Columbian Rope Co.Download PDFNational Labor Relations Board - Board DecisionsSep 27, 1991299 N.L.R.B. 1198 (N.L.R.B. 1991) Copy Citation 1198 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Columbian Rope Company and Amalgamated Cloth- ing and Textile Workers Union, AFL-CIO. Case 26-CA-12879 September 27, 1991 DECISION AND ORDER BY CHAIRMAN STEPHENS AND MEMBERS CRACRAFT AND OVIATT On October 16, 1989, Administrative Law Judge William N. Cates issued the attached decision. The General Counsel and the Union filed exceptions and supporting briefs, and the Respondent filed cross-exceptions, a supporting brief, and a brief in opposition to the General Counsel's and the Union's exceptions. The National Labor Relations Board has delegat- ed its authority in this proceeding to a three- member panel.The Board has considered the deci- sion and the record in light of the exceptions and briefs and has decided to affirm the judge's rulings, findings,' and conclusions only to the extent con- sistent with this Decision and Order. The judge found, and we agree, that the Re- spondent violated Section 8(a)(1) by coercively in- terrogating employees, by soliciting grievances with implied promises to remedy them, and by promising unspecified benefits to employees. 2 Fur- ther, the judge dismissed allegations concerning, inter alia, the Respondent's design and application of a system for selecting employees for permanent layoff and eventual termination and to its issuing disciplinary warnings to employees Sara Barnes and Diane Jernigan. 3 We agree with the judge's dismissal of those allegations. 4 The judge, howev- 1 The Union has excepted to some of the judge's credibility findings. The Board's established policy is not to overrule an administrative law judge's credibility resolutions unless the clear preponderance of all the relevant evidence convinces us that they are Incorrect. Standard Dry Wall Products, 91 NLRB 544 (1950), enfd 188 F.2d 362 (3d Cir. 1951). We have carefully examined the record and find no basis for reversing the findings. Contrary to the Respondent's exceptions, we find that Lenell Daniel's duties as section leader in the small rope department were more akin to the duties of a leadman than those of a supervisor. Thus we agree with the judge that the Respondent violated Sec. 8(a)(1) when Plant Manager Westmoreland interrogated Daniel and solicited grievances from him with an implied promise to remedy them. Chairman Stephens finds it unnecessary to decide whether the Re- spondent violated Sec. 8(a)(1) of the Act through the incident concerning Daniel or through Supervisor Peden's questioning of employee Once. Other findings which the Board is adopting support the Order with re- spect to interrogations and solicitations of grievances 2 No exceptions were taken to these findings insofar as they were based on incidents involving Larry and Diane Jernigan 3 In adopting the judge's dismissal of the allegation concerning the written warning issued to Diane Jernigan for tardiness, we note that the judge apparently discredited her testimony that she was never told to report to work at 6 a.m. 4 No exceptions were taken to his dismissal of allegations concerning the Respondent's no-solicitation rule, restriction of employees during their breaktimes, reduction of an employee's wages, and Westmoreland's meetings with employees on July 21, 1988. er, also dismissed the 8(a)(1) allegation involving the 35-cent-per-hour wage increase. We disagree. The judge rejected the General Counsel's con- tention that on November 1, 1988, 5 the day before the Board conducted a representation election, the Respondent violated Section 8(a)(1) of the Act by announcing its intention to grant a 35-cent-per-hour wage increase to go into effect on November 6. The judge found, inter alia, that the timing of the announcement and grant of the increase, standing alone, did not prove unlawful motivation. He fur- ther found that the amount of the increase was nei- ther excessive nor inconsistent with previous in- creases. Finally, the judge found that the purpose of the increase was to adjust employee wages in accordance with the wages of comparable employ- ees in the area. We find, contrary to the judge, that the timing of this wage increase announcement demonstrates the Respondent's unlawful motivation. Respond- ent's president Ludt notified employees on July 14 that he was postponing consideration of the August wage increase until November 1. The petition in Case 26-RC-7090 was filed September 2 and the election held November 2. As noted by the judge, President Ludt could not have known there would be a November 2 election at the time he postponed the wage increase, nor has the General Counsel al- leged that the July 14 postponement violated the Act. Rather, the General Counsel has alleged, and adequately demonstrated, that by announcing the 35-cent increase on November 1, and thereafter granting it, the Respondent violated Section 8(a)(1). The July 14 postponement announcement did not promise a wage increase on November 1. It simply stated that, due to the Respondent's poor fi- nancial condition, consideration of all wage and salary increases would be suspended until Novem- ber 1. Thus, the Respondent was not obligated to announce the grant of an increase on November 1; it was only obligated to consider such an increase in light of all relevant concerns, including financial ones. 6 'All dates hereafter are 1988, unless specified otherwise. 6 Even if the Respondent's November 1 review indicated that an in- crease would be appropriate, the Respondent still has not justified its de- cision to announce the raise immediately before the election. See NLRB Styktek, 520 F.2d 275, 280 (1st Cir. 1975) ("Wage increases and associ- ated benefits may well be warranted for business reasons; still the Board is under no duty to permit them to be husbanded until right before an election and sprung on the employees in a manner calculated to influence the employees' choice."). We reject the Respondent's asserted concern for following Board law by proceeding with granting benefits as though there were no organizational campaign on two grounds. First, as already stated above, the Respondent did not promise on July 14 that it would raise wages on November 1. Second, the Respondent was not always so prompt in its handling of previous wage increases; the August 1987 wage increase was not granted until October 1987 due to an oversight. 299 NLRB No. 165 COLUMBIAN ROPE CO. 1199 Moreover, the wage increase was contrary to the Respondent's asserted financial difficulties. The Re- spondent had recently undergone a major restruc- turing of its product lines based on mounting losses and cashflow problems, and had accordingly per- manently eliminated almost 30 percent of its work force. There is no record evidence, and the Re- spondent does not contend, that its desperate finan- cial situation turned around so as to allow for such a raise. Thus, we conclude that the Respondent sought to influence its employees to vote against the Union when it announced the grant of a 35- cent-per-hour wage increase the day before the representation election, in violation of Section 8(a)(1). ORDER The National Labor Relations Board orders that the Respondent, Columbian Rope Company, Gun- town, Mississippi, its officers, agents, successors, and assigns, shall 1. Cease and desist from (a) Coercively interrogating its employees about their union support or activities. (b) Soliciting employee grievances, and impliedly promising to remedy such grievances in order to influence employees to vote against Amalgamated Clothing and Textile Workers Union, AFL-CIO, in a Board-conducted representation election. (c) Promising unspecified benefits to its employ- ees if they would support the Respondent and/or abandon support for the Union. (d) Announcing and granting wage increases to its employees in order to influence them to vote against the Union in a Board-conducted representa- tion election. (e) In any like or related manner interfering with, restraining, or coercing employees in the ex- ercise of the rights guaranteed them by Section 7 of the Act. 2. Take the following affirmative action neces- sary to effectuate the policies of the Act. (a) Post at its Guntown, Mississippi facility copies of the attached notice marked "Appendix."7 Copies of the notice, on forms provided by the Re- gional Director for Region 26, after being signed by the Respondent's authorized representative, shall be posted by the Respondent immediately upon receipt and maintained for 60 consecutive days in conspicuous places including all places where notices to employees are customarily posted. 7 If this Order is enforced by a judgment of a United States court of appeals, the words in the notice reading If this Order is enforced by a judgment of a United States court of appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall read "Posted Pursuant to a Judgment of the United States Court of Ap- peals Enforcing an Order of the National Labor Relations Board." Reasonable steps shall be taken by the Respondent to ensure that the notices are not altered, defaced, or covered by any other material. (b) Notify the Regional Director in writing within 20 days from the date of this Order what steps the Respondent has taken to comply. IT IS FURTHER ORDERED that the complaint is dismissed insofar as it alleges violations not specifi- cally found herein. APPENDIX NOTICE TO EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government The National Labor Relations Board has found that we violated the National Labor Relations Act and has ordered us to post and abide by this notice. Section 7 of the Act gives employees these rights. To organize To form, join, or assist any union To bargain collectively through representa- tives of their own choice To act together for other mutual aid or pro- tection To choose not to engage in any of these protected concerted activities. WE WILL NOT coercively interrogate our em- ployees about their union support or activities. WE WILL NOT solicit employee grievances, and impliedly promise to remedy such grievances, in order to influence them to vote against Amalga- mated Clothing and Textile Workers Union, AFL- CIO, in a Board-conducted representation election. WE WILL NOT promise our employees unspeci- fied benefits if they support the Company and/or abandon support for the Union. WE WILL NOT announce and grant wage in- creases to our employees in order to influence them to vote against the Union in a Board-conduct- ed representation election. WE WILL NOT in any like or related manner interfere with, restrain, or coerce you in the exer- cise of the rights guaranteed you by Section 7 of the Act. COLUMBIAN ROPE COMPANY Margaret Guill Brakebush, Esq., for the General Counsel. Emile C. Ott and Jeffrey A. Walker, Esqs. (Fuseher, Ott, McKee & Walker), of Jackson, Mississippi, for the Re- spondent. Woody Biggs, Assistant Organizing Director, of Hatties- burg, Mississippi, for the Union. 1200 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD DECISION STATEMENT OF THE CASE WILLIAM N. CATES, Administrative Law Judge. I heard this case in 7 days of trial proceedings held at Tupelo, Mississippi, in the period April 17-21, and April 24-25, 1989. The case arose when Amalgamated Cloth- ing and Textile Workers Union, AFL-CIO (the Union), filed an unfair labor practice charge against Columbian Rope Company (Respondent, Employer, or the Compa- ny) on October 21, 1988. 1 The Union amended its charge on November 3. Acting for the Board's General Counsel, the Regional Director for Region 26 investigated the charge and issued a complaint and notice of hearing (complaint) on December 9; the complaint was amended at trial. The Company answered, admitting many back- ground and jurisdictional contentions made in the com- plaint, but denied all claimed wrongdoings. The General Counsel makes extensive claims in the complaint. It is claimed that the Company, as early as August, engaged in various conduct prohibited by Sec- tion 8(a)(1) of the Act. The General Counsel makes sev- eral Section 8(a)(3) employment discrimination counts against the Company. The allegations related to that sec- tion of the Act include: a wage-rate reduction for em- ployee Robert Banks (Banks) in late August or Septem- ber; written warnings given to employees Diane Jernigan (Jernigan) and Sara Barnes (S. Barnes) on September 1 and 5, respectively; and the layoff of 19 specifically named employees on September 16, and the termination of employment of 18 of those specifically named employ- ees on March 28. All parties were given full opportunity to participate and introduce relevant evidence, to examine and cross- examine witnesses, to argue orally, and to file briefs. Briefs filed by counsel for the General Counsel and counsel for the Company have been carefully considered. On the entire record in this case, and my observation of the witnesses and their demeanor, I make the follow- ing FINDINGS OF FACT I. JURISDICTION Respondent is a corporation with an office and place of business in Guntown, Mississippi, where it is engaged in the manufacture of synthetic rope. During the 12 months preceding issuance of the complaint herein, Re- spondent, in the course and conduct of is business oper- ations, sold and shipped from its Guntown, Mississippi facility finished products valued in excess of $50,000 di- rectly to customers located outside the State of Mississip- pi. During that same time, Respondent, in the course and conduct of its operations, purchased and received at its Guntown, Mississippi facility products, goods, and mate- rials valued in excess of $50,000 directly from points out- side the State of Mississippi. The parties admit, and I find that Respondent is, and has been at all times material, an employer engaged in commerce and in a business affect- 1 All dates are in 1988 unless otherwise Indicated ing commerce within the meaning of Section 2(2), (6), and (7) of the Act. II. LABOR ORGANIZATION The parties admit, and I find, that the Union is, and has been at all times material, a labor organization within the meaning of Section 2(5) of the Act. III. THE ALLEGED UNFAIR LABOR PRACTICES In attempting to establish the claims set forth in the complaint, counsel for the General Counsel relied upon the testimony of a number of employee witnesses. The testimony and responses thereto are set forth below es- sentially in the order established by the complaint. Because credibility is an issue in the instant case, I deem it appropriate to make some preliminary comments thereon. In deciding which of the conflicting versions of events are more credible, I have given considerable weight to the demeanor of the witnesses while they were on the stand. I have considered each witness' testimony in conjunction with established or admitted facts, inher- ent probabilities, and reasonable inferences which may be drawn from the record as a whole. As to any witness having testified in contradiction of the findings herein, their testimony has been discredited either as having been in conflict with the testimony of credible witnesses or because it was in and of itself unworthy of belief. All testimony has been reviewed, whether specifically dis- cussed or not, and carefully weighed in light of the entire record. As specific credibility conflicts arise, I shall state more specifically my reasons for crediting or discrediting any particular witness on any particular por- tion of their testimony. A. Brief Background The Company manufactures various types of synthetic rope. For example, it manufactures commodity rope which is rope of a more basic generalized nature such as one might purchase in a hardware store. It also manufac- tures specialty ropes specifically made for particular usage by specific customers. The Company opened its Guntown, Mississippi facility in 1982 after relocating from Auburn, New York. During the summer of 1988, some employees became involved in organizing efforts on behalf of the Union at the Company. At a union meeting held on or about August 27, approximately 24 employees signed an in-plant organizing committee letter for the Union. The letter was presented to Plant Manag- er Joe Westmoreland (Plant Manager Westmoreland) on or about August 29. On September 2, the Union filed a representation petition with the Board. On or about Sep- tember 16, Company President Stephen Ludt (President Ludt) notified all employees the Company intended to implement an immediate layoff of the entire work force and to permanently eliminate 20 to 30 jobs. All employ- ees were in fact laid off on September 16. A number of employees were returned to work on September 19; however, 24 of those laid-off were advised in writing on September 23 that their jobs had been eliminated and that as such they were eligible for unemployment bene- fits and certain insurance coverage. Some additional em- COLUMBIAN ROPE CO. 1201 ployees who were still on layoff were recalled up through mid-November. As of the trial herein, the Com- pany had not, since mid-November, hired any new em- ployees or recalled any additional laid-off employees. On March 28, 1989, all 24 of the permanently laid-off em- ployees were notified in writing that since they had been laid off in excess of 6 months, they were terminated. The Company also experienced layoffs in 1983 and 1984. Some employees were permanently laid off in both 1983 and 1984. Some of the employees permanently laid off in 1984 were notified in writing they had been terminated because they had been laid off in excess of 6 months. B. The Alleged 8(a)(1) Violations 1. The allegations involving Supervisor Angie Peden2 It is alleged at paragraph 7 of the complaint that the Employer, acting through Conversion Supervisor Peden, on or about September 9, threatened employees with loss of benefits if the employees selected the Union as their bargaining representative. It is also alleged that on or about September 13 Peden solicited employee complaints and grievances and promised employees increased bene- fits and improved terms and conditions of employment. Counsel for the General Counsel presented two wit- nesses, namely, laid-off employees Anita Grim (Grice) and Ricky Jones (Jones) with respect to the above com- plaint allegations. Grice, a 3-year employee, testified she demonstrated her support for the Union by wearing a union button at work, signing the union's in-plant employee organizing committee letter that was presented to the Company on August 29, and by attending union meetings. Grice said that after she openly demonstrated her support for the Union, her supervisor, Peden, asked to talk with her. Grice stated the two of them spoke alone on September 13. According to Grice, Peden asked how she felt about the Union and if she knew how others felt. Grice said she told Peden she knew how others felt and Peden asked if she knew what she was doing. Once told Peden she did. Grice said Peden then stated if she ever wanted to ask her anything or just needed to talk they could do so. Once told Peden she was aware she could talk to her to "a certain extent." Grice told Peden that if everyone had a heart like she (Peden) did and felt the way Peden did, the employees would not have to go through what they were in fact going through. According to Once, Peden did not specifically discuss what they could talk about. Once said Peden asked her two more times if she knew what she was doing. Laid-off employee Jones, who was one of those who signed the Union's in-plant organizing letter, stated he commenced wearing a union cap and button at work starting in September. He said that after he started to do so, Supervisor Peden specifically told him while they were alone, on