Ann Nolan, Complainant,v.Jo Anne B. Barnhart, Commissioner, Social Security Administration, Agency.

Equal Employment Opportunity CommissionJan 21, 2003
01A21513 (E.E.O.C. Jan. 21, 2003)

01A21513

01-21-2003

Ann Nolan, Complainant, v. Jo Anne B. Barnhart, Commissioner, Social Security Administration, Agency.


Ann Nolan v. Social Security Administration

01A21513

January 21, 2003

.

Ann Nolan,

Complainant,

v.

Jo Anne B. Barnhart,

Commissioner,

Social Security Administration,

Agency.

Appeal No. 01A21513

Agency No. 01-0088-SSA

DECISION

INTRODUCTION

Complainant timely initiated this appeal from the final agency decision

(FAD) concerning her complaint of unlawful employment discrimination in

violation of the Age Discrimination in Employment Act of 1967 (ADEA),

as amended, 29 U.S.C. � 621 et seq. The appeal is accepted pursuant to

29 C.F.R. � 1614.405. Complainant alleged in her complaint that she

had been subjected to unlawful discrimination on the basis of her age

(date of birth April 10, 1930) when (1) on October 18, 2000, she was not

considered for the Lead Case Assistant position advertised under vacancy

announcement number 64-00, and (2) on December 18, 2000, she was not

selected for the Lead Case Assistant position advertised under vacancy

announcement number 99-00. For the following reasons, the agency's FAD,

which found no discrimination, is AFFIRMED.

BACKGROUND

The record reveals the following facts pertinent to the instant appeal.

At all times relevant to the agency actions at issue, complainant was

employed as a Legal Assistant at the agency's Office of Hearings and

Appeals in New Haven, Connecticut. On July 3, 2000, the agency opened

for application a vacant Lead Case Assistant, GS-9, position, with

a closing date of July 24, 2000. Complainant prepared and submitted

application materials for the vacancy, and a total of six individuals

(including complainant) applied for the position. The agency convened a

rating panel, charged with the responsibility of ranking the applicants

according to the rating and assessment criteria attached to the

vacancy announcement, and then, based upon these rankings, developing a

well-qualified list of candidates to forward to the selecting official.

Complainant received a ranking score below the minimum she needed to

be included on the well-qualified list, and her application was not

forwarded to the selecting official for consideration. Complainant was

neither considered nor selected for the position.

On October 16, 2000, the agency again opened for applications a vacant

Lead Case Assistant, GS-9, position, with a closing date of November 3,

2000. Complainant again prepared and submitted application materials for

the vacancy, and three individuals (including complainant) applied for

the position. The agency again convened a rating panel, as described

above, and complainant received a rating sufficient to warrant her

inclusion on the well-qualified list, as did the other two candidates.

The recommending official and the selecting official then jointly

interviewed all three candidates, with the recommending official

subsequently indicating to the selecting official that he felt that

the selectee was the best candidate for the position. Complainant was

neither recommended or selected for the position.

Believing that she had been subjected to discrimination on the basis of

her age in each of these selection decisions, complainant sought EEO

counseling at the agency, and subsequently filed a formal complaint,

alleging unlawful discrimination as described above. At the conclusion

of the agency's investigation of her claims, complainant was informed of

her right to request a hearing before an EEOC Administrative Judge or,

alternatively, to receive a FAD. Complainant requested that the agency

issue a FAD.

In its FAD, the agency found that complainant failed to prove her

claims of age discrimination. As for claim (1), the agency found that

complainant established a prima facie case of age discrimination, as

she was over forty years of age and was treated differently than younger

individuals who had been considered for the position at issue. The agency

also found that it had articulated a legitimate, nondiscriminatory

reason for its action�that complainant had not been considered for

the position because she did not make the cut-off score for referral

to the selecting official. The agency further found that complainant

failed to establish that the agency's articulated reason was pretext for

unlawful discrimination. The agency noted that complainant had argued

that according to agency hiring policy, a rating panel should not have

been convened, as there were fewer than ten applicants for the position,

and that the rating panel had been used as a means to insure that certain

applicants did not make the well-qualified list. The agency further

noted, however, that the National Agreement governing the workplace

provided that a rating panel would be established for all competitive

actions, and that the vacancy at issue was a competitive action.

