Adobe Inc.Download PDFPatent Trials and Appeals BoardMay 25, 20212020002904 (P.T.A.B. May. 25, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/297,187 06/05/2014 Walter W. Chang 4022US01 4957 108982 7590 05/25/2021 FIG. 1 Patents 116 W. Pacific Avenue Suite 200 Spokane, WA 99201 EXAMINER ELKASSABGI, ZAHRA ART UNIT PAPER NUMBER 3623 NOTIFICATION DATE DELIVERY MODE 05/25/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): Fig1Docket@fig1patents.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte WALTER W. CHANG, HARTMUT WARNCKE, and EMRE DEMIRALP Appeal 2020-002904 Application 14/297,187 Technology Center 3600 Before LARRY J. HUME, BARBARA A. PARVIS, and SCOTT E. BAIN, Administrative Patent Judges. HUME, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision rejecting claims 1–20, which are all claims pending in the application. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM IN PART. 1 We use the term “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as Adobe Inc. Appeal Br. 3. Appeal 2020-002904 Application 14/297,187 2 STATEMENT OF THE CASE2 The claims are directed to a trending topics tracking. See Spec. (Title). In particular, Appellant’s disclosed embodiments and claimed invention relate to techniques for trending topics tracking, [in which] input text data is received as communications from a user or between users, where the communications are from one user to other users, or between two or more of the users. A topics tracking application is implemented to determine topics from the communications that are from or between the users, and track how the topics are trending over a time duration. Spec. 41 (Abstr.). Exemplary Claims Claims 1 and 17, reproduced below, are representative of the subject matter on Appeal (emphases and labeling added to contested prior-art limitations): 1. In a digital medium environment including computing devices performing trending topics tracking, a method, comprising: receiving a user selection of one or more data sources as input text data, the one or more data sources comprising electronic communications from communication-enabled devices, the electronic communications being communicated between users via the communication-enabled devices; combining the input text data from the one or more data sources to form a document, the document having a time 2 Our decision relies upon Appellant’s Appeal Brief (“Appeal Br.,” filed May 20, 2019); Reply Brief (“Reply Br.,” filed Mar. 2, 2020); Examiner’s Answer (“Ans.,” mailed Jan. 3, 2020); Final Office Action (“Final Act.,” mailed Oct. 2, 2018); and the original Specification (“Spec.,” filed June 5, 2014). Appeal 2020-002904 Application 14/297,187 3 duration defined by points in time associated with the input text data; determining text data topics within the document by determining at least one text analytics statistic for the document according to a text analytics technique, the at least one text analytics statistic including similarity values assigned to pairs of adjacent blocks of text in the document; tracking how the text data topics are trending over the time duration by determining a frequency of a keyword phrase localized in one or more of the blocks of text based on the similarity values to identify how the text data topics are trending over the time duration; receiving an input selection of at least one of the text data topics; generating digital content as a visual dashboard that includes a trending representation of the at least one text data topic trending within the document over the time duration; [(A)] displaying the visual dashboard with the trending representation of the at least one text data topic; [(B)] responsive to receiving an input to highlight an area of the trending representation: [(B1)] determining a data source of the one or more data sources that influences the highlighted area; and [(B2)] updating the visual dashboard to concurrently display a section of the determined data source and the trending representation with the highlighted area. 17. A non-transitory computer-readable storage memory device comprising a topics tracking application stored as instructions that are executable and, responsive to execution of the instructions by a computing device, the computing device performs operations of the topics tracking application comprising to: receive input text data as electronic communications from communication-enabled devices, the electronic Appeal 2020-002904 Application 14/297,187 4 communications being communicated between users via the communication-enabled devices; receive a user selection of one or more of the electronic communications as a data source for topic tracking; combine the one or more selected electronic communications to