or about September 9, "You know we won't be a family no more and I can't help you out." a I note Peden's last name is spelled P-E-D-E-N at some places in the record and P-E-D-A-N at other places. There is no dispute that it is the same person. Jones testified he told Peden he did not know anything about it. When pressed further about the conversation by counsel for the General Counsel, Jones gave the same above-quoted answer a second time and added this time that Peden did not say why she could not help any more. After then being asked by counsel for the General Counsel if the word union was mentioned in the conver- sation, Jones dutifully stated it was. Jones then testified Peden said "Well, you know, I've been helping you out and the Union is going to be against you and before you." Jones then said he could not recall anything else being said in the conversation. In response to questions by the court, Jones stated the very first thing Peden said to him on the occasion in question was, "you know this Union is going to be against you." Jones said he respond- ed to Peden by telling her he didn't know anything about the Union. Jones asserted the above was all that was said in the conversation. After still further question- ing by counsel for the General Counsel, Jones testified Peden said, "You know, we ain't going to be a family no more and I can't help you out." Jones noted that prior to this conversation with Peden, she had helped him weigh items which he "guessed" was not part of her job. Peden was not called to testify herein. Grice's testimony, as outlined above, was plausible, reasonable, uncontradicted, and therefore accepted. Under all the circumstances, I find Peden's questioning Once about the Union and her subsequent comments to thrice constituted unlawful interrogation in violation of Section 8(a)(1) of the Act. See Rossmore House, 269 NLRB 1176 (1984), affd. sub nom. Hotel & Restaurant Employees Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985). Not only did Peden ask Once how she felt about the Union but also inquired about the union sentiments of other employees. Peden expressed no valid purpose for her inquiry nor did she assure Grim that no reprisals would be taken against her. The hostility in Peden's questions is exhibited by the fact she repeatedly asked Once if she was sure she knew what she was doing. I do not find Peden's invitation to Once to talk if Once ever needed to or to be available to answer ques- tions to constitute a solicitation of grievances and/or a promise of improved terms or conditions of employment as alleged in the complaint. Because employee Jones could not give a consistent account of what was said in his asserted conversation with Peden, I am persuaded his testimony cannot be re- garded as wholly trustworthy, accurate, or reliable. Ac- cordingly, I have not relied on it to support any finding of a violation of the Act. 2. Alleged unlawful conduct by Plant Manager Westmoreland in August It is alleged at paragraph 8 of the complaint that the Employe', acting through Plant Manager Westmoreland, in late August in separate conversations with employees, solicited employee complaints and grievances and prom- ised improved benefits and terms and conditions of em- ployment and solicited employees to influence other em- ployees to repudiate their membership in and support for the Union. Also it is alleged that Westmoreland promised 1202 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD employees unspecified benefits and improved terms and conditions of employment if they abandoned their sup- port for the Union. Counsel for the General Counsel presented laid-off employees Diane Jernigan (D. Jernigan), Larry Jernigan (L. Jernigan), and Banks in support of the above allega- tions. L. Jernigan testified he had a conversation with Plant Manager Westmoreland alone in Westmoreland's office in early August. L. Jernigan said he was in Westmore- land's office because he had overslept and was about 15 minutes late reporting for work that night. L. Jernigan told Westmoreland he was 15 minutes late and according to L. Jernigan, Westmoreland said he wasn't really wor- ried about it. Westmoreland told L. Jernigan, "You take care of me, I'll take care of you" and stated "You know what I'm talking about, don't you?" L. Jernigan first told Westmoreland he understood but then said he did not. According to L. Jernigan, Westmoreland said in a low and quick way "the Union." L. Jernigan responded, "Oh, okay." Westmoreland then asked L. Jernigan if he knew he (Westmoreland) could get in trouble for this. L. Jernigan said he did and the conversation ended at that point.3 L. Jernigan testified Westmoreland told him to tell his supervisor he was supposed to have been at work later than the time he actually reported for work on the night in question. L. Jernigan testified that in mid-August, he experi- enced car trouble while visiting relatives in Memphis, Tennessee. As a result, he was unable to return for work as scheduled. He attempted to contact the Company but his supervisor, Mink, would not accept his collect tele- phone call. L. Jernigan said that after he returned to work, his supervisor, Mink was about to discipline him when he protested saying he did not think it was right because he had attempted to call in but Mink would not accept his collect call. L. Jernigan said Supervisor Mink and Plant Manager Westmoreland thereafter arranged, in his absence, for him to receive a warning only as op- posed to a suspension for this incident. 4 Jernigan stated that after this incident had been resolved Westmoreland asked him if it had been worked out. L. Jernigan told Westmoreland it had been. Westmoreland told L. Jerni- gan to go back to work and asked "What do you think about all this union talk?" L. Jernigan told Westmore- land he was not for the Union, was not too sure about the Union, and didn't think the Company needed one be- cause it was too small. Westmoreland agreed and ended the conversation. According to L. Jernigan, Westmoreland once again, on a later occasion, asked him if he was for the Union. Jernigan told Westmoreland he was not. Nothing else was said in the conversation. D. Jernigan testified Plant Manager Westmoreland talked to her alone at her work station around August 20. In the conversation, he asked her if she had heard 3 L. Jernigan said he could have been, but was not, suspended for being late for work that evening. 4 L. Jernigan said that under company policy, he could have been sus- pended. He said he had not openly expressed his union sentiments at the time of this second incident. about the Union having a meeting. D. Jernigan told Westmoreland she had been at the meeting. Westmore- land asked what happened. D. Jernigan told him the em- ployees had talked about problems they faced at the Company. Westmoreland wanted to know how many employees attended the meeting. Jernigan told him ap- proximately 20 to 25. Westmoreland wanted to know who spoke at the meeting and D. Jernigan told him she really did not know. D. Jernigan told Westmoreland one woman had complained that she was being forced to take a job she did not want. Westmoreland wanted to know which employee but D. Jernigan refused to tell him. D. Jernigan told Westmoreland she (Jernigan) had complained at the meeting about being written up for being 1 minute late in reporting for work. D. Jernigan stated Westmoreland asked what she thought it would take to stop the Union. D. Jernigan told Westmoreland he was going to have to talk to the employees who had problems because they were the ones most upset with the Company. Westmoreland then asked D. Jernigan if she thought there was enough interest in the Union to bring it in at the Company. D. Jernigan told Westmore- land she thought there was. Westmoreland told Jernigan the employees had tried before to bring in a union but had been unsuccessful and added they did not need a union. Jernigan stated Westmoreland walked off at that point. D. Jernigan testified about another meeting with West- moreland that took place around August 26 in West- moreland's office following a production meeting that Jernigan had attended. Westmoreland asked D. Jernigan to stay after everyone else had left the production meet- ing. D. Jernigan testified Westmoreland leaned close to her and told her what he had to say was just between the two of them and should not be repeated outside his office. Westmoreland told D. Jernigan he knew what was going on at the plant. She asked if he meant the Union and Westmoreland said he did. D. Jernigan ac- knowledged she knew and Westmoreland told her if she would take care of him, he would take care of her and then walked out of his office. Banks testified that on one occasion in August, Plant Manager Westmoreland came by his work station on a golf cart and invited him to take a ride. The two of them proceeded to the trash compactor area where, according to Banks, Westmoreland asked "What would it take for [him] to stop it?" Westmoreland commented that Banks had been the spokesperson for the group for so long and again asked what it would take. Banks told Westmore- land the Company had waited too long to do something about "it." Banks also told Westmoreland he was 100 percent for "it" and then Westmoreland drove off on his golf cart. Banks said the word "union" was never men- tioned in the conversation but he understood Westmore- land to be talking about the Union. Plant Manager Westmoreland, although called as a witness by both the Company and the government, did not testify about the above conversations involving the two Jemigans and Banks. Accordingly, I accept the three witnesses' above-outlined uncontradicted testimony regarding their conversations with Westmoreland. COLUMBIAN ROPE CO. 1203 I find Westmoreland's comments to L. Jernigan in early August reasonably tended to coerce him. L. Jerni- gan was late reporting for work and was rightly con- cerned about being disciplined under the Company's pro- gressive disciplinary procedures. Westmoreland told L. Jernigan that he was not worried about L. Jernigan's being late and further assured Jernigan that if he would take care of him (Westmoreland) he (Westmoreland) would take care of L. Jernigan. Westmoreland made sure L. Jernigan understood he was talking about the union situation at the Company. That Westmoreland could de- liver on his promises is evident from the fact that except for the president, Westmoreland was the highest official at the Company. This fact would not have been lost on L. Jernigan. It was implicit in Westmoreland's comments that not only would L. Jernigan not be disciplined for the occasion at hand but he would be provided some un- specified benefit in the future if he took care of West- moreland with respect to the Union. In mid-August when L. Jernigan again had an attend- ance problem that could have resulted in his being sus- pended, he was not. Thereafter, Plant Manager West- moreland asked L. Jernigan if everything had been worked out regarding this attendance problem and when told it had been, Westmoreland asked L. Jernigan what he thought about "this union talk" at the Company. Westmoreland's inquiry of L. Jernigan on this latest oc- casion constituted unlawful interrogation in violation of Section 8(a)(1) of the Act. Westmoreland's questioning of L. Jernigan took place in the context of his reminding L. Jernigan that his attendance problems at the Company had once again been taken care of. I note that L. Jerni- gan had not revealed his true sentiments about the Union at this or the earlier time when Westmoreland intervened to help him but rather had expressed his opposition to the Union. Westmoreland neither had nor expressed to L. Jernigan any valid purpose for questioning him. I am persuaded that Westmoreland's questioning D. Jernigan on or about August 20, had a reasonable tend- ency to interfere with, restrain, and coerce her in the ex- ercise of her rights guaranteed by Section 7 of the Act, and, as such, violated Section 8(a)(1) of the Act. First, Westmoreland initiated the questioning. Secondly, he not only asked about a union meeting that had taken place, but inquired further about how many employees had at- tended the meeting, what had happened at the meeting and who, among the employees, spoke at the meeting. When told that a specific employee had complained about the Company, Westmoreland sought to find out the identity of that employee. Thirdly, in the same con- versation, Westmoreland went even further and asked D. Jernigan what she thought it would take to stop the Union. Fourthly, Westmoreland inquired about the over- all strength of the Union at the Company. Accordingly, on balance, I am persuaded Westmoreland's questioning of D. Jernigan not only constituted unlawful interroga- tion but his inquiry as to what it would take to stop the Union constituted a solicitation of grievances with an im- plied promise to remedy the same.5 5 As is the case with D. Jernigan, I find Westmoreland violated the Act by soliciting employee grievances and impliedly promising to I find Westmoreland's comments to take care of D. Jernigan if she took care of him with respect to the Union constituted an unlawful promise of unspecified benefits in violation of Section 8(a)(1) of the Act. West- moreland's comments took place in the seat of authority at the plant, namely his office, and he made sure D. Jer- nigan understood he was referring to the Union when he asked her to take care of him and he in turn would take care of her. 3. Further alleged unlawful conduct involving Plant Manager Westmoreland It is alleged at paragraph 9 of the complaint that the Employer, acting through Plant Manager Westmoreland, on or about August 21, interrogated employees concern- ing their activities on behalf of and support for the Union as well as the union activities of other employees. It is also alleged that on or about July 21, he solicited employee complaints and grievances and promised em- ployees increased benefits and improved terms and con- ditions of employment. Employee Lenell Daniel (Daniel) testified that near the end of July after the Union had started its organizing drive, Westmoreland talked to him about the Union. Daniel said he was at the timeclock about to clock out when Westmoreland told him to remain on the clock and they would go for a ride to talk. While riding Westmore- land asked Daniel if he had heard about the union activi- ties at the Company. Daniel said he had and Westmore- land wanted to know what he thought he should do about it. Daniel told Westmoreland to talk with the em- ployees and find out what they were complaining about. Westmoreland then asked Daniel if he was going to get involved in it and he assured Westmoreland he was not. Daniel also testified that sometime after his ride with Westmoreland that Westmoreland came to his work sta- tion and asked if he knew where the employees were going to hold a union meeting. Daniel told Westmore- land he did not but could find out. Westmoreland asked Daniel if he was planning on attending the meeting. Daniel told him he was not. Daniel testified Company President Ludt walked up at that point and commented that the union thing scared Westmoreland. Daniel agreed and Ludt and Westmoreland walked away. Daniel testified he attended one of the employee group meetings conducted by Westmoreland on July 21. He stated Westmoreland asked the employees what their problems were and they made suggestions at the meet- ing. He said one employee, for example, asked that the Company put up a suggestion box which he said the Company thereafter did. Daniel said Westmoreland stated at the end of the meeting the Company did not want a union at its plant. D. Jernigan testified about the July 21 meeting she at- tended at which Westmoreland spoke. She stated West- moreland said the Company would like to hear whatever ideas, suggestions, or problems the employees had. D. Jernigan said the employees discussed "vacations," "the remedy the same when he asked Banks in August, "What would it take for [Banks] to stop it [the Union]." 1204 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD raise that was expected," and "something about insur- ance." D. Jernigan told Westmoreland "Since so many people are having problems and you don't want a union to come in [she thought an employee committee that would work sort of like the safety committee would help a lot of these problems." Westmoreland told D. Jernigan he did not know if that could be accomplished but he would check into it, that he thought it was a good idea. An employee committee was later formed but, according to D. Jernigan, it did not work out as well as she had thought it would. Large rope department employee Carl Scales (Scales) testified about the July 21 meeting he attended. Accord- ing to Scales, Westmoreland told the employees he knew there was trouble in the plant and that a lot of the em- ployees were dissatisfied, therefore, he wanted sugges- tions from them regarding what should be done. West- moreland specifically asked Scales for suggestions but Scales made none. Westmoreland told the employees he was aware they were trying to organize a union at the Company but the Company did not have time to negoti- ate with a union. Plant Manager Westmoreland testified he, along with personnel assistant Cooley, met with all employees on either July 21 or 22 in small departmental group meet- ings. He said employees made various suggestions at the meetings such as establishing an employee communica- tions committee and putting up a suggestion box at the plant. He testified other subjects such as holiday pay, va- cation days, and air-conditioning in the facility were also discussed. Westmoreland said he and Cooley made notes of the employees' comments and suggestions so they could get "a general . . . overview of the whole thing." Westmoreland said he mentioned at the conclusion of at least some of the meetings that he understood there was some union activity in the plant and that the Company was not in favor of having a union because of "an un- pleasant experience with labor unions" at another loca- tion. Westmoreland said that after the meetings, certain of the employees' comments and suggestions were acted upon. He said an employee communications committee was established and met on one occasion. He also stated an employee suggestion box was set up in the plant. Westmoreland testified it had been his practice to hold departmental meetings with employees during his entire employment with the Company. He said he would "give this spiel of what [he] had to tell [the employees] and then solicit questions and responses from [the employ- ees]." Westmoreland stated, "we usually [got] some pretty good things" from the employees comments and suggestions. He testified that employee concerns includ- ing air-conditioning (which he said had been trouble- plagued all along), vending machines, parking lot lights, floating holidays, and "just housekeeping. . . day-to-day things" had been discussed and acted upon pursuant to employee suggestions ever since he had been there. Westmoreland testified he sometimes met with employ- ees in small departmental meetings as often as twice per week but that the meetings were usually "event driven" and as such were not scheduled for any specific time or date. Westmoreland testified he had met with all depart- ments in separate meetings but could not recall the spe- cific dates of the meetings or what subject matters had been discussed on any given dates. Westmoreland said Cooley had not accompanied him on previous meetings, however, he added she had only been with the Company for a short time. Westmoreland was not questioned about any conversation[s] he may have had with