The agency also noted that complainant scored the lowest, compared

to the other candidates, on the rating category of Knowledge, Skills,

and Abilities (KSA), and there was no evidence that her KSA score was

discriminatory based upon her age.

As for claim (2), the agency found that complainant failed to establish a

prima facie case of age discrimination, as the selectee for the position

was sixty-eight years of age at the time of the selection, only two

years younger than complainant. In addition, the agency further found

that it had articulated a legitimate, nondiscriminatory reason for its

selection decision, as the selectee was identified as the best candidate

for the position.<1> The agency also found that complainant failed

to show that its articulated reason was pretextual, as she had failed

to prove that her qualifications were observably superior to those of

the selectee, and had failed to produce any persuasive evidence which

demonstrated that the agency was motivated in its selection decision

by an unlawful discriminatory animus based upon age. The agency also

noted that complainant had failed to show that �but for� her age, she

would have been selected for either of the positions in question.

Complainant subsequently filed the instant appeal with the Commission.

On appeal, she renews her argument that the agency, while correct that

the National Agreement requires the involvement of a rating panel for all

competitive actions, failed to follow its own Personnel Policy Manual,

which indicates that in any competitive actions for a single vacancy,

the top eight candidates must be placed on the well-qualified list.

She also identifies that the same personnel manual provides that if

there are no more eligible and qualified candidates for a vacancy

subject to competitive action than could constitute the number of

individuals on the well-qualified list, a ranking panel must not be

convened and the candidates must be referred to the selecting official

without being ranked. She contends that the only reason a ranking

panel was convened, regarding the nonselection at issue in claim (1),

was to �insure that management would not be placed in a position to

select her.� Complainant also argues that her low KSA score in the

first nonselection is at odds with the KSA score she received in the

second nonselection, where she received the highest possible KSA rating.

She also challenges the agency's finding that she failed to establish

a prima facie case as to claim (2), and that she is not significantly

more qualified than the selectee. The agency made no comment on appeal.

ANALYSIS AND FINDINGS

As an initial matter, we note that, as this is an appeal from a FAD issued

without a hearing before an EEOC Administrative Judge, see 29 C.F.R. �

1614.110(b), we apply a de novo standard of review, and our decision is

based upon a preponderance of the evidence. 29 C.F.R. � 1614.405(a).

In her complaint, complainant presents two claims of unlawful age-based

disparate treatment. In discrimination claims such as these, and where,

as here, there is an absence of direct evidence of such discrimination,

the allocation of burdens and order of presentation of proof is a

three-step process. Reeves v. Sanderson Plumbing Prods., Inc., 530

U.S. 133, 142 (2000) (applying the three-part analytical framework

described in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-03

(1973), to an ADEA disparate treatment claim). First, complainant

must establish a prima facie case of discrimination by presenting

facts that, if unexplained, reasonably give rise to an inference of

discrimination; i.e., that a prohibited consideration was a factor

in the adverse employment action. Kimble v. Department of the Navy,

EEOC Appeal No. 01983020 (Aug. 22, 2001). Complainant may meet this

burden by showing that she was a member of a class protected by the

ADEA, that she was subjected to an adverse employment action, and that

she was treated less favorably than other similarly situated employees

substantially younger than herself. Reeves, 530 U.S. at 142; see also

O'Connor v. Consolidated Coin Caterers Corp., 517 U.S. 308, 312-13 (1996)

(holding that comparison employee in ADEA claim need not be outside

class of persons protected by ADEA��the fact that a replacement is

substantially younger than the [complainant] is a far more reliable

indicator of age discrimination than is the fact that [complainant]

was replaced by someone outside the protected class�); EEOC Enforcement

Guidance on O'Connor v. Consolidated Coin Caterers Corp., EEOC Notice

No. 915.002, � 7(II)(4)-(5) (Sept. 18, 1996).

Once the complaint has established a prima facie case of discriminatory

disparate treatment, the agency must articulate a legitimate,

nondiscriminatory reason for its actions. Texas Dep't of Community

Affairs v. Burdine, 450 U.S. 248, 253 (1981). If the agency is successful

in meeting its burden, complainant must prove, by a preponderance

of the evidence, that the legitimate reason proffered by the agency

was a pretext for discrimination. Id. at 256. However, the ultimate

burden of persuading the trier of fact that the agency intentionally

discriminated against complainant remains at all times with complainant.