form a document, the document having a time duration defined by points in time associated with the one or more selected electronic communications; determine text data topics from the document by determining at least one text analytics statistic for the document according to a text analytics technique indicating similarity values assigned to pairs of adjacent blocks of text in the document; track how the text data topics are trending over the time duration by determining a frequency of a keyword phrase localized in one or more of the blocks of text based on the similarity values; generate digital content as a visual dashboard that includes a trending representation of at least one of the text data topics trending over the time duration within the document; display the visual dashboard with the trending representation of the at least one text data topic and an interaction representation of how the electronic communications between the users influence the at least one text data topic; [(C)] receive a selection of an area of the trending representation to highlight; [(D)] determine a section of the selected data source that influenced the highlighted area; and [(E)] navigate in the visual dashboard to the section of the selected data source, responsive to receipt of the selection, the visual dashboard simultaneously displaying the trending representation. Appeal 2020-002904 Application 14/297,187 5 REFERENCES The prior art relied upon by the Examiner as evidence is: Name Reference Date Sinel et al. (“Sinel”)3 US 2007/0294230 Al Dec. 20, 2007 Duchon et al. (“Duchon”) US 2010/0280985 A1 Nov. 4, 2010 Baarman et al. (“Baarman”) US 2011/0282860 A1 Nov. 17, 2011 Deurloo US 2013/0275527 A1 Oct. 17, 2013 Spivack et al. (“Spivack”) US 2013/0290317 A1 Oct. 31, 2013 Anstandig et al. (“Anstandig”) US 2014/0358891 A1 Dec. 4, 2014 REJECTIONS Rejection Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis R1 (Ans. 4; Final Act. 5) 1–20 101 Eligibility R2 (Final Act. 7) 1, 4, 7– 9, 12, 13, 15,4 16 103 Baarman, Anstandig, Sinel R3 (Final Act. 17) 5 103 Baarman, Anstandig, Sinel, Duchon R4 (Final Act. 19) 2, 3, 6, 10, 11, 14 103 Baarman, Anstandig, Sinel, Deurloo R5 (Final Act. 22) 17 103 Anstandig, Deurloo, Baarman, Spivack R6 (Final Act. 27) 18–20 103 Anstandig, Spivack, Sinel 3 In various parts of the record, the Sinel reference is erroneously referred to as “Sniel.” 4 Although omitted in the explicit statement of Rejection R2 (Final Act. 7), it appears the Examiner intended to include claim 15 in Rejection R2 Appeal 2020-002904 Application 14/297,187 6 CLAIM GROUPING Based on Appellant’s arguments (Appeal Br. 17–52) and our discretion under 37 C.F.R. § 41.37(c)(1)(iv), we decide the appeal of patent- ineligible subject matter Rejection R1 of claims 1–20 on the basis of representative claim 1; and we decide the appeal of obviousness Rejection R2 of claims 1, 4, 7, 8, 9, 12, 13, 15, and 16 on the basis of representative claim 1. We decide the appeal of obviousness Rejection R5 of separately argued claim 17 and obviousness Rejection R6 of separately argued claims 18–20, infra. Remaining claims 2, 3, 5, 6, 10, 11, and 14 in Rejections R3 and R4, not argued separately or substantively, stand or fall with the respective independent claim from which they depend.5 ISSUES AND ANALYSIS In reaching this decision, we consider all evidence presented and all arguments actually made by Appellant. To the extent Appellant has not because the Examiner states: “Claim 15 recites similar limitations to claim 7. Therefore, it is rejected under similar rationale.” Final Act. 21. We further note claim 7 is included in Rejection R2 and, for that reason, we also include claim 15 in Rejection R2. See Final Act. 7, 13. 5 “Notwithstanding any other provision of this paragraph, the failure of appellant to separately argue claims which appellant has grouped together shall constitute a waiver of any argument that the Board must consider the patentability of any grouped claim separately.” 37 C.F.R. § 41.37(c)(1)(iv). In addition, when Appellant does not separately argue the patentability of dependent claims, the claims stand or fall with the claims from which they depend. In re King, 801 F.2d 1324, 1325 (Fed. Cir. 1986). Appeal 2020-002904 Application 14/297,187 7 advanced separate, substantive arguments for particular claims, or other issues, such arguments are waived. 