discharged em- ployee Daniel near the end of July. Accordingly, I accept Daniel's uncontradicted testimony regarding his conversations with Westmoreland as set forth earlier. I am persuaded, under all the circumstances, that Westmoreland engaged in unlawful interrogation when he questioned Daniel in late July about the Union. West- moreland specifically sought Daniel out and questioned him while the two were riding around the local area. Daniel could not easily have broken off the conversation even if he had wanted to. Westmoreland not only asked Daniel if he had heard about union activities at the Com- pany but he also wanted to know specifically if Daniel was going to get involved with the Union. Westmore- land did not stop his questioning at that point but pro- ceeded further and asked Daniel what he thought should be done about the Union. This additional inquiry of Westmoreland constituted a solicitation of grievances with an implied promise to remedy the complaints. That Westmoreland's comments amounted to a solicitation of grievances is illustrated by Daniel's answer to Westmore- land's inquiry in that he told Westmoreland he should talk with the employees to find out what their com- plaints were. Westmoreland likewise engaged in unlawful interrogation when he, on a later occasion, asked Daniel if he knew where the employees were going to hold a particular union meeting. Again, this was not a simple limited inquiry in that Westmoreland also asked Daniel if he was planning on attending the union meeting. For Daniel to respond to Westmoreland's questions, he had to reveal his sentiments toward the Union. It is not disputed that Plant Manager Westmoreland held a series of meetings with employees on or about July 21 at which employee dissatisfactions with the Company were sought out and discussed. The question is whether Westmoreland's actions constituted a solicitation of employee grievances with an implied promise to remedy such grievances. Absent a previous practice of doing so, the solicitation of grievances during an organi- zational campaign accompanied by a promise, expressed or implied, to remedy such grievances violates the Act. See Reliance Electric Co., 191 NLRB 44 (1971) and Raley 's, Inc., 236 NLRB 971 (1978). It is the promise, ex- pressed or implied, to remedy the grievances that consti- tutes the essence of the violation. Solicitation in the midst of a union campaign inherently constitutes an im- plied promise to remedy the grievances. Gurley Refining Co., 285 NLRB 38, 40 (1987). The fact an employer's representative does not make a commitment to specifical- ly take corrective actions does not abrogate the anticipa- tion of improved conditions expectable for the employees involved. In the case sub judice, Westmoreland invited the airing of employee concerns, complaints, and sugges- tions and advised the employees he would check into their concerns to see what could be done about them. COLUMBIAN ROPE CO.. 1205 Certain of the employee suggestions and concerns were adopted or acted upon. Examples were that the Compa- ny, as suggested by an employee, establish an employee communications committee and placed an employee sug- gestion box in the plant. All of this took place during the time the Union was engaging in an organizational cam- paign at the Company. Furthermore, Westmoreland made mention at the July 21 meetings that the Company understood there was union activity going on at the time and that the Company did not want, or favor, a union. Absent a past practice of soliciting employee grievances and acting thereon, Westmoreland's actions after and comments at the employee meetings violated the Act. I am persuaded Westmoreland had just such a past prac- tice of airing employee complaints and acting thereon. He credibly testified it had been his past practice to hold employee departmental meetings, sometimes as often as twice a week, where he would give his "spiel" on some matter and then "solicit questions and responses" from the emplayees. Westmoreland testified he had received some "pretty good" suggestions from the employees in past meetings. Some of the concerns aired at the pre-July meetings such as air conditioning and holidays were also aired at the July meetings. Thus, I am persuaded the Company established it had a past practice of airing "day-to-day" problems of the employees at various types of employee meetings. Accordingly, I shall dismiss the allegations of paragraph 9(b) of the complaint. 4. The solicitation rule from April 21 to September 1, 1988 It is alleged at paragraph 10 of the complaint that since on or about April 21 until on or about September 1, the Employer maintained the following rule in its em- ployee handbook: SOLICITATIONS. The company wishes to protect its employees from annoying requests for contributions, etc. No solicita- tion for any reasons may be made without written permission of the personnel manager. The Company does not dispute the above complaint allegation but asserts it changed the rule as soon as it was informed by its labor counsel that the rule was in- valid. Employee Banks testified that near the end of August, he distributed leaflets for the Union in the brealcroom at the plant. He said Personnel Assistant Cooley told him he could not pass out leaflets of any kind unless she checked them first. She then asked to see one of his leaf- lets which she retained. According to Banks she said he could not pass them out at any time at the Company. Banks said he asked why and Cooley told him such was prohibited by the employee handbook. Banks asked Cooley to show him the part of the handbook she re- ferred to. She promised to do so later that day. Some- time later that same day, Banks again asked Cooley to show him the handbook provision she referred to. Banks testified that just before the workday ended, Cooley posted a notice on the bulletin board and also informed him that the Company's solicitation policy set forth in the employee's handbook would no longer be followed. Employee Angela Collins (Collins) testified she and cer- tain other employees distributed prounion pamphlets in and just outside of the breakroom in late August for a few days until Personnel Assistant Cooley posted a notice on the bulletin board about solicitation. According to Collins, Cooley said the employees could not solicit nor distribute literature of any kind in the plant. Personnel Assistant Cooley posted the following notice on the bulletin board at the Company on Septem- ber 1: Notice to All Employees All prior rules pertain[ing] to solicitation and distri- bution by employees (regardless of whether they appear in handbooks, on bulletin boards or else- where), are revoked immediately. The new rules re- garding solicitation and distribution by employees, which now become effective, are as follows: Employees are prohibited from soliciting during working time. Distribution of literature and other material is prohibited in work areas at all times and in nonwork areas during working time. Solic- itation and distribution may not be engaged in either during the working time of the employee subjected to the solicitation or distribution or the working time of the employee engaging in such conduct. No littering of Company property is permitted at any time. Cooley denied speaking with Collins about the solicita- tion policies of the Company. She further denied telling Collins she could not distribute union literature or that the employee handbook had been modified to prohibit all distribution of literature. There is no dispute but that the solicitation rule con- tained in the employee handbook up until September 1 was invalid under the Act. However, there is no conten- tion that the new rule posted on September 1 is invalid in any manner. The notice to all employees posted on Sep- tember 1, made it clear that all prior rules were immedi- ately revoked and that the new rule was the policy of the Company. Employees Banks and Collins testified that Cooley prohibited them from distributing union literature in late August. Banks testified he was precluded from distribut- ing union literature for a portion of one day but was on that same day personally informed the old rule was no longer in effect and advised of the Company's new policy. I have not relied on Collins' testimony to estab- lish any actions she asserts Personnel Assistant Cooley took against her and other employees. Cooley impressed me that she testified truthfully when she said she never discussed the Company's solicitation or distribution poli- cies with Collins. I likewise credit her testimony that she never told Collins the employees could not solicit or dis- tribute literature of any kind in the plant. Although the old rule set forth in paragraph 10 of the complaint is in- valid, the Company has conclusively established it re- voked that rule and there is no showing the new rule has been invalidly enforced in any manner on or after Sep- 1206 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD tember 1. In fact, the only established enforcement of the old rule was for less than a full day and only involved one employee. In light of the above, I shall dismiss para- graph 10 of the complaint. 5. Alleged restriction of employees to the breakroom or working areas while on breaks It is alleged at paragraph 11 of the complaint that the Employer, acting through Shipping Supervisor John Evans, disparately restricted an employee to the employ- ees' break area or to the employees' work area during breaktime because of the employee's union membership, activities, and sympathies. Employee Banks testified that prior to his involvement with the Union, he spent portions of his breaktime talk- ing with various employees at their workstations during the employee's working time. He said he visited through- out the plant but spent most of his breaktime in the con- version and extrusion departments. Banks testified he had been observed doing so by various supervisors including Plant Manager Westmoreland. Banks said that after the advent of the Union and after he had openly demonstrat- ed his support for the Union, his supervisor, Evans, told him he would have to stay in his own work area or in the breakroom during his breaktimes. Banks testified he asked Evans about other employees visiting different de- partments. He stated Evans said the restrictions applied to them also. Banks said he stop going to the conversion department but that others (Mise Tynes, Melvis Harris, and Eddie McGee) did not.° Banks acknowledged he and conversion department employee L. Barnes were good friends and that he liked to visit with her when he was on break. He stated that in fact he spent a great number of his breaks at Barnes' work station. While visit- ing in the conversion department he said he even touched employee Barnes but he denied being aware there were any complaints by employees who worked around Barnes about his visiting with her or his conduct toward her.7 Plant Manager Westmoreland testified the conversion department supervisor complained to him in the summer of 1988 that employee Banks was spending his break- times in the conversion department with employee L. Barnes at times when Barnes was not on break. West- moreland testified he had, from time to time, observed 6 Employee Linda Barnes (L. Barnes) corroborated Banks' testimony as outlined above to the extent she stated Banks freely came to her de- partment before the open union activity at the plant started but that after that time he ceased to do so. She stated employees Tynes and Hams never stopped coming to her department. Employee Bridgette Anderson (Anderson) also testified Banks came to the conversion department prior to the advent of the Union but stopped doing so after that time. She stated Harris never stopped at all. Employee Nell Bishop's testimony was essentially the same as that of Anderson with respect to Banks' visits to the conversion department. 7 L. Barnes stated Supervisor Peden told her at the time Banks was coming into the department that an employee had complained about Banks visiting with her. L. Barnes testified Peden said, "[cl]on't pay it any attention they're just jealous. They're just jealous he don't talk to them . . . just do your job and don't worry about it." Employee Bishop testi- fied Banks touched Barnes when he visited the department and stated there were complaints from other employees in the department about Banks coming in and rubbing up against Barnes and creating a scene in the department. Banks visiting in the conversion department and had asked him not to do so. Westmoreland stated Banks visits to the that department had "gotten worse." Westmore- land said he met with the conversion department super- visor as well as with Banks' immediate supervisor, Evans. He said he told the two supervisors "we're just going to have to stop this. It is bad enough to be hap- pening, but when the people—co-workers start complain- ing, then we are going to have to do something about it." Westmoreland instructed Supervisor Evans to stop Banks' disruptive activities and how he (Evans) handled it was fine with him that he just did not want to hear about it any more. Westmoreland said other employees went into the conversion department but that none stayed or had long meetings or had physical contact with the employees. Westmoreland testified Supervisor Evans spoke to several employees about visiting other departments at the time he spoke with Banks about his visits to the conversion department. Westmoreland said Banks was not told not to go into the conversion depart- ment but rather was told not to go there and sit down. Westmoreland pointed out that Banks had to go through the conversion department in order to perform portions of his assigned duties. Westmoreland stated employees Tynes and Harris were also specifically told not to hang around in the conversion department. There is no doubt that Banks was a strong union sup- porter. His support for the Union was well known to the Company at the time he was spoken to by Supervisor Evans about visiting other departments. Furthermore, Plant Manager Westmoreland specifically knew of Banks' union sentiments at the time he instructed Super- visor Evans to speak with Banks about his visiting around at the plant. Notwithstanding the above, I am persuaded the restrictions the Company placed on Banks in August were not an attempt to prevent him from en- listing additional support for the Union as contended by counsel for the General Counsel but rather were for valid business considerations. Counsel for the General Counsel failed to establish that Banks was treated differ- ently from other employees or that the reasons advanced by the Company for the restrictions were pretextual. First, the restrictions placed on Bans were as a result of, and in response to, complaints about his engaging in dis- ruptive conduct in the conversion department in that he was visiting with and touching an employee in that de- partment. It is undisputed that this was the first time Plant Manager Westmoreland had been made aware of any complaints of this nature. There is no showing that any of the other employees that allegedly visited the conversion department had engaged in any conduct simi- lar to that engaged in by Banks. That such conduct took place is not disputed. Banks admits he spent a great deal of his break times at L. Barnes' machine and that he touched her. Employee Bishop testified Banks and L. Barnes touched and stated she was aware there were complaints from employees "about Mr. Banks coming in and rubbing up against Ms. Barnes and creating a scene in the department." Even L. Barnes acknowledged she was told by her supervisor about an employee complaint related to Banks coming into the department to visit COLUMBIAN ROPE CO. 1207 with her. Secondly, Banks acknowledged Supervisor Evans told him the restrictions applied to other employ- ees as well as to himself. Employees Tynes and Harris were specifically told not to hang around in the conver- sion department. Thirdly, I note Westmoreland and Evans did not totally restrict Banks from the conversion department but rather restricted him, as well as others, from sitting down or hanging around in that department. Because I find the Company did not restrict Banks or any other employee because of their union activities, I shall dismiss paragraph 11 of the complaint. 6. The November general wage increase It is alleged at paragraph 12 of the complaint that on or about November 1, the Employer announced and granted to its employees a 35-cent hourly increase in wages. It is undisputed that on November 1, the Company an- nounced a 35-cent per-hour general wage increase effec- tive on or about November 6. It is also undisputed that the Board conducted a representation election at the Company on November 2. President Ludt testified it had been the Company's practice for 3 or 4 years to review employees' wages and grant increases on or about August 1 of each year. According to President Ludt, the Company did not follow its August 1 review of wages and granting of a pay increase in 1988 because of the fi- nancial condition of the Company. President Ludt noti- fied the employees in writing on July 14, about the finan- cial condition of the Company. The letter, a copy of which was given to all employees on that date, reads in part as follows: Our slump in financial performance continued in May. We lost $36,887 on sales of $963.659. Efficiency was also low at .65%. June figures are not ready yet. I am hoping we will show at least a break even with no losses for June. Last year we agreed to review compensation this year on August 1. In view of our recent poor financial performance I don't feel it is in our best interest to raise wages and salaries right now. Since we are losing money it is best to use what funds we have to buy materials and supplies to keep the plant and our jobs going. I would like to suspend consideration of all wage and salary increases (both plant and office) for three months, until November 1, and I hope you will agree and bear with it until that time. President Ludt testified that at the time he prepared and distributed his July 14 letter, he was unaware of any union activities at the Company.° Ludt's testimony in this respect is generally supported by employee Scales who was the one that first contacted the Union.