ¶ 4. Ensuring the accuracy of patient readings does not constitute a challenge particular to the Internet. See Ans. 3. In addition, the claims do not require a network. Hence, DDR Holdings does not help Appellant. MAYO/ALICE STEP ONE: PTO STEP 2A PRONG TWO Because we determine that each independent claim recites abstract ideas, we consider whether each claim as a whole integrates the recited abstract ideas into a practical application. See 84 Fed. Reg. at 54–55. “Only when a claim recites a judicial exception and fails to integrate the exception into a practical application, is the claim ‘directed to’ a judicial exception . . . .” Id. at 51. As additional elements, claims 1, 11, and 13 recite the following computer-system and hardware components: a “patient monitoring apparatus” and an “accuracy testing server.” Appeal Br. 13–15. Claim 11 assigns the “accuracy testing server” to a “central processing unit.” Id. at 14. Further, claims 1 and 13 recite the following data-collecting limitations: ● “updating a time of a clock of a patient monitoring apparatus to an updated time corresponding to a time of an accuracy testing server”; Appeal 2018-006712 Application 14/514,850 18 ● “storing the updated time of the patient monitoring apparatus”; and ● “receiving patient data from the patient monitoring apparatus, the patient data containing a set of patient readings and a set of sampling times, the set of sampling times indicating a [sic] measurement times for the set of patient readings data.” Appeal Br. 13, 15; see Final Act. 6. Claim 11 recites similar limitations. Appeal Br. 14. We determine that each independent claim as a whole does not integrate the recited abstract ideas into a practical application because the additional elements do not impose meaningful limits on the abstract ideas. See 84 Fed. Reg. at 53–54. The claimed computer-system and hardware components constitute generic components that perform generic functions. See Final Act. 7–8; Spec. ¶¶ 18, 20–22, 25–27, 30, 38–39, 66, 71–72. Further, the data-collecting limitations constitute insignificant extra-solution activity. See, e.g., Mayo, 566 U.S. at 79; OIP Techs., Inc. v. Amazon.com, Inc., 788 F.3d 1359, 1363–64 (Fed. Cir. 2015); Ultramercial, Inc. v. Hulu, LLC, 772 F.3d 709, 716 (Fed. Cir. 2014); CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1370 (Fed. Cir. 2011); In re Grams, 888 F.2d 835, 839–40 (Fed. Cir. 1989). As an example of insignificant extra-solution activity, in Mayo the Supreme Court decided that measuring metabolite levels for later analysis constituted purely “conventional or obvious” pre-solution activity. Mayo, 566 U.S. at 79. Similarly, the Federal Circuit has held that mere data- gathering steps “cannot make an otherwise nonstatutory claim statutory.” CyberSource, 654 F.3d at 1370 (quoting Grams, 888 F.2d at 840); see Solutran, Inc. v. Elavon, Inc., 931 F.3d 1161, 1169 (Fed. Cir. 2019). The Appeal 2018-006712 Application 14/514,850 19 Federal Circuit has also held that (1) presenting offers to potential customers and (2) gathering statistics concerning customer responses were “conventional data-gathering activities that d[id] not make the claims patent eligible.” OIP Techs., 788 F.3d at 1363–64. Consistent with those decisions, the Manual of Patent Examining Procedure (“MPEP”) identifies “gathering data” as an example of insignificant pre-solution activity. MPEP § 2106.05(g) (9th ed. rev. 08.2017 Jan. 2018). Here, the data-collecting limitations amount to mere data-gathering steps and require nothing unconventional or significant. See Classen, 659 F.3d at 1067 (analogizing “data gathering” to “insignificant extra- solution activity”). Hence, the data-collecting limitations do not help integrate the recited abstract ideas into a practical application. According to Appellant, “computerized patient monitoring systems . . . had long-standing issues with inaccurate data relative to the time stamps for . . . patient readings (e.g., measurements such as weight or blood pressure) that were taken by remote devices.” Appeal Br. 5. Appellant contends that the “claimed invention addresses such issues by improving the function of the computerized patient monitoring system through a specific set of steps that define how each patient reading is first analyzed, and then categorized for the users of the system.” Id. Appellant asserts that the “claimed solution is not merely an abstract concept and instead includes a concrete and specific technical improvement.” Id. We