37 C.F.R. § 41.37(c)(1)(iv). Based upon our review of the record, we find a preponderance of the evidence supports particular arguments advanced by Appellants with respect to subject matter eligibility Rejection R1 of claims 1–20 and obviousness Rejection R6 of claims 18–20 for the specific reasons discussed below. However, we disagree with Appellant’s arguments with respect to obviousness Rejections R2 through R5 of claims 1–17 and, unless otherwise noted, we incorporate by reference herein and adopt as our own: (1) the findings and reasons set forth by the Examiner in the action from which this appeal is taken, and (2) the reasons and rebuttals set forth in the Examiner’s Answer in response to Appellant’s arguments. We highlight and address specific findings and arguments regarding claims 1 and 17 for emphasis as follows. 1. § 101 Rejection R1 of Claims 1–20 Issue 1 Appellant argues (Appeal Br. 17–34; Reply Br. 2–5) the Examiner’s rejection of claim 1 under 35 U.S.C. § 101 as being directed to patent- ineligible subject matter is in error. These contentions present us with the following issue: Under the USPTO’s Revised Guidance, informed by our governing case law concerning 35 U.S.C. § 101, is claim 1 patent-ineligible under § 101? Appeal 2020-002904 Application 14/297,187 8 Principles of Law A. 35 U.S.C. § 101 An invention is patent-eligible if it is a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101.6 However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 70 (2012) (alterations in original) (citing Diamond v. Diehr, 450 U.S. 175, 185 (1981)). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo and Alice. Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 217–18 (2014) (citing Mayo, 566 U.S. at 75–77). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk . . . .”). Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental 6 This threshold analysis of whether a claim is directed to one of the four statutory categories of invention, i.e., a process, machine, manufacture, or composition of matter, is referred to as “Step 1” in the USPTO’s patent- eligibility analysis under § 101. MPEP § 2106. Appeal 2020-002904 Application 14/297,187 9 economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diehr, 450 U.S. at 191); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. 252, 267–68 (1853))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). Abstract ideas may include, but are not limited to, fundamental economic practices, methods of organizing human activities, and mathematical formulas or relationships. Alice, 573 U.S. at 217–21. Under this guidance, we must therefore ensure at step one that we articulate what the claims are directed to with enough specificity to ensure the step one inquiry is meaningful. Id. at 217 (“[W]e tread carefully in construing this exclusionary principle lest it swallow all of patent law.”). Examples of claims that do not recite mental processes because they cannot be practically performed in the human mind include: (a) a claim to a method for calculating an absolute position of a GPS receiver and an absolute time of reception of satellite signals, where the claimed GPS receiver calculated pseudoranges that estimated the distance from the GPS receiver to a plurality of satellites, SiRF Technology, Inc. v. International Trade Commission, 601 F.3d 1319, 1331–33 (Fed. Cir. 2010); (b) a claim to detecting suspicious activity by using network monitors and analyzing network packets, SRI Int’l, Inc. v. Cisco Systems, Inc., 930 F.3d 1295, 1304 (Fed. Cir. 2019); (c) a claim to a specific data encryption method for Appeal 2020-002904 Application 14/297,187 10 computer communication involving a several-step manipulation of data, Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1149 (Fed. Cir. 2016) (distinguishing TQP Development, LLC v. Intuit Inc., 2014 WL 651935 (E.D. Tex. Feb. 19, 2014)) (the specific data encryption method “could not conceivably be performed in the human mind or with pencil and paper”). Whereas a claim limitation to a process that “can be performed in the human mind, or by a human using a pen and paper” qualifies as a mental process, a claim limitation that “could not, as a practical matter, be performed entirely in a human’s mind” (even if aided with pen and paper) would not qualify as a mental process.7 In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held “[a] claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 187; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber products and not as an attempt to patent a mathematical formula.”). Having said that, the Supreme Court also indicated that a claim “seeking patent protection for that formula in the abstract . . . is not accorded the protection of our patent laws, and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment.” Id. (citation omitted) (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical 7 CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1372, 1375- 76 (Fed. Cir. 2011) (distinguishing Research Corp. Techs. v. Microsoft Corp., 627 F.3d 859 (Fed. Cir. 2010), and SiRF Tech., Inc. v. Int’l Trade Comm’n, 601 F.3d 1319 (Fed. Cir. 2010)). Appeal 2020-002904 Application 14/297,187 11 formula to a known structure or process may well be deserving of patent protection.”). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘“inventive concept”’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (citation omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (alterations in original) (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. B. USPTO Revised Guidance In January 2019, the U.S. Patent and Trademark Office (USPTO) published revised guidance on the application of § 101.8 The Manual of Patent Examining Procedure (“MPEP”) now incorporates this revised 8 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) (hereinafter “Revised Guidance”) (https://www.govinfo.gov/ content/pkg/FR-2019-01-07/pdf/2018-28282.pdf). In response to formal public comments, the Office issued further guidance on October 17, 2019, clarifying the Revised Guidance. USPTO, October 2019 Update: Subject Matter Eligibility (the “October 2019 Update”). “All USPTO personnel are, as a matter of internal agency management, expected to follow the guidance.” 84 Fed. Reg. at 51; see also October 2019 Update at 1. Appeal 2020-002904 Application 14/297,187 12 guidance and subsequent updates at Section 2106 (9th ed. Rev. 10.2019, rev. June 2020).9 Under MPEP § 2106, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes) (“Step 2A, Prong One,” referred to herein as “Step 2A(i)”); and (2) additional elements that integrate the judicial exception into a practical application (“Step 2A, Prong Two,” referred to herein as “Step 2A(ii)”).10 MPEP § 2106.04(a)) and § 2106.04(d). Under this guidance, if the claim does not recite a judicial exception (a law of nature, natural phenomenon, or subject matter within the enumerated groupings of abstract ideas above), then the claim is patent- eligible at Step 2A(i). This determination concludes the eligibility analysis, except in situations identified in the Revised Guidance.11 9 All references to the MPEP are to the Ninth Edition, Revision 10.2019 (Last Revised June 2020), unless otherwise indicated. 10 “Examiners evaluate integration into a practical application by: (1) identifying whether there are any additional elements recited in the claim beyond the judicial exception, and (2) evaluating those additional elements individually and in combination to determine whether the claim as a whole integrates the exception into a practical application, using one or more of the considerations introduced in subsection I supra, and discussed in more detail in MPEP §§ 2106.04(d)(1), 2106.04(d)(2), 2106.05(a) through (c) and 2106.05(e) through (h).” MPEP § 2106.04(d)II. 11 In the rare circumstance in which an examiner believes a claim limitation that does not fall within the enumerated groupings of abstract ideas should nonetheless be treated as reciting an abstract idea, the procedure described in Appeal 2020-002904 Application 14/297,187 13 Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application,12 do we then look, under Step 2B, to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field; or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception.13 MPEP § 2106.05(d). In the Step 2B analysis, an additional element (or combination of elements) is not well-understood, routine or conventional unless the examiner finds an evidentiary basis, and expressly supports a rejection in writing with, one or more of the following: 1. A citation to an express statement in the specification or to a statement made by an applicant during prosecution that demonstrates the well-understood, routine, conventional nature of the additional element(s). . . . the MPEP for analyzing the claim should be followed. See MPEP § 2106.04(a)(3)(“Tentative Abstract Ideas”). 12 This corresponds to Alice part one where it is determined whether the claim is “directed to” an abstract idea. See Alice, 573 U.S. at 219. If a claim is “not directed to an abstract idea under part one of the Alice framework, we do not need to proceed to step two.” Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1339 (Fed. Cir. 2016). 13 Items (3) and (4) correspond to Alice part two where it is determined whether the claim contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent-eligible application” (Alice, 573 U.S. at 221) and continue to be collectively referred to as “Step 2B” of the Supreme Court’s two-step framework, described in Mayo and Alice. Appeal 2020-002904 Application 14/297,187 14 2. A citation to one or more of the court decisions discussed in MPEP § 2106.05(d)(II) as noting the well- understood, routine, conventional nature of the additional element(s). 