° 8 There is no contention that the July 14 postponement announcement violated the Act in any manner. ° Scales said he first contacted the Union at its Chicago, Illinois loca- tion around the first of July. The Chicago office of the Union referred him to one of its locals in Mississippi. Scales said that after he did not hear from the Union for a week or so, he again called the Union's Chica- go office. Scales stated someone from the Chicago office informed him President Ludt testified that around November 1, he "studied the wage situation in the community" and "the [C]ompany's progress on its restructuring" and notified the employees there would be a pay increase." Ludt issued a memoranda on wages to all employees on November 1 that reads in part as follows: As promised on July 14th, compensation has been reviewed. A general wage increase of 35 cents for all hourly employees will go into effect for the pay- roll period beginning November 6, 1988. President Ludt testified that on two prior occasions (1986 and 1987), scheduled wage increases had been postponed by the Company. Ludt said the August 1986 wage increase was delayed for financial reasons until February 1987. He stated the August 1987 wage increase was not given until October of that year due to an over- sight on the part of the Company. Counsel for the General Counsel contends the timing of the 1988 wage increase, which was 1 day before the Board conducted a representation election at the Compa- ny and the amount of the increase which was greater in cents per hour than in previous years, clearly demon- strated the Company's motivation" was to influence its employees to vote against the Union and as such the Company's actions violated the Act as alleged in the complaint. The Company, on the other hand, asserts President Ludt was not aware of any union activity when he an- nounced the postponement of the review and increase of wages from August until November. Furthermore, the Company contends there was no way for President Ludt to have known back in July that the November 1 date set to review an increase in wages would fall 1 day before a Board-conducted election at the Company. Fi- nally, the Company contends it was simply following Board law of proceeding with the granting of benefits as it would have done had the Union not been conducting an organizational campaign at its facility. I find merit in the Company's position with respect to its granting a general wage increase to its employees in November. First, the evidence reflects the Company had a past practice of delaying or postponing wage increases for, among other reasons, financial considerations. Thus, there was nothing novel about the Company delaying wage increases. Secondly, although the timing of the an- they had in fact contacted a local in Mississippi and someone from that local would be contacting him soon. Not long thereafter, someone from a Mississippi local of the Union did contact Scales and told him they would be sending a representative of the Union to meet with the employees. Scales said it was at that point that he told the other employees of his contacts with the Union. 1 ° The reports Ludt said he studied were the North Nississippi wage Surveys for 1986, June 1987, and May 1988, along with the Mississippi State Employment Service Labor Market Trends Reports for 1985 and September 1988, which reports reflect the unemployment rates for the State of Mississippi. Ludt said he compared the above to the Company's own wage rates and determined an Increase was appropriate. " In support of her contention that the Company's motives were un- lawful in announcing and granting the 1988 wage increase, counsel for the General Counsel points to the fact that some of the information Presi- dent Ludt indicated he relied on in arriving at his decision to grant the wage increase was outdated. 1208 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD nouncement and granting of the increase may have been beneficial to the Company, such does not, standing alone, require a finding that the Company's actions were unlawfully motivated. Company President Ludt credibly testified that at the time he announced the delay for the wage review and increase for 1988 he was unaware of any union activities at the Company. In his July an- nouncement, he informed the employees the matter would be delayed until November 1. Thus, Ludt estab- lished the November 1 date at a time when he could not have know the Board would schedule a representation election at the Company on November 2. Further evi- dence that he could not have known is demonstrated by the fact the Union did not file its petition in Case 26- RC-7090 until September 2. Thus, the timing, standing alone, does not establish the Company was unlawfully motivated in its actions related to the November 1 wage increase. Furthermore, the amount of the November in- crease was not excessive nor was it out of line with pre- vious increases. The evidence reflects that in percentage terms, the November increase was smaller than one pre- vious increase and larger than another. Finally, the pur- pose for this increase, as testified to by President Ludt, was to bring the employees' wages into line with wages being paid to similarly situated employees in the general area. Thus, in light of all the above, I find counsel for the General Counsel has failed to establish the Company violated the Act when it announced and granted its em- ployees a 35-cent-per hour general wage increase in early November. Accordingly, I shall dismiss paragraph 12 of the complaint. 7. The wage rate reduction for employee Banks It is alleged at paragraph 13 of the complaint that on or about a date between August 29 and September 16, the Employer reduced the wage rate for its employee Banks. Banks testified that prior to the time he was laid off, and he could not be more specific with respect to the date, 12 he was given a 50-cent per hour reduction in pay. Banks testified on direct examination that Plant Manager Westmoreland told him his wages were being reduced to make his pay equal with the rest of the em- ployees. During cross-examination, Banks denied his 50- cent-per-hour wage reduction resulted from or was relat- ed to the fact he no longer served as a section leader or as an acting supervisor for the Company. He did, how- ever, acknowledge while being cross-examined that he was told when he worked as an acting supervisor, he would be paid 25 cents more per hour and also that when he served as a section leader he would be paid an extra 25 cents per hour. Banks at some point had worked in both positions but acknowledged that at the time his wages were reduced, he was no longer working as an acting supervisor or as a section leader. Plant Manager Westmoreland testified he made the de- cision to reduce Banks' wages by 50 cents per hour just 12 Banks could not say if his wage reduction occurred before or after he and others delivered a letter to the Company identifying the members of the Union's in-plant organizing committee. As noted at various places herein, that letter was delivered on August 29. prior to the time Banks and the others were laid off in September. Westmoreland said it was brought to the Company's attention that some employees were being paid out of classification and that when a review of the Company's records indicated that was the case, Banks' wages were reduced. Personnel Assistant Cooley testi- fied that employee Lamar Banks complained to her in August that some employees, whom he did not identify, were being paid more than they were entitled to based on the type of work they were performing. Cooley looked into the matter and discovered Banks and Verne- dia Robinson were being overpaid by Banks by 50 cents and Robinson by 25 cents per hour. She testified the records established Banks was overpaid based on the fact he had served as an acting supervisor and also as a sec- tion leader on different occasions and had been given a 25-cent-per-hour wage increase for each function. Cooley said the increases should have been but never were thereafter rescinded even though Banks ceased to perform either of those two duties. Cooley testified Rob- inson's wages were reduced 25 cents per hour at the same time that Banks' wages were reduced. Cooley said she informed both Banks and Robinson that the Compa- ny's records indicated they were being paid too much and as such their wages would be reduced." Cooley as- serted Banks said he understood his wage reduction and that Robinson gave her okay to the reduction in her wages. Cooley testified she had changed various other employee wages during her employment with the Com- pany. She stated that, for example, Cletus Traylor's and Vic Gardner's wages were adjusted upward in 1988 when it was discovered they were not being paid proper- ly. She said employee Judy Lawrence's wages were ad- justed downward in that she was being overpaid. Personnel Assistant Cooley impressed me as a self-as- sured, calm, relaxed, articulate, and truthful witness. Thus, based on her credited testimony, I am persuaded the Company reviewed its records with respect to Banks and other employees' wages only after it was brought to the Company's attention that certain employees were being mispaid. I am also persuaded it was Personnel As- sistant Cooley who informed Banks of his wage reduc- tion and the Company's reasons for doing so. In this regard, I note Banks admitted he had been told at the time he filled the positions in question that he would be paid an additional 25 cents per hour for working as a section leader and for serving as an acting supervisor. Banks also acknowledged he had worked in both posi- tions but was no longer doing so at the time of his reduc- tion in wages. Although Banks was very openly active for the Union and had statements made to him by Com- pany management that violated Section 8(a)(1) of the Act, and although his wage reduction came after the Company became aware of his union activities, I am nonetheless persuaded his wages would have been re- duced even in the absence of any union activity on his part. The review of the wages came about as a result of an employee complaint. An employee known to the 13 Cooley stated she knew Robinson opposed the Union when she re- duced her wages. COLUMBIAN ROPE CO. 1209 Company not to be supporting the Union had her wages reduced as a result of the same wage review that result- ed in Banks' wage reduction. Making wage adjustments after errors had been discovered was nothing new at the Company. Other employees' wages had been adjusted both upward and downward prior to the Banks!- Robinson adjustments. In light of all the evidence, I am persuaded the Company would have adjusted Banks' wages even in the absence of any protected conduct on his part. Accordingly, I shall dismiss paragraph 13 of the complaint. 8. The September 1 written warning given D. Jernigan It is alleged at paragraph 14 of the complaint that the Employer, on or about September 1, issued a written warning to its employee D. Jernigan. That D. Jernigan was given a written warning on or about September 1, related to timely attendance is not disputed. Nor is there any dispute that the Company was aware she supported the Union at the time she was given the warning. D. Jernigan's union activities, which included signing the Union's in-plant organizing committee members' letter given to the Company on August 29, are detailed elsewhere in this Decision. Personnel Assistant Cooley testified she made the deci- sion to give the September 1 warning to D. Jernigan. She said she did so because D. Jernigan reported late (6:02 a.m. instead of 6 a.m.) for work on that date. Ac- cording to Cooley, it was D. Jemigan's third incident of being tardy within 6 months and as a result she was given a written verbal warning. Cooley testified she knew D. Jernigan had been instructed to report at 6 a.m. on the date in question because there had been some problems keeping track of employees being tardy in Jer- nigan's department because the reporting times for that department had not always been constant. Cooley said she had discussed the matter with D. Jernigan's supervi- sor, Mears, prior to September 1 and D. Jernigan was to have reported for work on that date at 6 a.m. Six-year employee D. Jernigan testified she served as a section leader in her department and that as such it was her job to insure the machines in her area of responsibil- ity were ready to operate at the beginning of her shift and that she was required to attend daily production meetings. D. Jernigan said the only thing she was told with respect to reporting for work was that she had to be at work in time for the 6:45 a.m. daily production meetings. She stated she was usually at work by 6 a.m. but sometimes reported as early as 5 a.m. and as late as 6:30 a.m. depending on what work needed to be done on any given, day. D. Jernigan testified her supervisor, Mears, asked her one afternoon prior to the September 1 warning what time she and the others in her area report- ed for work. D. Jernigan told Mears she came in at 6 a.m. and the others usually came in at 7 a.m. D. Jernigan testified Mears told her they all would have to start re- porting for work at the same time either at 6 or 7 a.m. D. Jernigan said she told Mears if they came in at 6 a.m. that would mean the employees would be on overtime and she did not know if there would always be work for the employees to perform on overtime. According to D. Jernigan, Hears then told her to come in at 7 a.m. D. Jernigan said she asked Mears if she still would be re- quired to attend the 6:45 a.m. production meetings. When Mears told her she would, she asked if he wanted the employees there at 6 or 7. She testified Mears told her he did not know but would let her know after he had an opportunity to speak with Plant Manager West- moreland." D. Jernigan testified that the very next day after the Mears' conversation she reported for work at 6:30 a.m. She stated that around 8 a.m. that same morn- ing, Supervisor Mears brought her a "pink slip" to sign. She asked Mears what for, and he told her it was for "clocking in late" that morning. D. Jernigan told Mears she was at work by 6:30. D. Jernigan testified Mears told her she was supposed to have reported for work that morning at 6 a.m. D. Jernigan said she complained to Nears that he was supposed to have, but had not, gotten back with her the day before to tell her what time he and Plant Manager Westmoreland wanted her to report for work. Jernigan refused to sign the warning and again asked what time the Company wanted her to report for work. She said Mears told her she was supposed to report for work at 6 a.m. daily. D. Jernigan specifically testified that on the morning she received the warning, she reported for work at 6:30 a.m. not 6:02 a.m. At trial, Jernigan reviewed her time cards for a 3-week period and picked a Thursday as the date she contends she was disciplined for reporting late. Her time card for the Thursday that she said was the date in question reflects she reported for work at 6:28 a.m. Plant Manager Westmoreland testified D. Jernigan was to have been at work at 6 a.m. on September 1. He ex- plained the Company had been having problems in some departments with respect to reporting times and as a result of such problems, he met with his supervisors and assigned reporting times for the employees in the prob- lem areas. He said D. Jernigan was assigned a specific re- porting time and that Supervisor Nears so informed her. The record evidence persuades me that D. Jernigan re- ceived the written verbal warning in question on Sep- tember 1 for reporting at 6:02 a.m. instead of her re- quired 6 a.m. reporting time. First, the timecards for Jer- nigan for the 3-week period beginning with August 15, and ending with September 2 reflects that on September 1 she reported for work at 6:02 a.m. The time card date that Jernigan contends is the one for which she was dis- ciplined would place the date of the discipline as Thurs- day, August 24. Jernigan, however, was certain she was disciplined after she had signed the August 27 letter indi- cating she was a member of the Union's in-plant organiz- ing committee. Thus, it appears she was disciplined for reporting at 6:02 on September 1. I am also persuaded she knew she was supposed to report for work at 6 a.m. on that date. Both Personnel Assistant Cooley and Plant 14 D. Jernigan could not recall exactly when the above conversation took place She guessed it was 2 or 3 weeks before the layoff. However, she stated it was definitely after she signed the August 27 letter to the Company identifying herself as a member of the Union's in-plant orgamz- ing committee. 1210 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Manager Westmoreland indicated Supervisor Mears had so informed her. If D. Jernigan had not been required to report at 6 a.m. on September 1, I am persuaded she would not have reported at just 2 minutes past that hour. In light of the above findings, did the Company vio- late the Act in disciplining D. Jernigan for being tardy on September 1? I am persuaded counsel for the General Counsel has presented evidence "sufficient to support an inference that protected conduct was 'a motivating facto?" in the Company's decision to discipline D. Jerni- gan. First, there is no dispute that she supported the Union and that Personnel Assistant Cooley and Plant Manager Westmoreland knew of her support for the Union at the time she was disciplined. Second, D. Jerni- gan's discipline came just 5 days after she and others had signed the Union's in-plant organizing committee's mem- bers letter and 3 days after that letter was presented to Plant Manager Westmoreland. Westmoreland's state- ments to and questions asked of D. Jernigan—found vio- lative of Section 8(a)(1) of the Act—about union meet- ings, how many employees had been attending such meetings, and what it would take to stop the Union at the Company establishes the Company's union animus. Based on the foregoing, counsel for the General Counsel has established a prima facie case. I am, however, per- suaded the Company met its burden of demonstrating it would have taken the action it did even in the absence of any protected conduct on D. Jernigan's part. First, Jerni- gan was given a specific time to report for work on the occasion for which she was disciplined. She failed to report by the specified time. Secondly, according to Per- sonnel Assistant Cooley, this was Jernigan's third such offense in 6 months. Under the Company's attendance control policy, D. Jernigan received the discipline called for. I simply find unbelievable D. Jernigan's testimony that she was unaware of the Company's attendance con- trol policy. The credited evidence establishes a copy of the Company's attendance control policy had been given to all employees and a copy had been posted on the Company's bulletin board. Support even of an active and open nature by an employee for a union does not shield the employee from otherwise valid discipline for violat- ing an employer's rules or policies. In light of all the above, I conclude the Company would have disciplined Jernigan for violating its attendance control policy even in the absence of any protected conduct on her part. Ac- cordingly, I shall dismiss paragraph 14 of the complaint. 