Charles R. Adams, Complainant,v.Mike Johanns, Secretary, Department of Agriculture, Agency.

Equal Employment Opportunity CommissionMay 26, 2006
01a52322 (E.E.O.C. May. 26, 2006)

01a52322

05-26-2006

Charles R. Adams, Complainant, v. Mike Johanns, Secretary, Department of Agriculture, Agency.


Charles R. Adams,

Complainant,

v.

Mike Johanns,

Secretary,

Department of Agriculture,

Agency.

Appeal No. 01A52322

Agency No. 040355

DECISION

Pursuant to 29 C.F.R. � 1614.405, the Commission accepts complainant's

appeal from the agency's December 13, 2004 final decision (FAD) in the

above-entitled matter. Complainant alleged that the agency discriminated

against him on the bases of race (African-American), color (Brown), age

(D.O.B. 07/21/47), and reprisal for prior protected EEO activity under

Title VII of the Civil Rights Act of 1964 when he was not recommended

for a Performance Bonus along with other National Resources Conservation

Service (NRCS) employees who received a Superior rating for the Fiscal

Year 2003 rating cycle.

The FAD found that while complainant established a prima facie case

of discrimination and retaliation, the agency articulated legitimate,

nondiscriminatory reasons for its actions. Namely, the FAD noted that

complainant did not receive a bonus for the Fiscal Year 2003 rating cycle

due to his failure to fulfill his financial management responsibilities.

The FAD found that the record indicated that complainant overspent his

budget allocation by $285,000, and he was advised of his failure to

fulfill his financial management responsibility by letter dated April

28, 2003. The FAD noted that complainant and one other Senior Executive

Service (SES) employee (Caucasian; over age 40; no prior EEO activity)

were not recommended for the performance bonus. The FAD further found

that complainant failed to proffer evidence which established that the

agency's articulated reasons were more likely than not a pretext for

discrimination. Complainant has made no arguments on appeal.

After a review of the record in its entirety, including consideration

of all statements submitted on appeal, it is the decision of the Equal

Employment Opportunity Commission to affirm the agency's final decision

because the preponderance of the evidence of record does not establish

that discrimination occurred. We find that the record indicates

that complainant did not receive the performance bonus for the 2003

rating cycle due to his failure to fulfill his financial management

responsibilities. We note that the record contains the affidavit

testimony of the Chief of the NRCS, who was complainant's second-line

Supervisor. Investigative File (IF) at Exhibit 9. The Chief of the NRCS

stated that complainant received a performance of Superior for Fiscal Year

2003, but he did not receive a bonus due to shortcomings in his financial

management responsibilities, as he spent $285,000 over his allocation

for the fiscal year. The Chief of the NRCS stated that he jointly made

the decision not to recommend complainant for a performance bonus with

the Associate Chief of the NRCS, and there were a total of two (2) SES

employees who were not recommended for a performance bonus that year. Id.

The agency's Supervisory Budget Analyst (SBA) provided affidavit testimony

which stated that complainant was over obligated for Fiscal Year 2003

by over $300,000, and as such complainant was in direct violation of

his fiscal responsibilities as outlined in the letter dated April 28,

2003. IF at Exhibit 11. The SBA stated that complainant's financial

shortcomings would be sufficient to deny him a performance bonus. Id.

Therefore, after a careful review of the record, including arguments and

evidence not specifically addressed in this decision, we affirm the FAD.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous

interpretation of material fact or law; or

2. The appellate decision will have a substantial impact

on the policies, practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as the

defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

_____5-26-06_____________

Date

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01A52322

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

Office of Federal Operations

P. O. Box 19848

Washington, D.C. 20036

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01A52322