3. A citation to a publication that demonstrates the well-understood, routine, conventional nature of the additional element(s). . . . 4. A statement that the examiner is taking official notice of the well-understood, routine, conventional nature of the additional element(s). . . . See MPEP §§ 2106.05(d)(I)(2); 2106.07(a). If the Examiner or the Board determines under Step 2B that the element (or combination of elements) amounts to significantly more than the exception itself, the claim is eligible, thereby concluding the eligibility analysis. However, if a determination is made that the element and combination of elements do not amount to significantly more than the exception itself, the claim is ineligible under Step 2B, and the claim should be rejected for lack of subject matter eligibility. Analysis Step 1 – Statutory Category Claim 1, as a method (process) claim, recites one of the enumerated categories of eligible subject matter in 35 U.S.C. § 101. Therefore, the issue before us is whether it is directed to a judicial exception without significantly more. Appeal 2020-002904 Application 14/297,187 15 Step 2A(i): Does the Claim Recite a Judicial Exception? “[T]he Examiner maintains that the claim limitations singularly and as a whole are directed to a mental process. The Examiner further maintains that the claim limitations are organizing, tracking, and analyzing topics between individuals. Similar inventions have been found patent ineligible.” Ans. 4 (generally citing Smart Systems Innovations and Electric Power Group.).14 We conclude claim 1 does not recite the judicial exceptions of either natural phenomena or laws of nature. We evaluate whether claim 1 recites an abstract idea based upon the Revised Guidance. First, we look to the Specification to provide context as to what the claimed invention is directed to. In this case, the Specification discloses the invention: Trending topics tracking is described. In embodiments, input text data is received as communications from a user or between users, where the communications are from one user to one or more of the users, or between two or more of the users, and the communications can be modeled as a document. A text analytics application generates the input text data based on the communications that are from or between the users, where the text analytics application can include techniques for statistical topic modeling and natural language sentence analysis. A topics tracking application is implemented to determine topics from the communications that are from and/or between the users (e.g., modeled as the document), and track how the topics are 14 We note, prior to issuance of the Revised Guidance, the Examiner originally determined “[c]laims 1, 9, and 17 are directed towards an idea of itself. Specifically, organizing, tracking, and analyzing topics between individuals.” Final Act. 5. In the Answer, the Examiner relies upon the Revised Guidance to restate the § 101 rejection. Appeal 2020-002904 Application 14/297,187 16 trending over a time duration. The topics can include expressed sentiments and/or expressed emotions. Spec. ¶ 4. Appellant’s Abstract describes the invention: In techniques for trending topics tracking, input text data is received as communications from a user or between users, where the communications are from one user to other users, or between two or more of the users. A topics tracking application is implemented to determine topics from the communications that are from or between the users, and track how the topics are trending over a time duration. The topics can include expressed sentiments and/or expressed emotions. An input selection of at least one of the topics can be received, and the topics tracking application generates a visual dashboard that displays a trending representation of the at least one topic that is trending over the time duration. The visual dashboard can also display data sources of the communications between the two or more users and/or an overview of one or more of the topics determined from a selected data source. Spec. 41 (Abstr.). As detailed in TABLE I, below, we determine that claim 1, overall, recites a certain method of organizing human activity in the form of marketing activities that may also be performed by pen and paper. This type of activity, i.e., tracking of trending topics to use in marketing analysis as recited in limitations L1 through L8, for example, and aside from any computer-related aspects, includes longstanding conduct that existed well before the advent of computers and the Internet, and could be carried out by a human with pen and paper. See CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1375 (Fed. Cir. 2011) (“That purely mental processes Appeal 2020-002904 