Reeves, 530 U.S. at 143. Furthermore, it is well established that when

a complainant alleges disparate treatment in violation of the ADEA,

�liability depends on whether the protected trait (under the ADEA,

age) actually motivated the employer's decision.� Id. at 141 (quoting

Hazen Paper Co. v. Biggins, 507 U.S. 604, 610 (1993)). �That is,

the plaintiff's age must have actually played a role in [the employer's

decisionmaking] process and had a determinative influence on the outcome.�

Id. (citation and internal punctuation omitted) (alteration in original).

Applying this analysis to the instant appeal, we agree with the agency

that the evidence does not support complainant's age discrimination

claims. As for claim (1), even assuming that complainant is correct that

the agency failed to follow proper procedure when it decided to convene a

rating panel rather than simply forward the names of all the applicants

to the selecting official, complainant has not presented any evidence

which supports her assertion that the agency's failure to conform to

its personnel procedures was the result of an unlawful discriminatory

animus against her based upon her age. Nor has complainant presented

any evidence which indicates that her age actually played a role in the

agency's decisionmaking process and had a determinative influence on

the outcome of that process.<2>

We also agree with the agency that, as for claim (2), complainant failed

to establish a prima facie case of age discrimination. While complainant

contends, correctly, on appeal that the mere fact that the individual

selected for the position at issue was of an age close to hers does

not itself indicate that age discrimination was not the reason behind

her second nonselection, we cannot conclude that she has nevertheless

presented facts regarding her second nonselection which, if unexplained,

reasonably give rise to an inference of age discrimination. Furthermore,

even assuming for the sake of this appeal that she had established a

prima facie case of age discrimination, we find that the agency did

articulate a legitimate, nondiscriminatory reason for its selection

decision, which complainant failed to prove was pretextual. We note that,

as for complainant's contention that her qualifications are superior to

those of the selectee, while in nonselection cases pretext may be found

where the complainant's qualifications are demonstrably superior to the

selectee's, Bauer v. Bailar, 647 F.2d 1037, 1048 (10th Cir. 1981), an

employer has the discretion to choose among equally qualified candidates.

Hickman v. Department of Justice, EEOC Appeal No. 01A11797 (Dec. 20,

2001). The record before us on appeal, however, does not support a

finding that complainant's qualifications were so superior to those

of the selectee to establish that the agency's articulated reason for

its selection decision was pretextual. Nor does the record contain any

evidence which indicates that complainant's age actually played a role in

the agency's decisionmaking process and had a determinative influence on

the outcome of that process. Accordingly, we conclude that complainant

failed to satisfy her ultimate burden of proving by a preponderance of the

evidence that she was subjected to unlawful age discrimination as claimed.

Therefore, after a careful review of the record, including complainant's

contentions on appeal and arguments and evidence not specifically

addressed in this decision, it is the decision of the Commission to

AFFIRM the FAD.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. �Agency� or �department� means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

(�Right to File A Civil Action�).

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

January 21, 2003

Date

1 We note that the agency identified, in the �Factual Background�

portion of the FAD, evidence in support of this statement regarding the

agency's burden. This evidence included testimony from the selecting

official that he made his selection decision based upon the application

package and interview of each candidate, and that the selectee had �an

exemplary work record,� �regularly handled the more difficult cases in the

office in a volume and quality above the other candidates,� �consistently

processed her routine work product in a volume and quality above the

other candidates,� and �has a work history indicative of a capacity to

perform complex and routine work at a volume and quality superior to

the other candidates,� as well as having a work history of supervision

of other employees and team leader activities.

2 We note that complainant correctly points out that her KSA score was

much higher in the second selection process than the first, despite the

fact that the KSA criteria were identical. We also note, however, that

each vacancy announcement provided, in capital letters, bold print, and

underlined, that �applicants will be given credit only for the information

they provide in response to this announcement.� The record also shows

that the application materials complainant submitted in response to the

second vacancy announcement were significantly more informative than the

materials she submitted in response to the first vacancy announcement.

Accordingly, we are not persuaded that the record supports complainant's

assertion that the integrity of her earlier KSA rating is called into

question by her subsequent higher KSA rating.