9. The written warning given employee Sara Barnes It is alleged at paragraph 15 of the complaint that the Employer, on or about September 5, issued a written warning to its employee S. Barnes. S. Barnes testified she commenced working for the Company in October 1986 and had been assigned to the first shift in the conversion department for approximately 2 weeks at the time she was laid off in September. Prior to working in the conversion department, she had worked for approximately 1 month in the small rope de- partment. Prior to that time she had worked in the con- version department but on the third shift. In order to get a day-time job, she said she had requested a transfer from her third-shift job into the small rope department. Barnes stated that after approximately 3 weeks to a month in the small rope department, Personnel Assistant Cooley told her that her (Barnes) immediate supervisor, Mears, had said she was slow performing her small rope job and that she was going to be transferred back to the conversion department. S. Barnes asserts Supervisor Mears had stood around and watched her work but had never "disapproved" of anything she did. S. Barnes stated she was not told at the time she was transferred from small rope back to the conversion department that she was being given any kind of warning or that she was being written up as a result of being transferred. Barnes testified she supported the Union by attending "a few" union meetings, by wearing a union button at work, and by signing the Union's August 27 in-plant or- ganizing committee member's letter which was given to Plant Manager Westmoreland on August 29. Employee Daniel, who worked as a section leader in small rope until his discharge on August 30, 15 testified S. Barnes worked in his particular section in small rope for approximately 1 month. Daniel stated "[S. Barnes] was a little slow, she was. She didn't catch on as fast as, you know, a person would on that type job." Daniel testified, however, that after approximately 3 weeks on the job, he thought she was doing as well as any average new worker in that area. Daniel said he made no recommen- dations to the Company regarding Barnes being trans- ferred from small rope but added he had told Supervisor Mears he did not know if S. Barnes would work out in the small rope department. Personnel Assistant Cooley credibly testified she spoke with S. Barnes alone in her office a few days before S. Barnes was transferred back to the conversion depart- ment from the small rope department. Cooley stated S. Barnes came to her office and expressed dissatisfaction with working in small rope because the job was physical- ly difficult. Cooley said S. Barnes wanted to return to the conversion department. Cooley testified there were two vacancies in conversion at the time and that S. Barnes asked to be considered for one of them. Cooley said she noted Barnes' interest and spoke with Plant Manager Westmoreland on S. Barnes' behalf. Westmore- land told Cooley to oblige S. Barnes and return her to the conversion department because her supervisor, Mears, and her leadperson, Daniel, had both expressed dissatisfaction with her performance in small rope. Thereafter, S. Barnes was transferred back to the con- version department. Cooley testified that when she rated employees for dis- cipline with respect to the September layoff at the plant, she considered S. Barnes'transfer from the small rope de- partment to the conversion department to constitute a disciplinary matter because it was based on S. Barnes' poor performance in small rope. Cooley stated she so rated S. Barnes because in the past another employee had been transferred for poor performance and the trans- fer had been considered discipline. However, she stated that during the investigation of the instant case she dis- covered the other employee had been transferred not 15 There is no contention that Daniel's discharge violated the Act. COLUMBIAN ROPE CO. 1211 only for poor work performance but also for insubordi- nation. Cooley acknowledged S. Barnes should not have been rated as having been disciplined with respect to her transfer from the small rope department to the conver- sion department. Cooley testified it was clear from the Company's records S. Barnes had not been given any discipline with respect to the transfer and that none in fact existed. The only action taken with respect to S. Barnes' trans- fer from the small rope department to the conversion de- partment was that she was credited with a disciplinary action when Cooley rated employees for layoff. I reject counsel for the General Counsel's contention that Per- sonnel Assistant Cooley charged S. Barnes with a disci- plinary warning on September 5 in order to facilitate her layoff on September 16. The facts, when viewed in con- text, simply do not support such a contention. There is no question that Cooley knew of S. Barnes' union senti- ments at the time she gave her the rating in question. However, it is just as clear that Cooley's actions with re- spect to S. Barnes were based on a good-faith, but mis- taken belief, that she was following past Company prac- tice with respect to transfers based on poor performance. When the error she had made was brought to her atten- tion, Cooley immediately checked the situation out and readily acknowledged her mistake. Simply stated, I find counsel for the General Counsel has failed to establish that Cooley's actions were unlawfully motivated. Ac- cordingly, I shall dismiss paragraph 15 of the complaint. 10. The layoff of 19 employees on September 16 It is alleged at paragraph 16 of the complaint that the Employer, on September 16, laid off the following em- ployees: Anderson, Banks, L. Barnes, S. Barnes, Freddy Beene (Beene), Bishop, Collins, Vic Gardener (Garden- er), Grice, D. Jernigan, L. Jernigan, Jones, Carl Scales (Scales), Larry Stone (Stone), Cletus Traylor (Traylor), Charles Walton (Walton), Michael Mask (Mask), Janie Bennett (Bennett), and Jerry Woodruff (Woodruff). It is also alleged that on or about March 28, 1989, the Em- ployer terminated all of the above-named employees except Woodruff. The only overall issue being looked at with respect to the September 16 layoff is counsel for the General Coun- sel's contention that the above-named individuals were discriminatorily selected for layoff and, except for Woodruff, terminated on March 28, 1989. The govern- ment does not take issue with the Company's decision to have a layoff on September 16. 16 It is undisputed that the Company laid off all its employees on that date. Company President Ludt, called as an adverse witness by counsel for the General Counsel, testified without contradiction that he alone made the decision to have the September 16 layoff. He said he arrived at his layoff decision on or about September 12 but that he began ear- lier that month to devise a system for laying off employ- ' 6 I note in reading the October 7 Decision and Direction of Election in Case 26-RC-7090 that the same Regional Director who issued the complaint herein concluded the Company's decision to have the Septem- ber 16 layoff was economically motivated and was a lawful business deci- sion. ees. Ludt stated he brought the employees in on the layoff situation at the Company by enclosing a letter with their paychecks on September 14. In the letter, Ludt pointed out the Company had lost $20,632 the pre- vious month (August) and that such losses had caused the Company's cash level to drop to the point where it could not continue its then current level of activity. Ludt noted in his letter the Company planned to shut down most of its operations the next week in order to conserve cash. In his letter, Ludt stated that with the losses the Company was incurring, it could no longer afford to "buy materials," "keep inventories," and "repair ma- chines." Ludt related in his letter that "we were studying the business with the aim of restructuring it at a smaller, more profitable level." Ludt stated the restructuring re- sulted in the Company moving away from commodity rope and toward the production of specialty rope.' 7 Ludt devised a system to select employees for layoff (and subsequent recall) which contained specific criteria that he said was based on the factors for layoff and recall outlined in the employees' handbook. He stated the crite- ria listed in the handbook were roughly the same as had been followed by the Company in selecting employees for previous layoffs. The Company's handbook addresses "Layoffs" and "Recall from Layoff" in pertinent part as follows: LAYOFFS Your job performance, skills, attendance record and work experience will be used to determine the se- quence of layoff. RECALL FROM LAYOFF When restoring operations after a layoff, you will be recalled on the basis of your job performance, skills, attendance record and work experience. The four factors Ludt utilized in selecting employees for layoff and recall were attendance, discipline, job experi- ence, and shift flexibility. Employees were rated with scores from 1 to 4 in each of the four categories listed above. An average score for each employee was arrived at by combining the scores from each of the four catego- ries and dividing the same by 4 with departmental rat- ings being made from the highest to the lowest with the lowest scoring employees being the ones selected for layoff and consequently the last ones to be recalled, if at all, from layoff. The employees were rated based on data gathered for Ludt by Plant Manager Westmoreland and Personnel Assistant Cooley. Regarding to the criteria utilized in rating the employ- ees in the attendance category, President Ludt directed Personnel Assistant Cooley to come up with a system that would comply with his overall 1 to 4 rating struc- ture. Cooley developed such a system basing it on the Company's general attendance policy which had been i7 rope is a more general type rope such as might be found in a hardware store whereas specialty or job-order rope is manu- factured for a specific customer for a specific purpose such as rope used by firemen or window cleaners to repel buildings. 1212 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD updated in writing and provided to the employees on June 1. 12 To obtain the raw data used in rating the em- ployees for attendance, Cooley reviewed attendance cards for all the employees for a 6-month period prior to the layoff." Cooley also reviewed, when necessary, some, but not all, personnel files in order to obtain the necessary raw data for this category.2° Ludt likewise assigned Cooley the responsibility of es- tablishing a rating system with respect to the discipline category. Ludt left to Cooley's discretion "what type of [disciplinary] experience would rate a 1,. . . 2,. . . 3, . . . or 4." Cooley developed such a rating system.21 She reviewed the personnel files of the employees to as- certain what, if any, disciplinary actions had been taken against employees from 1986 until the time of the layoff. 22 Ludt said he devised the complete rating system with respect to the job experience category." Ludt directed Plant Manager Westmoreland to make written evalua- tions of the jobs employees had performed during the 2 years prior to the September layoff. Westmoreland made his evaluations of the employees' job proficiency mostly from recall. He said he only consulted with departmental supervisors if he had any question about a particular em- ployee's skills and qualifications. In this regard, West- moreland said he was present each day at the plant for some portion of all three shifts and as such he knew each of the employees and the skills they possessed. West- 18 I find it unnecessary to set forth the various criteria contained in the June 1 attendance control policy of the Company. The policy was re- ceived in evidence as G.C. Exh. 7. Cooley's attendance rating system provided that if an employee had a score of 9 to 10 for attendance, the employee was given 4 points. A score of 6 to 8 called for 3 points. A score of 4 to 5 called for 2 points, and a score of I to 3 called for a rating of 1. Some examples of how the scores were arrived at shows that for a score of 10, an employee had to have had perfect attendance whereas an employee who had received a suspension for attendance problems result- ed in a score of I. " The Company's attendance control policy which was utilized by Cooley sets forth a 6-month evaluation period with respect to attendance. Cooley explamed that if an employee had received a disciplinary action as a result of his or her attendance problems, such might only be reflect- ed in the employee's personnel file. She further explained that she did not have to review all the files as she was the individual responsible for ad- ministering discipline with respect to attendance and as such she recalled some actions that had been taken without having to actually review any personnel files. In other cases, she said she could recall that some discipli- nary action had been taken and needed only to verify what the action was. In those situations, she said she reviewed the employee's personnel file 20 Cooley explained that if an employee had received a disciplinary action as a result of his or her attendance problems, such might only be reflected in the employee's personnel file. She further explained that she did not have to review all the files as she was the individual responsible for administering discipline with respect to attendance and as such she recalled some actions that had been taken without having to actually review any personnel files. In other cases, she said she could recall that some disciplinary action had been taken and needed only to venfy what the action was. In those situations, she said she reviewed the employee's personnel file. 21 The disciplinary rating system awarded 4 points to an employee with no disciplinary warnings, 3 points if an employee had been given a verbal warning/counseling, 2 points if an employee had one to two writ- ten warnings, and 1 point if an employee had three or more wntten warnings or a suspension for disciplinary reasons. 22 Ludt instructed Cooley to review the personnel files covering that that period. 23 The job experience ratings were based on 1 point for each job an employee was skilled in up to a maximum of 4 points for 4 different jobs. moreland said he did not review any personnel files in making his evaluations. Westmoreland said he made his evaluations based on his determination that an employee was "immediately proficient" on a particular job. He ex- plained that "immediately proficient" meant he could go into the plant, select an employee to perform a particular job, and the employee could do so immediately in a pro- ficient manner.24 Ludt said he alone devised the complete rating system related to the shift flexibility category. In doing so, Ludt had Personnel Assistant Cooley prepare a list reflecting the shifts employees' had worked during the year pre- ceding the layoff." Ludt said he chose a 1-year period because the Company had not operated three shifts prior to that time. After Cooley prepared the above referred to list, she gave it to Plant Manager Westmoreland. Westmoreland reviewed the list and noted whether the employees had worked on alternate shifts at the request of the Company or for their own convenience. West- moreland said he based his contributions to the list on his personal recall. If work on an alternate shift had been at the Company's request, the employee was given a shift flexibility rating credit. However, if the alternate shift work had been at the employees' request, no shift flexi- bility credit was given." Westmoreland credibly testi- fied he did not consider overtime that employees had worked when he made his evaluations with respect to shift flexibility. Westmoreland said he considered over- time to be work attached to whatever shift an employee had originally worked. Ludt selected which departments would be impacted and to what extent by the September 16 layoff. Ludt ex- plained he did not layoff the one person in the janitorial department because the cleaning work performed by that one person still needed to be performed. The one em- ployee in the shipping department was not laid off be- cause the Company still had to ship its products to its customers. Ludt stated no employee was laid off in the maintenance department because "the machines still needed maintenance work on them" that "Whey just ran shorter periods of time." Ludt testified no cutbacks were made in the fabrication department because the Compa- ny had to maintain regularly scheduled shipments of spe- cialty rope to the Morton-Thiokol Company. No com- modity type rope is produced in the fabrication depart- ment. According to Ludt, no cuts were made in the ex- trusion department because that was, and is, where plas- 24 The Company has had a flexibility bonus system in effect since ap- proximately 1984. Under the flexibility bonus system, employees are paid an additional 25 cents per hour if they qualify on five different jobs. This flexibility bonus was not considered in evaluating employees on job expe- rience with respect to the September layoff. According to President Ludt, all employees wound up getting the flexibility bonus that it was "a great idea" when it was established but that the awarding of the bonus was not monitored and hence it had in essence become just another step in the pay structure for employees at the Company 25 Cooley credibly testified she utilized the timecard edit sheets which reflected the shifts the employees had worked during the period in ques- tion to prepare the list Ludt requested. 26 The shift flexibility rating was as follows: If an employee had worked first shift only, 1 point, if an employee had worked second or third shift, 2 points; if an employee had worked on two different shifts, 3 points; if an employee had worked all three shifts, 4 points. COLUMBIAN ROPE CO. 1213 tic pellets are extruded into the filaments necessary to create any rope that is produced by the Company. Ludt explained that the extrusion department had to be operat- ed "around the clock" or the Company would face a loss of product if there was a shutdown in that department for any significant time. Ludt stated the Company was able to eliminate the trucking department all together and have whatever functions were left for that department performed on a part-time basis by supervisors. Ludt explained that at the time of the September layoff, the Company's production of commodity rope was down as a result of its efforts to move away from commodity and toward specialty rope production. He said that commodity rope production "required the most trucking around the plant" and be- cause the Company was moving away from that type production, he was able to eliminate the department. Ludt testified that around the time in question, two large commodity rope customers, F. W. Winne Compa- ny and Northwest Fisheries, substantially dropped their orders causing a significant impact in the conversion, small, and large rope departments where commodity type rope was primarily produced. Ludt explained that the layoffs in the large rope department resulted directly from the drop in sales to the F. W. Winne Company. Seventeen of the 24 employees permanently laid off were from the conversion and small rope departments. Ludt testified the September layoff impacted the packing de- partment simply because overall there was "less volume going through the plant." - On September 16, President Ludt notified the entire work force in writing they were laid off effective that date. His letter reads as follows: As I explained in the Partner's letter, economic conditions require that most of the plant's produc- tion operations be shut down next week. We can no longer sustain the losses incurred over the past sev- eral months and therefore have no choice but to re- structure the business. Unfortunately, this will re- quire the permanent elimination of 20-30 jobs. The Company is in the process of determining which employees will be recalled. Next week we will advise all employees if their jobs have been elimi- nated or whether they will be recalled to work. While it is regrettable, there is no increase in pro- duction on the horizon. I believe this will be a per- manent reduction in force and therefore urge any employee who is notified that his job has been eliminated to register with the Mississippi Employ- ment Security Commission and seek other employ- ment. The Company will cooperate with prospec- tive employers in providing references. Since we do not now know which positions will be eliminated, the company requests that everyone turn in any company property before leaving work this week. President Ludt, Plant Manager Westmoreland, and Personnel Assistant Cooley meet on September 17 and reviewed the final scores that had been arrived at for the employees pursuant to the criteria for selecting employ- ees for layoff or recall. The Company recalled approxi- mately 30 to 40 employees on September 19. 