Application 14/297,187 17 can be unpatentable, even when performed by a computer, was precisely the holding of the Supreme Court in Gottschalk v. Benson.”).15 Thus, under Step 2A(i), we agree with the Examiner that claim 1’s method for performing trending topics tracking recites a combination of abstract ideas. We conclude claim 1, under our Revised Guidance, recites a judicial exception of tracking of trending topics to use in marketing analysis, i.e., a certain method of organizing human activity, and thus recites an abstract idea. In TABLE I below, we identify in italics the specific claim limitations in claim 1 that we conclude recite an abstract idea. We additionally identify in bold the additional (non-abstract) claim limitations that are generic computer components and techniques, and underline limitations representing extra or post-solution activity: 15 Our reviewing court recognizes that “[a]n abstract idea can generally be described at different levels of abstraction.” Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1240 (Fed. Cir. 2016). That need not and, in this case does not, “impact the patentability analysis.” Id. at 1241. Further, “[t]he Board’s slight revision of its abstract idea analysis does not impact the patentability analysis.” Id. Moreover, merely combining several abstract ideas does not render the combination any less abstract. RecogniCorp, LLC v. Nintendo Co., 855 F.3d 1322, 1327 (Fed. Cir. 2017) (“Adding one abstract idea (math) to another abstract idea . . . does not render the claim non-abstract.”); see also FairWarning IP, LLC v. Iatric Sys., Inc., 839 F.3d 1089, 1093–94 (Fed. Cir. 2016) (determining the pending claims were directed to a combination of abstract ideas). Appeal 2020-002904 Application 14/297,187 18 TABLE I Independent Claim 1 Revised Guidance In a digital medium environment including computing devices performing trending topics tracking, a method, comprising: A process (method) is a statutory subject matter class. See 35 U.S.C. § 101 (“Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.”). [L1] receiving a user selection of one or more data sources as input text data, [L1a] the one or more data sources comprising electronic communications from communication-enabled devices, the electronic communications being communicated between users via the communication- enabled devices; Receiving information such as a user selection of a data source, i.e., data gathering, is merely insignificant extra- solution activity that does not add significantly more to the abstract idea to render the claimed invention patent- eligible. See MPEP § 2106.05(g); Revised Guidance 55, n.31. As claimed, the data sources, electronic communications, and communication- enabled devices represent conventional computer components and techniques. See Spec. Figs. 1, 10, 12, (elements 102, 106, 114, 1204, 1302); ¶¶ 12–14, 62, 68–76. [L2] combining the input text data from the one or more data sources to form a document, the document having a time duration defined by points in time associated with the input text data; Combining text data from data sources to form a document is merely insignificant extra-solution activity that does not add significantly more to the abstract idea to render the claimed invention patent-eligible. See MPEP § 2106.05(g); Revised Guidance 55, n.31; see In re Bilski, 545 F.3d 943, Appeal 2020-002904 Application 14/297,187 19 Independent Claim 1 Revised Guidance 962 (Fed. Cir. 2008) (en banc), aff’d on other grounds, 561 U.S. 593 (2010) (“[T]he involvement of the machine or transformation in the claimed process must not merely be insignificant extra- solution activity”). [L3] determining text data topics within the document by determining at least one text analytics statistic for the document according to a text analytics technique, the at least one text analytics statistic including similarity values assigned to pairs of adjacent blocks of text in the document; “[D]etermining at least one text analytics statistic” is an abstract idea, i.e., an observation, evaluation, judgment, opinion” which could be performed as a mental process. See MPEP § 2106.04(a)(2)(III)(A). Alternatively, “determining at least one text analytics statistic” is a mathematical calculation that is an abstract idea. See MPEP § 2106.04(a)(2)(I)(C); see also SAP America, Inc. v. InvestPic, LLC, 898 F.3d 1161, 1163 (Fed. Cir. 2018) (holding that claims to a “series of mathematical calculations based on selected information” are directed to abstract ideas). [L4] tracking how the text data topics are trending over the time duration by determining a frequency of a keyword phrase localized in one or more of the blocks of text based on the similarity values to identify