disagree that the claims provide a concrete and specific technical improvement. See Final Act. 8, 28; Advisory Act. 2; Ans. 4. The claimed “patient monitoring apparatus” operates like any conventional “patient Appeal 2018-006712 Application 14/514,850 20 monitoring apparatus” to supply data. See Final Act. 7 (quoting Spec. ¶ 21); Spec. ¶¶ 21–22. Instead of improving an apparatus, the claims categorize data, e.g., by assigning “an accuracy assessment value” that may indicate “a low likelihood of accuracy.” Appeal Br. 13–15; see Spec. ¶¶ 14, 18, 44, 55–56, 59–69, Abstract, Figs. 4–5. For example, the Specification explains that “patient data, collected from various patient input devices,” may “be automatically filtered or categorized into one of several categories” that “are based on the potential accuracy of the data.” Spec. ¶ 14, Abstract. According to the Specification, “[d]ata that surpasses accuracy testing may then be transmitted to a client,” while “[d]ata that fails accuracy testing may be discarded.” Id. ¶ 14, Abstract. The claims do not specify what happens after categorizing data. Appeal Br. 13–15; see Final Act. 28. For instance, the claims do not specify how a client uses “[d]ata that surpasses accuracy testing.” Similarly, the claims do not specify how a computer system uses categorized data. Appellant argues that “the accuracy of the system is improved” and, therefore, “the performance of the computer system is improved.” Appeal Br. 6. As explained above, however, the claims do not specify what happens after categorizing data or how a computer system uses categorized data so as to link the claimed accuracy assessment to any purported improvement in the system itself. Unclaimed improvements do not support patent eligibility. See ChargePoint, Inc. v. SemaConnect, Inc., 920 F.3d 759, 769 (Fed. Cir. 2019); Berkheimer v. HP Inc., 881 F.3d 1360, 1369–70 (Fed. Cir. 2018); Two-Way Media Ltd. v. Comcast Cable Commc’ns, LLC, 874 F.3d 1329, Appeal 2018-006712 Application 14/514,850 21 1338–39 (Fed. Cir. 2017); Intellectual Ventures I LLC v. Erie Indem. Co., 850 F.3d 1315, 1331–32 (Fed. Cir. 2017). Appellant asserts that the “claims improve upon the prior art system by reducing the complexity of the remote devices.” Appeal Br. 6. We disagree. Although the claims recite a “patient monitoring apparatus” and an “accuracy testing server,” the claims specify no technical details about those computer-system and hardware components. Id. at 13–15. Nothing in the claims requires reducing the complexity of either component. Based on BASCOM, Appellant contends that the claims “offer[] a specific improvement over the prior art solutions.” Appeal Br. 6 (citing BASCOM Glob. Internet Servs., Inc. v. AT&T Mobility LLC, 827 F.3d 1341, 1351 (Fed. Cir. 2016)). But BASCOM does not help Appellant. In BASCOM, the claims recited a “specific method of filtering Internet content” requiring “the installation of a filtering tool at a specific location, remote from the end-users, with customizable filtering features specific to each end user.” BASCOM, 827 F.3d at 1345–46, 1350. The Federal Circuit decided that the claims satisfied § 101 under Mayo/Alice step two. Id. at 1349–51. The court reasoned that the claims covered “a technology-based solution . . . to filter content on the Internet that overcomes existing problems with other Internet filtering systems” and “improve[s] an existing technological process.” Id. at 1351 (citing Alice, 573 U.S. at 223); see Alice, 573 U.S. at 223 (explaining that “the claims in Diehr were patent eligible because they improved an existing technological process”). Unlike the claims in BASCOM, the claims here do not cover a technology-based solution that improves an existing technological process. See Final Act. 8, 28; Advisory Act. 2; Ans. 4. As the Examiner determines, Appeal 2018-006712 Application 14/514,850 22 “[t]here is no indication that the combination of the elements improves the functioning of a computer or improves any other technology.” Final Act. 8. As the Examiner also determines, “[i]mproving data integrity is not a technical problem” because “[d]ata integrity is a problem that has been in existence as long as information has been recorded.” Advisory Act. 2. Hence, the claims here do not resemble the claims in BASCOM. The 2019 Guidance identifies exemplary considerations indicating that additional elements in claims “may have integrated the [judicial] exception into a practical application.” 