27 An addi- tional two employees were recalled on or about October two with an additional two being recalled on or about October 10. One employee, Woodruff, was recalled around mid-November. No other employees have been recalled from layoff since mid-November and the Com- pany had not, as of the trial herein, hired any new em- ployees. On September 23, President Ludt sent individual let- ters to 24 employees" whom he considered did not have "a chance of recall" at the Company. The 24 letters which were identical except for the addressee read as follows: During the past week, Columbian has reviewed its staffing requirements for the business as it has been restructured and it was determined that your job was surplus and has been eliminated. I believe your layoff will be permanent and urge you to reg- ister with the Mississippi Employment Security Commission and seek other employment. Please present the MESC with this notification as it should facilitate your qualifying for unemployment bene- fits. The Company will cooperate with prospective employers in providing references. You will be receiving a letter from Terry Treat, our Benefits Coordinator, pertaining to insurance coverage you may elect to continue through the COBRA Act. It is undisputed that the 24 employees who received the letters were those employees who had the lowest ratings for layoff and recall in the impacted departments except for probationary employees." On March 28, 1989, President Ludt notified those same 24 permanently laid-off employees they were being terminated since they had been on layoff in excess of 6 months. His letter was as follows:30 It is with regret that I have to inform you of your official termination from Columbian Rope Company. As stated in the employee handbook on page eleven (11) LENGTH OF SERVICE, second paragraph, Length of Service is continuous employ- 27 Westmoreland estimated the number at 30 while President Ludt esti- mated 40. 28 Eighteen of the 24 employees receiving the letters are named in paragraph 16 of the complaint. Employee Woodruff is the only individual named in that paragraph of the complaint who did not receive such a letter. It is not disputed that Woodruff returned to work at the Company in mid-November. Of the 18 employees named in the complaint and who also received the September 23 letter, 14 of them, namely, Scales, Walton, Mask, Traylor, Collins, Anderson, Banks, L Barnes, Jones, Bishop, D. Jernigan, L. Jernigan, S. Barnes, and Grice were listed on the Union's in-plant organizing committee letter which was signed on August 27 and which was given to Plant Manager Westmoreland on August 29. Woodruff also signed the August 27 letter. 29 Included in the 24 employees receiving the September 23 letters were 6 probationary employees. Counsel for the General Counsel assert- ed in her posttrial bnef that she did not contend the probationary em- ployees were improperly or unlawfully laid off. 39 Similar letters, copies of which were received in evidence, were sent to 12 employees following a layoff at the Company in 1984. The Compa- ny also laid off employees in 1983 However, no letters, if such exists, were offered in evidence with respect to that layoff. 1214 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD ment which has not been broken. Your length of service begins on your first day of reporting and continues unless it is broken by any of the follow- ing: Item 4—you are on layoff for a continuous period in excess of six months. Your six-month period of layoff has expired and due to the fact that our business has been restruc- tured and we do not have a vacant position, I have not been in a position to offer you reemployment since your layoff. If I am able to do so in the future, it would be under the condition that you would be starting as a new employee with a new seniority date. If you desire to be considered for employment in the future, please register with Mississippi Employ- ment Security Commission as this is our exclusive source of applicants. Counsel for the General Counsel alleges the employees named in paragraph 16 of the complaint were discrimina- torily selected for layoff, thereafter discriminatorily denied recall, and subsequently unlawfully terminated. She asserts this is the case .even if it is assumed the Com- pany had valid economic reasons for its September layoff. Because issues of this nature turn on employer motivation, the teachings of Wright Line, 251 NLRB 1083 (1980) enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982), approved in NLRB v. Trans- portation Management Corp., 462 U.S. 393 (1983) are ap- plicable here. Briefly, the Board in Wright Line set forth its test of causation for cases alleging violations of Sec- tion 8(a)(3) of the Act. First, counsel for the General Counsel must make a prima facie showing sufficient to support the inference that protected conduct was a moti- vating factor in an employer's decision. Once this is es- tablished, the burden shifts to the employer to demon- strate that the same action would have taken place even in the absence of protected conduct. Applying Wright Line, I find counsel for the General Counsel has established a prima facie case. First, the Company (Ludt, Westmoreland, and Cooley) was aware of union activity at its facility from at least late July for- ward. As of August 29, the Company was aware that 14 of the 24 employees it laid off on September 16, support- ed the Union in as much as those 14 (Anderson, Banks, L. Barnes, S. Barnes, Bishop, Collins, Grice, D. Jernigan, L. Jernigan, Jones, Scales, Traylor, Walton, and Mask) had signed the Union's in-plant organizing committee letter that was presented to Plant Manager Westmore- land on that date. Employee Woodruff (whose name was added to paragraph 16 of the complaint by amendment at the trial) also signed the letter. Employees Stone and Beene wore union buttons and hats at work from late August until the September layoff. It is undisputed that management observed them doing so. Therefore, the Company had knowledge of union activity by its em- ployees, including those just indicated, at the time of the layoff. The Company's animus toward the Union and its supporters is demonstrated by certain violations of the Act which its supervisors and agents committed includ- ing interrogating its employees concerning their union sentiments and the sentiments of others, soliciting em- ployee grievances and impliedly promising to remedy such grievances, and promising its employees unspecified benefits if the employees would support the Company and/or abandon their support for the Union. The timing of the layoff is somewhat suspect in that it took place 14 days after the Union filed its representation petition with the Board. The above factors taken together are, in my opinion, sufficient to warrant an inference that the em- ployees' union activities were a motivating factor in their being laid off. Notwithstanding the finding, which I make, that coun- sel for the General Counsel established a prima facie case, I nevertheless conclude and find the Company would have selected those it did for its September 16 layoff and would thereafter have declined to recall the ones it failed to recall and would subsequently have ter- minated those it did even if any or all its employees had not engaged in any union or protected activities. I reach this conclusion for a number of reasons. First, I note counsel for the General Counsel does not question the Company's decision to have, or the necessity for, the September 16 layoff. The evidence indicates the General Counsel would have been hard pressed to have shown otherwise. The Company demonstrated it encountered economic difficulties prior to any established knowledge on its part of union activity at its facility. It was the Company's economic difficulties that, for example, prompted President Ludt to notify the employees in writing on July 14 that as a result of its poor financial performance, he was going to suspend consideration of all wage and salary increases until November 1. Ludt noted in that same letter the Company had lost $36,887 on sales of $963.659 for the month of May. On Septem- ber 14, President Ludt again notified the employees in writing that the profitability picture at the Company was getting worse in that it had lost $20,632 on sales of $697.487 for the month of August. Ludt told the employ- ees that as a result of its continued losses, the Company could not keep supporting its level of operating activity and a shutdown of most of its operation was planned for the next week in order to conserve cash. Ludt also told the employees he was studying the business with the aim of restructuring it to a more profitable operation. Thus, the evidence is uncontroverted that the Company's finan- cial status was continuing to deteriorate at the time of the September layoff. I even note it appears the Regional Director, who issued the complaint herein, recognized the Company's economic difficulties as early as October 7, when he issued his Decision and Direction of Election in the underlying representation case in which he con- cluded there was insufficient evidence to establish a lack of legitimate business purpose for the Company's layoff actions of September 16. 31 Counsel for the General 31 The Regional Director, after reviewing the economic conditions of the Company, even excluded the employees (except for Woodruff) named in paragraph 16 of the complaint from the unit because they had no reasonable expectancy of recall at the Company. COLUMBIAN ROPE CO. 1215 Counsel's contention the Company utilized the layoff "to teach its employees a lesson not to seek union representa- tion" ignores the economic realities the Company faced at the time. Establishing economic justification for a layoff does not resolve the issue of whether those selected for layoff were selected for discriminatory reasons. I have consid- ered various factors in arriving at my conclusion that the 24 employees selected for permanent layoff were not se- lected, as contended by counsel for the General Counsel, for discriminatory reasons. However, before addressing those factors, it is enlightening to note that not only does counsel for the General Counsel not take issue with the Company's economic justification for its September 16 layoff, she does not question the Company's decision with respect to the number of employees chosen for layoff. That is, she does not contend the Company did not need to lay off 24 employees as opposed to some lesser number on September 16. She also does not con- tend it was unlawful for the Company to lay off the 6 probationary employees who were included in the 24 permanently laid off. Thus, it is only the 18 employees named at paragraph 16 of the complaint (plus employee Woodruff) who she contends were unlawfully and discri- minatorily selected for layoff. Counsel for the General Counsel's contention that President Ludt chose to lay off employees only in those departments where there was a concentration of union supporters thus making his selections discriminatory does not withstand scrutiny. While it is true Ludt made the decision as to which departments would be impacted, such does not establish a discriminatory motive on his part for selecting the departments he did for layoff. Ludt's explanations for choosing the departments he did for layoff were logical and appear to have been based on valid business considerations. I accept his explanations. Ludt explained no one was laid off in the janitorial de- partment because that department only had one employ- ee and the plant still needed to be cleaned even with the smaller work force that would be present after the layoff. I accept Ludt's explanation for not laying anyone off in the maintenance department. His decision with re- spect to that department likewise appears to have been based on valid business considerations. He explained it was hard to find skilled maintenance employees and it was essential to retain those employees even though a layoff was necessary because the same pieces of equip- ment had to be maintained even though the machines would be operated for shorter periods of time after the layoff. Ludt explained that the one employee in the ship- ping department was retained because the Company had to ship whatever finished products it produced as long as it remained in business. Ludt explained the lack of lay- offs in the fabrication department in that the Company had to continue to deliver specialty rope to a particular customer (Morton-Thiokol) which rope was produced in that department. Ludt decided not to lay anyone off in the extrusion department because that is the department that the plastic pellets are extruded into the filaments necessary to create any rope the Company might produce. Ludt explained the extrusion department had to be operated around the clock or face product loss if it was shut down for any significant time. Thus, I am per- suaded Ludt had valid business considerations for not laying off employees in that department. Ludt explained that the layoff impacted the small rope, large rope, and conversion departments because that was where the Company produced its commodity rope. Ludt credibly testified that at the time of the layoff in Septem- ber, the Company's production of commodity rope was down. He explained this was in part as a result of his at- tempting to focus the Company's efforts away from that type rope, which requires more in operating capital and toward specialty rope which did not require as much working capital. Ludt said that at about that same time two large commodity . rope customers, namely—F. W. Winne Company and Northwest Fisheries—substantially reduced their orders resulting in even less need for the production of commodity rope. I accept Ludt's explanation that the packing depart- ment was impacted simply because there was less volume of rope of any kind going through the plant. Ludt said he was able to eliminate the trucking department alto- gether by having supervisors perform the reduced func- tions of that department. Accordingly, and contrary to contentions by counsel for the General Counsel, I am persuaded the evidence fails to establish that Ludt chose to lay off employees only in those departments where he knew or suspected that the Union had its greatest employee support. I am convinced economic realities dictated his choice of de- partments for layoff notwithstanding the fact the Union may have enjoyed greater support in some, if not all, of the departments impacted by the layoff. Counsel for the General Counsel's contention that President Ludt chose the factors he did to rate the em- ployees for layoff because his objective was to bring about the greatest disparate impact upon union support- ers is not borne out by the evidence. A careful review of the record persuades me Ludt chose the factors he did for layoff—attendance, discipline, job experience, and shift flexibility—because those were the ones set forth in the employee handbook. The employee handbook re- flects layoffs would be based on the employees' "job per- formance, skills, attendance record, and work experi- ence." While the factors utilized by Ludt may not have been precisely—word-for-word—the same as those con- tained in the employee handbook, it is nonetheless clear his factors were closely related to and unmistakenly de- rived from the language set forth in the layoff section of the handbook. Counsel for the General Counsel's conten- tion that Ludt did not follow the employee handbook be- cause there is no reference made therein to the number of shifts that employees worked or had been assigned to is without merit. The shifts worked by an employee is clearly encompassed in an employee's "work experi- ence." I note the factors Ludt utilized were job related and counsel for the General Counsel does not contend to the contrary. Although I have concluded the Company was not dis- criminatorily motivated in promulgating its rating system for laying employees off, such does not resolve the matter. Counsel for the General Counsel contends the 1216 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Company's rating system had a disparate impact on union supporters not only by design but by its applica- tion. Thus, it is necessary to determine whether the fac- tors utilized were disparately applied against any of the employees involved in the September 16 layoff. As the evidence reflects, Personnel Assistant Cooley based the ratings format for the attendance factor on the Company's general attendance control policy. She re- viewed attendance cards for all employees for a 6-month period immediately preceding the date of the layoff, inas- much as that was the evaluation period called for in the Company's attendance control policy. I note the Compa- ny's most recent attendance control policy—which Cooley utilized—had only been in effect since June 1. Therefore, Cooley's 6-month review of attendance records included approximately a 2-month period when employees would not have known precisely what the Company's attendance policy entailed. However, con- trary to what seems to be counsel for the General Coun- sel's position, I do not view that as adversely impacting only on union supporters. Simply stated, the review cov- ered all employees for that period of time and there is no showing on this record that it somehow impacted greater on union supporters than nonunion supporters. The fact Cooley went further than just checking attendance cards in some instances such as with employees Grice and Bishop does not support a conclusion that she did so in order to single out union supporters for lower attendance scores. Cooley credibly explained she checked some per- sonnel files and not others because she was the one at the Company who administered discipline for attendance and that if an attendance card did not, for whatever reason, reflect attendance discipline she knew to have been ad- ministered she reviewed that employee's personnel file. The ratings formula for the discipline factor was de- veloped by Personnel Assistant Cooley at the direction of President Ludt. Cooley decided what types of disci- pline would warrant ratings of 1 to 4. Those ratings appear to be of an objective nature and standing alone do not suggest a preconceived plan to impact greater on union than nonunion supporters. Cooley applied the rat- ings system by reviewing the personnel files of all em- ployees for any disciplinary action between January 1, 1986 and the time of the September layoff. While it is true that a longer time frame for review subjected senior employees to more scrutiny than newer employees, I reject as unfounded and mere speculation counsel for the General Counsel's post trial contention that "employees who had. . . seniority. . . were more likely to support a union organizational campaign. . . as compared to em- ployees who were relatively new . . . ." It is just as rea- sonable to speculate, but that is all it would be, that less senior employees who were not well established at the plant might favor the Union to a greater degree than the more stable senior employees. The job experience factor, which was devised by President Ludt, covered a 2-year period. Plant Manager Westmoreland evaluated each employee and made a de- termination as to the job or jobs each employee was "im- mediately proficient" in. Westmoreland explained that by "immediately proficient" he meant he could count on the employee being able to go into the plant and perform an assigned task proficiently when called upon to do so. Westmoreland explained he did not consider the job flexibility bonus awards given by the Company in making his evaluations on job experience. The job flexi- bility bonuses were awarded to any employee who quali- fied to perform five different jobs. The explanation, which seems reasonable, was that the job flexibility bonus had simply become a step in the Company's pay or wage structure. Westmoreland explained he did not consider the fact that an employee had been a section leader in making his evaluations because occupying such a position had nothing to do with what job or jobs an employee could actually perform. Again, it appears Westmoreland based his actions on