84 Fed. Reg. at 55 & nn.25–29 (citing MPEP §§ 2106.05(a)–(c), 2106.05(e)). As the above analysis indicates, we have evaluated Appellant’s arguments in light of those exemplary considerations. For the reasons discussed above, however, we determine that each independent claim as a whole does not integrate the recited abstract ideas into a practical application. Thus, each claim is directed to a judicial exception and does not satisfy § 101 under Mayo/Alice step one. MAYO/ALICE STEP TWO: PTO STEP 2B Because we determine that each independent claim is directed to a judicial exception, we “consider the elements of each claim both individually and ‘as an ordered combination’ to determine whether the additional elements” add enough to transform the “nature of the claim” into “significantly more” than the judicial exception. See Alice, 573 U.S. at 217–18, 221–22 (quoting Mayo, 566 U.S. at 78–79). Under Mayo/Alice step two, we “look with more specificity at what the claim elements add, in order to determine ‘whether they identify an “inventive concept” in the application of the ineligible subject matter’ to which the claim is directed.” Appeal 2018-006712 Application 14/514,850 23 Affinity Labs of Tex., LLC v. DIRECTV, LLC, 838 F.3d 1253, 1258 (Fed. Cir. 2016) (quoting Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1353 (Fed. Cir. 2016)). An “inventive concept” requires more than “well-understood, routine, conventional activity already engaged in” by the relevant community. Rapid Litig. Mgmt. Ltd. v. CellzDirect, Inc., 827 F.3d 1042, 1047 (Fed. Cir. 2016) (quoting Mayo, 566 U.S. at 79–80). But a “non-conventional and non-generic arrangement of known, conventional pieces” may provide an “inventive concept” satisfying step two. BASCOM, 827 F.3d at 1350. The Examiner determines that “[t]he claims do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the additional elements when considered both individually and as an ordered combination do not amount to significantly more than the abstract idea.” Final Act. 7. We agree with the Examiner. As discussed above, claims 1, 11, and 13 recite computer-system and hardware components, i.e., a “patient monitoring apparatus” and an “accuracy testing server,” and claim 11 assigns the “accuracy testing server” to a “central processing unit.” Appeal Br. 13–15. The Examiner correctly finds that the claimed components constitute “conventional components of a generic computer” that “perform[] generic computer functions that are well-understood, routine and conventional activities,” e.g., collecting, manipulating, and communicating data. Final Act. 7–8. Consistent with the Examiner’s findings, the Specification describes the claimed computer-system and hardware components generically and evidences their conventional nature. See, e.g., Spec. ¶¶ 18, 20–22, 25–27, 30, 38–39, 66, 71–72. As an example, the Specification explains that a Appeal 2018-006712 Application 14/514,850 24 “patient monitoring apparatus” includes (1) “any device capable of receiving patient healthcare information” and (2) “any device capable of sensing patient healthcare information, automatically or manually.” Id. ¶¶ 21–22; see Final Act. 7 (quoting Spec. ¶ 21). As another example, the Specification explains that an “accuracy testing system” may “be implemented as a separate and discrete device, as a separate application or program executing on the data, or as subroutines or sub programs within a larger processing system or executing program on a computing device as a matter of design choice.” Spec. ¶ 18. Also, the Specification states, “It is understood that the system can be any system with a reference date and time.” Id. ¶¶ 66, 71–72. Further, regarding a “central processing unit,” the Specification notes that a “variety of processing devices are available from a variety of manufacturers, for example, Intel® or Advanced Micro Devices.” Id. ¶ 26. In addition, court decisions have recognized that generic computer- system and hardware components operating to collect, manipulate, and communicate data are well understood, routine, and conventional to a skilled artisan. See, e.g., Alice, 573 U.S. at 226–27; SAP Am., 898 F.3d at 1164–65 & n.1, 1170; Symantec, 838 F.3d at 1316–20; Apple, 842 F.3d at 1234, 1241–42; Versata Dev. Grp., Inc. v. SAP Am., Inc., 793 F.3d 1306, 1334 (Fed. Cir. 2015); Ultramercial, 772 F.3d at 715–16; buySAFE, Inc. v. Google, Inc., 765 F.3d 1350, 1355 (Fed. Cir. 2014). For example, the system claims in Alice recited a “data processing