justifiable business considerations. Plant Manager Westmoreland credibly testified he was present at the plant for a portion of all shifts worked and as such had an opportunity to observe all employees on a daily basis. Therefore, great deference must be given to his assessments and evaluations of the employees' job skills. Absent something more than is shown on this record, I decline to conclude that simply because he relied on his recollection (plus some input from supervisors) in determining each employee's skills, that he somehow targeted his evaluations against union supporters and in favor of nonunion supporters. It took a joint effort between Personnel Assistant Cooley and Plant Manager Westmoreland to rate employees for the shift flexibility factor. Personnel Assistant Cooley re- viewed Company records (payroll and timecard edit sheets) and determined what shifts employees had worked during the year preceding the September layoff. The 1-year time frame was utilized because the Company had operated three shifts for approximately that time. I find nothing to suggest the time frame utilized was chosen for any unlawfully motivated reason. Plant Nan- ager Westmoreland reviewed the list prepared by Cooley in order to determine whether the employees had worked the shifts shown on the list at the Company's re- quest or at the employees' request as personal favors. Counsel for the General Counsel suggests Westmore- land's review of the records lacked any objectivity be- cause he made his review based strictly on his memory. Westmoreland, however, demonstrated the reliability of his recall when he testified, for example, that employee Jones had worked a different shift in order to be home to take delivery of a mobile home. Jones, who was called as a witness by counsel for the General Counsel, testified he had in fact taken off from work to take delivery of his mobile home during the summer of 1988. Further, West- moreland rated employee Stone as having worked an ad- ditional shift but at his own request. Stone, who worked first shift, testified he asked Westmoreland on an occa- sion to swap from the first to another shift and candidly stated he had never been assigned by the Company to work any shift other than first shift. In light of all of the above, I am persuaded counsel for the General Counsel has failed to demonstrate that Westmoreland gave any employee a low rating in this factor for any unlawfully motivated reason. The record as a whole does not support the conclusion counsel for the General Counsel would have me make COLUMBIAN ROPE CO. 1217 that the factors utilized by the Company in making the selections it did for the September layoff adversely im- pacted more harshly on supporters as opposed to non- supporters of the Union. As outlined above, it appears the Company's actions were justified by business necessi- ty based on a realistic evaluation of the Company's needs particularly with respect to which departments and em- ployees in those departments would be impacted by the layoff. While it is true a number, 16, of open supporters of the Union were permanently laid off, it is likewise true a substantial number of its supporters were retained by the Company. For example, 10 (including Woodruff) of the 24 employees signing the Union's in-plant organiz- ing committee letter were retained by the Company. In addition thereto, various other employees (Shelia Cobb, Melvin McGaha, Gloria Grice, Franlde Brossious, Melvis Harris, Marty Warren, and Ruthie Chatman) who were not signatory to the Union's in-plant organizing committee letter but who nonetheless supported the Union or were believed by management to have support- ed the Union were retained by the Company. Further- more, there is no showing that employees Janie Bennett or Vic Gardner supported or were suspected of having supported the Union yet they were permanently laid off. After carefully weighing all of the above, I conclude counsel for the General Counsel has failed to establish that the rating system for layoff utilized by the Company adversely impacted union as opposed to nonunion sup- porters. Next, I shall examine counsel for the General Coun- sel's contention that the Company discriminatorily and disparately applied its rating system against individual employees who support the Union. Six of the 24 employees permanently laid off were probationary employees. Counsel for the General Coun- sel does not raise any issue with respect to the ratings those employees were given or that they were chosen for layoff. Of the remaining 18 employees, there is no dispute that 14 of them signed the Union's in-plant orga- nizing committee letter and that 2 of the remaining 4 openly expressed their support for the Union before the layoff. The remaining two had not, at any time, openly expressed support for or against the Union. It is undis- puted that the employees chosen for permanent layoff had the lowest layoff rating scores in the departments that were impacted by the layoff. As is noted elsewhere in this Decision, I have conclud- ed the Company had valid business reasons for selecting the trucking department as one of the departments to be impacted by the September layoff. I find it unnecessary to review the individual ratings given employees in that department inasmuch as everyone in that department was permanently laid off. Accordingly, I conclude counsel for the General Counsel has failed to establish that the rating system was adversely applied against union sup- porters in that department. The trucking department in- cluded four of the employees named in paragraph 16 of the complaint, namely, Banks, Jones, Walton, and Gard- ner. One of the four—Gardner—was not known to have supported the Union. Two of the five packing department employees were permanently laid off. Garnet West, one of those laid off, was a probationary employee. The other employee, Beene, although having a rating of 4 each for attendance and discipline had an overall rating of 2.5. His rating was the lowest of any nonprobationary employee in the de- partment. Beene was given a rating of 1 for job experi- ence. He testified his job was to pack rope but that he had operated a forklift three or four times per day when rope needed to be moved. Beene said he also stabilized rope as it was being placed on reels simply by holding the rope in place. Beene acknowledged he had never learned to perform the packing department function of splicing rope. Beene testified he had, however, trained fellow employees West and Robert Whitney to work in the department. Counsel for the General Counsel urges that Beene, who supported the Union, should have been given a higher rating than a 1 on job experience. West- moreland concluded Beene could only function as a packer and rated him accordingly. Nothing Beene testi- fied to persuades me to the contrary. All of the job func- tions Beene performed appear to have been associated with the packing of rope. Beene received a rating of 1 on shift flexibility, however, he acknowledged he had never worked on any shift other than first shift. Beene said he had worked some overtime, however, Westmoreland tes- tified overtime only was considered as work attached to whatever shift the employee regularly worked and was not considered as work performed on another shift for flexibility purposes. Accordingly, I find counsel for the General Counsel has failed to establish that the layoff ratings were discriminatorily applied against Beene. Employee Woodruff worked in the packing depart- ment, however, he was subsequently recalled to work. Woodruff was given the highest rating 4 for discipline and job experience, however, he received a 1 each in at- tendance and shift flexibility. Personnel Assistant Cooley testified Woodruff was given a verbal warning for at- tendance on September 14. She said that resulted in his being given a rating of 1 in that category. Woodruff's at- tendance records, however, indicate he had an unex- cused tardy on that date but the records do not reflect he was given a verbal warning. Even if Woodruff's rating is incorrect and even if he should have been given a 2 in attendance, his overall rating (11 divided by 4) would still have remained less than the next highest em- ployee on the list (Whitney, 12 divided by 4). I note that Woodruff's original score was higher than it should have been apparently as a result of a mathematical error by Cooley. On shift flexibility, Woodruff was given a 1 for having worked first shift only. However, the parties stip- ulated that for the week ending August 30, Woodruff worked "first shift hours 37.0; second shift hours, 8.0; first shift hours, 2.0; overtime 7 hours on the first shift." Thus, it appears Woodruff worked at least 8 hours on the second shift during the rated period. However, such does not establish that the hours were worked at the re- quest of the Company rather than at the convenience of Woodruff. I conclude counsel for the General Counsel has failed to establish that the ratings were discriminatorily applied against any employee in the packing department. 1218 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Two employees in the large rope department were laid off, one of which was probationary employee Matthew Luster. The only nonprobationary employee laid off was Carl Scales. In reviewing the specific ratings given Scales, I am not unmindful he was the first employee to sign the Union's in-plant organizing committee letter. Scales was given a 1 each in attendance, discipline, and shift flexibility. He received a rating of 3 for job experi- ence. With regard to job experience, he testified he pri- marily worked on the "2-U" type machine. He stated he had, however, from time to time, worked on the "1-U" machine as well as the 1 and 2 Watson machines and the P-36 and P-78 machines. Plant Manager Westmoreland rated Scales qualified on the "2-U," "1-U," and the "Watson" machines and thus awarded him an overall rating of 3 for job experience. I am not convinced that Scales experience, limited as it was, on the P-36 and P-78 machines warrants even an inference that Westmoreland misrated him on his job experience qualifications. Scales testified he had been assigned to the first shift for the 3 years prior to the September layoff. He said he had been asked to work on shifts other than the first shift by Plant Manager Westmoreland and Supervisor Toby Mears. Scales recalled two occasions within the past 2 years where Westmoreland asked him to work "midnights" for "a couple of days or maybe just for a day." Scales said there were several occasions during the past year when Westmoreland asked him to work another shift on Fri- days after he had already worked his regular shift. Be- cause the rating period for shift flexibility only covered 1 year, it is not clear that the "midnights" Scales said he worked occurred within the rating period. Furthermore, the working over on Fridays appears to have been in the nature of overtime which Westmoreland did not consider in rating employees for shift flexibility. The parties stipu- lated that Scales worked 8 hours on the third shift during the week ending June 8, however, there is no in- dication as to whether it was worked at the request of the employee or at the direction of the Company. I con- clude counsel for the General Counsel has failed to es- tablish any unlawful discriminatory application of the shift flexibility rating system against Scales. Personnel Assistant Cooley testified Scales received the 1 rating in attendance that he did because he had been given a writ- ten attendance warning on June 17. Thus, it does not appear that the attendance ratings were disparately ap- plied against Scales. It is of no moment that Cooley had to review Scales' personnel file in order to ascertain he had been given the June 17 written warning. She was the one who administered that type of discipline to employ- ees on a regular basis and would have known about at- tendance type disciplinary warnings whether such warn- ings were reflected on the employees' attendance cards or not. Personnel Assistant Cooley testified Scales re- ceived a rating of 1 in discipline because he had been given a written disciplinary warning on August 16. The warning was both initialed and signed by Scales. Counsel for the General Counsel seems to suggest something amiss in the warning because it appears to summarize various rules infractions from June 17 to August 16. The signed disciplinary warning does not warrant such con- cern. Furthermore, Cooley testified she also relied upon six other written warnings given Scales on dates between June 2, 1986 and August 1, 1987, in arriving at his rating for discipline. I note Scales either signed or initialed four of the six warnings. Thus, I conclude counsel for the General Counsel has failed to establish that the discipli- nary ratings were disparately applied against Scales in the large rope department. Seven of the 22 employees in the small rope depart- ment were permanently laid off. One of the seven, Tammy Leary, was a probationary employee. The re- maining six employees laid off, namely Mask, Traylor, L. Jernigan, Stone, Collins, and D. Jernigan had all openly supported the Union. Mask received a rating of 4 each for job experience and shift flexibility. He received a rating of 1 each for attendance and discipline. Cooley testified Mask was given a 1 for attendance based on an August 6 counsel- ing. Mask acknowledged having been given the counsel- ing in question but explained the circumstances surround- ing the counseling. He said the counseling involved the number of hours he was to have worked on the Saturday before August 6. Mask said he got into a "cussing" match with his section leader over whether he was to have worked 6 or 8 hours on that date. Mask contended he did not know his section leader was speaking specifi- cally to him when he stated they would be working 8 hours on that date. Mask only worked 6 hours and left the plant. He was thereafter given the warning in ques- tion for not working 8 hours. Mask testified Cooley wrote him up about the incident after first telling him she was not going to do so. Personnel Assistant Cooley testified Mask left work early on the date in question without notifying anyone or receiving permission to do so from his supervisor. She said there was some question about what Mask had been told by his section leader with respect to how many hours he was expected to work on that date. Therefore, she said she only gave Mask a counseling instead of a written warning. In so doing, she told Mask that in the future he should always tell his supervisor before leaving work. Cooley credibly denied ever telling Mask he would not be reprimanded at all. Accordingly, I am persuaded counsel for the Gen- eral Counsel has failed to established that the attendance ratings were discriminatorily applied against Mask. Mask received a rating of 1 in discipline based on the August 6 counseling just referred to and on an August 12 written warning. Mask said he was counseled by his supervisor, Mears, on that date for producing excessive scrap. How- ever, he stated it was only a counseling and that he signed it just so Mears could show Plant Manager West- moreland that he (Mears) had spoken to Mask about the matter. Mask testified the disciplinary sheet he signed did not say "written warning" on it that it only said "Mike [Mask] has been counseled." He testified there was a blank space on the disciplinary form after the preprinted words "Action Taken" and before the handwritten words "Mike has been counseled." It is in the space that Mask asserts was blank that the handwritten words "written warning" appears. After reviewing the warning, I am persuaded the words "written warning" were on it at the time Mask signed it. The space would have been COLUMBIAN ROPE CO. 1219 obvious had it been blank when Mask signed the warn- ing. The August 12 warning that Mask signed reflects he had been counseled on numerous occasions for failing to meet specific performance standards. Accordingly, I con- clude counsel for the General Counsel has failed to es- tablish that the disciplinary ratings were disparately ap- plied against Mask. Employee Traylor received a rating of 4 for job expe- rience, a rating of 3 for shift flexibility, a rating of 2 for attendance and a rating of 1 for discipline. Counsel for the General Counsel does not contest the disciplinary warnings given Traylor on three occasions or his suspen- sion for disciplinary reasons on November 24, 1987. Likewise, counsel for the General Counsel does not take issue with Traylor's rating of 2 for attendance based on his having had an excused absence on March 9, an unex- cused tardy on May 27, and an unexcused tardy on June 27. In his rating of 3 for shift flexibility, Traylor was given credit by Plant Manager Westmoreland with having worked on first and second shifts. Traylor testi- fied he had worked on the third shift, but could not recall if he had done so within a year of the September layoff. The shift flexibility period only covered 1 year. I find counsel for the General Counsel has failed to estab- lish that the layoff ratings were disparately applied against Traylor. Employee L. Jernigan received a rating of 4 each for job experience and shift flexibility. He received a rating of 1 each for attendance and discipline. As is set forth elsewhere in this Decision, there is no dispute that L. Jernigan had an attendance problem. He may well have been subject to suspension prior to September 13, when he was in fact suspended for attendance related prob- lems. Even prior to his September 13 suspension, L. Jer- nigan had been given a written warning for attendance problems. The question raised by counsel for the General Counsel with respect to L. Jernigan's rating for attend- ance is that Plant Manager Westmoreland had not sus- pended him even though she contends he could have prior to September 13, because L. Jernigan had not made his prounion sentiments known to the Company at those earlier times. 32 Thus she contends L. Jernigan might have been able to have escaped his suspension on Sep- tember 13, had he not made known his support for the Union. I reject counsel for the General Counsel's conten- tion. First, it was Personnel Assistant Cooley, not Plant Manager Westmoreland, who devised and applied the layoff rating criteria with respect to attendance. Second- ly, Cooley could not recall any failure on the part of the Company to discipline L. Jernigan for attendance prob- lems prior to September 13. Thus, if L. Jernigan escaped an earlier suspension, it was accomplished without Per- sonnel Assistant Cooley's knowledge. I am persuaded Cooley simply applied company policy when she, after consulting with Plant Manager Westmoreland, suspended L. Jernigan on September 13. Accordingly, I find coun- sel for the General Counsel has failed to establish that the attendance ratings were disparately applied against 32 The evidence related to Westmoreland's lack of discipline against L. Jernigan for attendance problems is set forth elsewhere in this Decision and will not be repeated at this point L. Jernigan by Cooley. The suspension for attendance re- sulted in L. Jernigan being given a rating of 1 in the cat- egory of discipline also. The parties acknowledged that a suspension for attendance was considered as a suspension for discipline also. There is no contention that this "double whammy," as the parties referred to it, of re- ceiving a lower rating both in attendance and discipline where there had been a suspension for attendance was only applied against L. Jernigan. Employee Stone was given a rating of 4 in discipline, a rating of 2 in attendance and a rating of 1 each for job experience and shift flexibility. Personnel Assistant Cooley testified Stone received a 2 for attendance be- cause he had two unexcused tardies, one on June 14 and another on July 25. Counsel for the General Counsel in her posttrial brief did not raise an issue with respect to Stone's attendance rating. Plant Manager Westmoreland testified Stone was only qualified to operate the small Watson machine in the small rope department. Stone tes- tified he had also worked as a "splicer" in that depart- ment. He described "splicer" work as placing yarn in a thimble and braiding it back into 3-strand type specialty rope. On cross-examination, Stone admitted he had been taken off "splicer" work before the layoff but denied knowing it was because the efficiency of the "splicer" group had not been affected by his presence on the job. Stone also contended he could operate the "6-U" ma- chine in the small rope department and could perform the function of a rewinder. In light of the fact Stone was admittedly taken off the job he contends was his primary task in the department, I am unpersuaded that West- moreland discriminatorily rated him on job experience. Stone testified he had worked the first shift ever since he had been employed by the Company and had never been asked to work any other shift. He testified he had been asked on occasions to come in early and work in excess of his regular 8-hour shift. Stone stated he had on occa- sions requested that he be permitted to work a shift other than the first shift. He said he asked Plant Manager Westmoreland in August to work on another shift so that he could be with a family member requiring major medi- cal treatment. Stone said Westmoreland did not grant him permission but rather referred him to his supervisor. Stone asserts Westmoreland did ask him if he thought he could come in and tell the Company what shift he wanted to work if there was a union at the Company. Stone said he told Plant Manager Westmoreland he was only interested in working another shift on those dates that his family member needed to be taken to the doctor. Stone acknowledged his immediate supervisor told him he could switch shifts on those occasions he needed to if he could find someone to swap with him. Because the evidence shows Stone only worked the first shift except for overtime or at his own request, I find counsel for the General Counsel has failed to establish that the ratings for shift flexibility were disparately applied against him. Employee Collins was given a rating of 4 for shift flexibility. She was given a rating of 2 for job experience and a 1 each for attendance and discipline. Collins re- ceived a 1 each in attendance and discipline because she was given a suspension for attendance on August 18. 1220 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD Counsel for the General Counsel raises no issue with re- spect to those two ratings for Collins. There is no evi- dence to suggest the ratings in those two categories were disparately applied against Collins. Plant Manager West- moreland rated Collins as qualified on the "memmingen" and "roblon rope" machines in the small rope depart- ment. Collins testified that at the time of the layoff she operated a memmingen machine and that she could also operate the "roblon." In addition, she said she had per- formed rewind functions in the department. Collins stated on cross-examination that her work on rewind had been during her first 2 or 3 months of employment and that she only performed that type work thereafter on an "as needed" basis. In light of the above, I am persuaded counsel for the General Counsel has failed to establish the Company disparately applied the job experience rat- ings against Collins. Employee D. Jernigan was given a rating of 3 for job experience, a rating of 2 for discipline and a rating of 1 each for shift flexibility and attendance. She received a 1 in attendance as a result of a written verbal warning she received on September 1. Because I have concluded else- where in this Decision that the Company did not violate the Act in disciplining her on that date, I conclude there is no showing the Company disparately applied its at- tendance ratings against her. D. Jernigan testified she had only worked the first shift. Accordingly, there is nothing to suggest that Westmoreland's rating of 1 for her for shift flexibility was amiss. Plant Manager West- moreland rated D. Jernigan qualified to operate the "memmigen," "roblon" and "coiling" machines in the small rope department. D. Jernigan said she worked 99 percent of her time on the "memmigen" machines. She said she also inspected conductor wire and rope in the department. Because D. Jernigan admits she spent 99 percent of her machine time on a type machine that Plant Manager Westmoreland rated her qualified on, I am unpersuaded that Counsel for the General Counsel has established any disparate application of the job expe- rience ratings against D. Jernigan. Counsel for the Gen- eral Counsel seems to suggest that because D. Jernigan served as a section leader or was an overall good em- ployee that her job experience rating should have been 4 instead of a 3. The fallacy in this argument is that section leader status was not considered in rating any of the em- ployees. Furthermore, the Company never disputed that D. Jernigan was a good machine operator; it only rated her as qualified on certain machines. D. Jernigan was given a 2 in discipline based upon a July 31, 1986, warn- ing according to Personnel Assistant Cooley. Cooley, when confronted with the actual disciplinary action, ac- knowledged she had mistakenly read the date as 1986 when in fact the date was 1985. But for that mistake, D. Jernigan would have received a rating of 4 in discipline instead of a rating of 2. After reviewing the actual disci- plinary warning in question, I accept Cooley's explana- tion that it was easy on the specific written warning to mistake the 1985 date for a 1986 date. Even if D. Jerni- gan had been correctly given a 4 for discipline, it would not have raised her overall rating sufficient for her to have escaped layoff. With the error included, her overall rating was 1.7. If the correct discipline rating of 4 had been factored in her overall rating would have been 2.5. In order for her to have avoided layoff in the small rope department, she would have had to have scored at least 2.7 overall. Accordingly, I find Counsel for the General Counsel has failed to establish that the layoff ratings were disparately applied against D. Jernigan. There were 10 employees permanently laid off in the conversion department. Three of the 10, namely, Geneva Pumphrey, Tammy Murphy, and Teresa Jones, were probationary employees. Counsel for the General Coun- sel does not question the layoff of these three employees. Counsel for the General Counsel does not take issue with the rating given Janie Bennett, an employee whose union sentiments were not known at the time of the layoff. Counsel for the General Counsel does note, and the Company admits, that it could not have laid off those employees with higher ratings that Bennett without laying Bennett off. The General Counsel did not name employee Phillip Raven in the complaint nor did she take issue with his being laid off. The five employees re- maining about whose ratings counsel for the General Counsel does take issue with are Anderson, L. Barnes, S. Barnes, Bishop, and Grice. Anderson received a rating of 4 for job experience, a rating of 3 for shift flexibility and a rating of 1 each for attendance and discipline. Anderson was given a rating of 1 for attendance because she had two excused ab- sences, one each on April 13 and 14 and as a result thereof was given a verbal warning on the 14th. Counsel for the General Counsel does not take issue with the warning but rather contends Cooley had to look beyond Anderson's attendance card to her personnel file in order to establish she had been given the warning in question. I find nothing amiss in this procedure by Cooley inasmuch as she was the management representative who adminis- tered discipline for attendance and as such would have been aware of discipline given employees even if such was not reflected on the employees' timecards. Plant Manager Westmoreland rated Anderson as having worked on shifts one and three during the rated period. Counsel for the General Counsel does not take issue with her rating of 3 for that category. Anderson received a 1 for discipline based on a written warning on December 11, 1986, and a suspension on March 25, 1987. Her rating was in keeping with the discipline criteria and counsel for the General Counsel does not take issue therewith. Thus, I am persuaded counsel for the General Counsel has failed to establish that any of the ratings were dispar- ately applied against Anderson. L. Barnes was given a rating of 4 for discipline. She was given a rating of 3 for job experience, a rating of 2 for attendance, and a rating of 1 for shift flexibility. L. Barnes was credited with, and she admitted only being assigned to the first shift. She said she had worked over- time twice during the year prior to the layoff. As is noted elsewhere, Plant Manager Westmoreland did not consider overtime in rating employees for shift flexibility. I find there is nothing to indicate L. Barnes was dispar- ately rated with respect to shift flexibility. Personnel As- sistant Cooley testified L. Barnes was given a rating of 2 for attendance because she had an unexcused tardy on COLUMBIAN ROPE CO. 1221 July 25. This rating, which was within the attendance rating criteria, was not contested by counsel for the Gen- eral Counsel. Plant Manager Westmoreland rated L. Barnes as qualified on the "roblon twister," "ring twist- ers," and "sima twisters" machines in the conversion de- partment. Barnes said she could operate all the machines in the department except two new ones. However, she stated that during the past 2 years, she had spent 99 per- cent of her time working on the "roblon" type machines. In light of the fact Plant Manager Westmoreland gave L. Barnes a rating of 3 for job experience and in light of her statement that she spent almost all her time on the "roblon" machines, I find counsel for the General Coun- sel has failed to establish the job experience ratings were disparately applied against her. S. Barnes was given a rating of 3 each for shift flexibil- ity and job experience and a rating of 2 each for attend- ance and discipline. Plant Manager Westmoreland testi- fied S. Barnes had worked other machines in the depart- ment but that she was only proficient on the "sima," "roblon," and "KR-2" machines. S. Barnes said she had performed four or five jobs in the conversion depart- ment. She specifically named the "simas," "roblons," and "ring twisters." She also stated she had operated the rewind machines in the small rope department and that she had qualified for the job flexibility bonus at the Com- pany. She admitted, however, that she was told by Per- sonnel Assistant Cooley when she was transferred from the small rope department back to the conversation de- partment, that her supervisor, Mears, had said she was slow in performing her work in the small rope depart- ment. S. Barnes' small rope section leader Daniel testi- fied Barnes was a little slow catching on to her work in that department. Daniel testified he told Supervisor Nears that he did not know if S. Barnes would work out in small rope or not. With S. Barnes' work record and performance level being as outlined above, I am unwill- ing to conclude that Plant Manager Westmoreland dis- parately applied the job experience ratings against her. Westmoreland credited S. Barnes with having worked on the first and third shifts and gave her a rating of 3 with respect to shift flexibility. She first testified she had worked all three shifts during the year prior to the Sep- tember layoff; however, she thereafter clarified her testi- mony and said she had worked all three shifts during the past 2 years. Her clarified testimony does not establish that the rating she received was inaccurate. S. Barnes testified she had been asked to work over during the year prior to her layoff; however, overtime was not con- sidered by Westmoreland in rating employees for shift flexibility. Accordingly, I find nothing amiss in S. Barnes' shift flexibility rating. Cooley testified she gave S. Barnes a rating of 2 for attendance because of two ex- cused absences she had during the rating period. Cooley explained the Company had and still has a no fault at- tendance policy; that is absences count against employees whether they are excused or unexcused. Counsel for the General Counsel does not contest S. Barnes' attendance rating and the record does not reflect any misapplication of that rating against her. S. Barnes was given a 2 for discipline based on two incidents namely a verbal warn- ing given on May 17, 1987, related to work quality and a warning given as a result of a transfer on September 5, due to poor work performance. Counsel for the General Counsel does not take issue with the 1987 warning but does contend, and rightly so, that Cooley should not have credited S. Barnes with a warning related to her September 5, job transfer inasmuch as no warning was actually given S. Barnes for that transfer. The circum- stances surrounding S. Barnes' September 5 transfer and Personnel Assistant Cooley's actions with respect thereto are set forth elsewhere in this Decision and will not be restated here. It is clear from what is set forth elsewhere that Cooley's mistake with respect to charging S. Barnes with a disciplinary warning on September 5, was not un- lawfully motivated. Accordingly, I do not find her mis- take to constitute an unlawful application of the disci- pline rating against S. Barnes. Bishop was given a rating of 4 for job experience, a rating of 3 for discipline, and a rating of 1 each for at- tendance and shift flexibility. Counsel for the General Counsel asserts in her posttrial brief that Bishop could perform every job in the conversion department but that Plant Manager Westmoreland only gave her a rating of 4. I note a rating of 4 was the highest rating given for that category. Therefore, I find nothing amiss in that rating for Bishop. Plant Manager Westmoreland credited Bishop with having worked the first shift only and as a result gave her a shift flexibility rating of 1. Bishop ac- knowledged she had not worked any shift other than the first shift during the year prior to her layoff. Based on Bishop's testimony, it appears Westmoreland's shift flexi- bility rating was correct. Bishop was given a rating of 1 for discipline because she had been given a verbal warn- ing related to not wearing safety glasses on January 31, 1986. Bishop acknowledged receiving the warning but testified she was told by her supervisor at the time, Bob May, as well as by then Personnel Manager Nancy Wal- lace that the warning would be removed after 6 months. Because there is no showing that Personnel Assistant Cooley was aware that Bishop had been told, assuming she was, that the warning would be removed after 6 months, I conclude such does not establish that the disci- pline ratings were disparately applied against her. This is particularly so when it is considered that all warnings for 1986, 1987, and 1988 to the date of the layoff were con- sidered against all employees. Bishop was given a rating of 1 for an attendance warning she had been given on September 12. The basis for the warning was that she had been tardy on March 13, and July 25, in addition to September 12. The attendance problems of Bishop are not disputed and counsel for the General Counsel does not take issue in her posttrial brief with the rating given Bishop for attendance. Thus, I find nothing in any of the ratings given Bishop to suggest that the ratings were dis- parately applied against her. Employee Grice was given a rating of 4 for job expe- rience, a rating of 3 for discipline, and a rating of 1 each for attendance and shift flexibility. Grice's rating of 3 for discipline resulted from the fact she had received a verbal warning for conduct on January 7, 1987. This part of Grice's overall rating is not challenged by counsel for the General Counsel in her posttrial brief. The record 1222 DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD supports and counsel for the General Counsel does not take issue in her posttrial brief with the rating of 1 given Grice for attendance. Counsel for the General Counsel does take issue with Grice's shift flexibility rating. Al- though Grice was assigned only to the first shift during the rated period, it is undisputed she worked some over- time. Counsel for the General Counsel points out that Plant Manager Westmoreland said if Grice had worked overtime on another shift, it would have been counted as work on that other shift. Thus, she urges Grice should have been given a higher rating on shift flexibility. How- ever, what is not pointed out in counsel for the General Counsel's brief is that Westmoreland, later in his testimo- ny, corrected any misunderstanding that might have ex- isted as to whether overtime had been considered for shift flexibility rating purposes. He pointed out very clearly it was not. Accordingly, I find no disparate appli- cation of the attendance ratings against Grice. Counsel for the General Counsel made various other arguments in her posttrial brief and pointed out what may well be additional errors made by Personnel Assist- ant Cooley in rating employees with respect to attend- ance and discipline. I have carefully weighed counsel for the General Counsel's contentions and the evidence in support thereof and I am persuaded these additional mat- ters do not detract from the findings I have made herein. In summary and as indicated earlier, I am persuaded the Company has demonstrated it would have selected those it did for layoff on September 16 and would have thereafter declined to recall the ones it failed to recall and would subsequently have terminated those it did even if any or all its employees had not engaged in any union or protected activities. I note the Company, in no- tifying the employees on March 28, 1989, that they were terminated, was simply following its past practice of doing so. Accordingly, I shall dismiss paragraphs 16(a) and (b) of the complaint. CONCLUSIONS OF LAW 1. Columbian Rope Company is an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. 2. Amalgamated Clothing and Textile Workers Union, AFL-CIO is a labor organization within the meaning of Section 2(5) of the Act. 3. By coercively interrogating its employees concern- ing their union activities; by soliciting employee griev- ances and impliedly promising to remedy them; and, by promising employees unspecified benefits if the employ- ees would support the Company and/or abandon support for the Union, the Company violated Section 8(a)(1) of the Act. 4. The violations of the Act noted above constitute unfair labor practices affecting commerce within the meaning of Section 2(6) and (7) of the Act. 5. The Company has engaged in no other unfair labor practices not specifically noted above. THE REMEDY Having found that the Company has engaged in cer- tain unfair labor practices, I find it necessary to order it to cease and desist and to take certain affirmative action designed to effectuate the policies of the Act. It is recommended that the Company be ordered to post a notice to employees attached hereto as "Appen- dix" for a period of 60 consecutive days in order that employees may be apprised of their rights under the Act and the Company's obligation to remedy its unfair labor practices. [Recommended Order omitted from publication.] Copy with citationCopy as parenthetical citation