system” (e.g., “central processing unit”) with a “communications controller” and a “data storage unit.” Alice, 573 U.S. at 226. The Supreme Court decided that the system claims failed to satisfy § 101 because “[n]early every computer” includes those generic components for performing “basic Appeal 2018-006712 Application 14/514,850 25 calculation, storage, and transmission functions” and the system claims simply implemented the same abstract idea as the method claims. Id. at 226–27. The Court reasoned that (1) “the system claims are no different from the method claims in substance”; (2) “[t]he method claims recite the abstract idea implemented on a generic computer”; and (3) “the system claims recite a handful of generic computer components configured to implement the same idea.” Id. at 226. Here, the claimed computer-system and hardware components perform “basic calculation, storage, and transmission functions” that nearly every computer performs. Appeal Br. 13–15. For instance, nearly every computer includes a “central processing unit” for manipulating data. Hence, those generic computer-system and hardware components do not satisfy the “inventive concept” requirement. See, e.g., Mortg. Grader, Inc. v. First Choice Loan Servs. Inc., 811 F.3d 1314, 1324–25 (Fed. Cir. 2016) (holding that “generic computer components such as an ‘interface,’ ‘network,’ and ‘database’” did not satisfy the “inventive concept” requirement); FairWarning IP, LLC v. Iatric Sys., Inc., 839 F.3d 1089, 1095–96 (Fed. Cir. 2016) (describing the claimed “microprocessor” and “user interface” as “generic computer elements”); Prism Techs. LLC v. T-Mobile USA, Inc., 696 F. App’x 1014, 1016–17 (Fed. Cir. 2017) (describing the claimed “authentication server,” “access server,” “Internet Protocol network,” “client computer device,” and “database” as “indisputably generic computer components”). We reach a similar conclusion concerning the data-collecting limitations, e.g., “updating a time,” “storing the updated time,” and “receiving patient data” in claims 1 and 13. As discussed above, the data- Appeal 2018-006712 Application 14/514,850 26 collecting limitations amount to mere data-gathering steps and require nothing unconventional or significant. Consequently, the claimed insignificant extra-solution activity does not satisfy the “inventive concept” requirement. See, e.g., Mayo, 566 U.S. at 79–80; OIP Techs., 788 F.3d at 1363–64; CyberSource, 654 F.3d at 1370. Appellant contends that the claims “do not attempt to preempt every application of the Examiner’s abstract idea” and “would not preempt other solutions, such as those recited in the prior art.” Appeal Br. 6. Appellant faults the Examiner because the Examiner’s analysis fails to include “a reference to preemption.” Id. at 7. Appellant’s preemption arguments do not persuade us of Examiner error. While preemption may denote patent ineligibility, its absence does not establish patent eligibility. See FairWarning, 839 F.3d at 1098. For claims covering a patent-ineligible concept, preemption concerns “are fully addressed and made moot” by an analysis under the Mayo/Alice framework. Ariosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371, 1379 (Fed. Cir. 2015); see Ans. 5–6 (citing Ariosa). “Whether a combination of claim limitations supplies an inventive concept that renders a claim ‘significantly more’ than an abstract idea to which it is directed is a question of law.” BSG Tech LLC v. BuySeasons, Inc., 899 F.3d 1281, 1290 (Fed. Cir. 2018). Given the claimed generic computer-system and hardware components that perform generic computer functions and the claimed insignificant extra-solution activity, we conclude that the combination of limitations in each independent claim does not supply an “inventive concept” that renders the claim “significantly more” Appeal 2018-006712 Application 14/514,850 27 than an abstract idea. See Final Act. 7–8. Thus, each claim does not satisfy § 101 under Mayo/Alice step two. SUMMARY FOR PATENT ELIGIBILITY For the reasons discussed above, Appellant’s arguments have not persuaded us of any error in the Examiner’s findings or conclusions under Mayo/Alice step one or step two. Hence, we sustain the § 101 rejection of the independent claims. We also sustain the § 101 rejection of the dependent claims because Appellant does not argue eligibility separately for them. See 37 C.F.R. § 41.37(c)(1)(iv). The § 103 Rejection of Claims 1–3, 5, 8, 10–15, 17, 19, 21, and 23 INDEPENDENT CLAIMS 1, 11, AND 13 As noted above, the § 103 rejection of claims 1, 11, and 13 rests on Johnson and Ray. See Final Act. 9–15, 21–23. Appellant argues that the Examiner erred in rejecting claims 1, 11, and 13 because “the prior art fails to teach or suggest” the following limitation in each claim: “comparisons indicating that at least a first portion of the set of sampling times is not between the stored updated time and the system time.” Appeal Br. 8; see Reply Br. 6. According to Appellant, the “Examiner alleges that the claimed solution is ‘an equivalent method’ to the solution taught by Ray,” and the “Examiner must allege ‘equivalence’ because the prior art fails to teach or suggest” the disputed limitation. Appeal Br. 8 (quoting Final Act. 15). In addition, Appellant asserts that Ray’s “order index is a set of numerical values shown as increasing from one (1) to some other value.” Appeal Br. 8. Appellant also asserts that Ray “refers to the index values in terms of a ‘relative order,’” i.e., “numerical values representing the relative order the measurements were taken.” Id. at 8–9. Further, Appellant argues Appeal 2018-006712 Application 14/514,850 28 that Ray’s “relative order is not the claimed update time, which is required to be the same time used to update [the] time of a clock of a patient monitoring apparatus, and which must correspond to a time of an accuracy testing server.” Id. at 9. In response, the Examiner explains that Ray discloses “the concept of performing a comparison of one sample time to a time known to be before the sample and a time known to be after the sample time and making a determination regarding the accuracy of the sample time based on that comparison.” Ans. 7. The Examiner reasons that “[i]f any of the sample times” in Ray “is not in between the sample times of the sample taken immediately preceding and immediately succeeding the sample time in question,” then “there is a determination that the likelihood of the accuracy of the sample time is low.” Id. at 6–7. Based on the record before us, we agree with Appellant that the Examiner has not adequately explained how the cited portions of Johnson and Ray teach or suggest comparing “sampling times” to (1) a “stored updated time” and (2) a “system time” as required by claims 1, 11, and 13. For instance, the Examiner has not adequately identified a “system time” in Ray. Hence, we do not sustain the § 103 rejection of claims 1, 11, and 13. DEPENDENT CLAIMS 2, 3, 5, 8, 10, 12, 14, 15, 17, 19, 21, AND 23 Claims 2, 3, 5, 8, and 10 depend directly or indirectly from claim 1; claims 12 and 23 depend directly from claim 11; and claims 14, 15, 17, 19, and 21 depend directly or indirectly from claim 13. For the reasons discussed for claims 1, 11, and 13, we do not sustain the § 103 rejection of claims 2, 3, 5, 8, 10, 12, 14, 15, 17, 19, 21, and 23. Appeal 2018-006712 Application 14/514,850 29 The § 103 Rejections of Claims 7, 9, 18, 20, and 22 Claims 7 and 9 depend directly from claim 1; claim 22 depends directly from claim 11; and claims 18 and 20 depend directly from claim 13. On this record, the Examiner has not shown how the additionally cited secondary references—Sloan and Khanuja—overcome the deficiency in Johnson and Ray discussed above for claims 1, 11, and 13. Hence, we do not sustain the § 103 rejections of claims 7, 9, 18, 20, and 22. CONCLUSION We reverse the rejection of claims 5 and 17 under 35 U.S.C. § 112(a). We affirm the rejection of claims 2, 5, 12, 14, and 17 under 35 U.S.C. § 112(b). We affirm the rejection of claims 1–3, 5, 7–15, and 17–23 under 35 U.S.C. § 101. We reverse the rejections of claims 1–3, 5, 7–15, and 17–23 under 35 U.S.C. § 103. Because we affirm at least one ground of rejection for each claim on appeal, we affirm the Examiner’s decision to reject all of the claims on appeal. See 37 C.F.R. § 41.50(a)(1). In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–3, 5, 7–15, 17–23 101 Eligibility 1–3, 5, 7–15, 17–23 1–3, 5, 8, 10–15, 17, 19, 21, 23 103 Johnson, Ray 1–3, 5, 8, 10–15, 17, 19, 21, 23 Appeal 2018-006712 Application 14/514,850 30 Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 7, 18, 22 103 Johnson, Ray, Sloan 7, 18, 22 9, 20 103 Johnson, Ray, Khanuja 9, 20 5, 17 112(a) Written Description 5, 17 2, 5, 12, 14, 17 112(b) Definiteness 2, 5, 12, 14, 17 Overall Outcome 1–3, 5, 7–15, 17–23 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). See 37 C.F.R. § 41.50(f). AFFIRMED Copy with citationCopy as parenthetical citation