how the text data topics are trending over the time duration; “[D]etermining a frequency of a keyword phrase” for trend tracking is an abstract idea, i.e., an observation, evaluation, judgment, opinion” which could be performed as a mental process. See MPEP § 2106.04(a)(2)(III)(A). [L5] receiving an input selection of at least one of the text data topics; Receiving information such as an input selection of a data source, i.e., data gathering, is merely insignificant extra-solution activity that does not Appeal 2020-002904 Application 14/297,187 20 Independent Claim 1 Revised Guidance add significantly more to the abstract idea to render the claimed invention patent-eligible. See MPEP § 2106.05(g); Revised Guidance 55, n.31; see In re Bilski, 545 F.3d 943, 962 (Fed. Cir. 2008) (en banc), aff’d on other grounds, 561 U.S. 593 (2010) (“[T]he involvement of the machine or transformation in the claimed process must not merely be insignificant extra-solution activity”). [L6] generating digital content as a visual dashboard that includes a trending representation of the at least one text data topic trending within the document over the time duration; Generating digital content for display is insignificant extra-solution activity. Revised Guidance 55, n.31; see also MPEP § 2106.05(g). Moreover, data gathering and display elements are merely insignificant extra-solution activity that do not add significantly more to the abstract idea to render the claimed invention patent-eligible. See In re Bilski, 545 F.3d 943, 962 (Fed. Cir. 2008) (en banc), aff’d on other grounds, 561 U.S. 593 (2010) (“[T]he involvement of the machine or transformation in the claimed process must not merely be insignificant extra-solution activity”); and see buySAFE, Inc. v. Google, Inc., 765 F.3d 1350, 1355 (Fed. Cir. 2014) (computer receives and sends information over a network). [L7] displaying the visual dashboard with the trending representation of the at least one text data topic; Displaying information is insignificant extra-solution activity. Revised Guidance 55, n.31; see also MPEP § 2106.05(g). Appeal 2020-002904 Application 14/297,187 21 Independent Claim 1 Revised Guidance responsive to receiving an input to highlight an area of the trending representation: [L8] determining a data source of the one or more data sources that influences the highlighted area; and “[D]etermining . . . influence[]” is an abstract idea, i.e., an observation, evaluation, judgment, opinion” which could be performed as a mental process. See MPEP § 2106.04(a)(2)(III)(A). [L9] updating the visual dashboard to concurrently display a section of the determined data source and the trending representation with the highlighted area. See Step 2A(ii) analysis, infra. Appeal Br. 54 (Claims App.). Under the broadest reasonable interpretation standard,16 we conclude limitations L1 through L8, overall, recite steps that would ordinarily occur when tracking trending topics to use in marketing analysis. See generally Final Act. 5; Ans. 4. For example, we determine that “tracking how the text data topics are trending over the time duration by determining a frequency of 16 During prosecution, claims must be given their broadest reasonable interpretation when reading claim language in light of the specification as it would be interpreted by one of ordinary skill in the art. In re Am. Acad. of Sci. Tech. Ctr., 367 F.3d 1359, 1364 (Fed. Cir. 2004). Under this standard, we interpret claim terms using “the broadest reasonable meaning of the words in their ordinary usage as they would be understood by one of ordinary skill in the art, taking into account whatever enlightenment by way of definitions or otherwise that may be afforded by the written description contained in the applicant’s specification.” In re Morris, 127 F.3d 1048, 1054 (Fed. Cir. 1997). Appeal 2020-002904 Application 14/297,187 22 a keyword phrase localized in one or more of the blocks of text based on the similarity values to identify how the text data topics are trending over the time duration” is an operation that generally occurs when carrying out topical marketing analysis. Further, as illustrated in TABLE I, we determine limitations L3 (“determining at least one text analytics statistic for the document”), L4 (“determining a frequency of a keyword phrase”), and L8 (“determining a data source of the one or more data sources that influences the highlighted area”) recite abstract ideas, whether initiated person-to-person, on paper, or using a computer. We further determine that claim 1, overall, recites the abstract idea of tracking trending topics to use in marketing analysis, which we determine is a certain method of organizing human activity in the form of marketing activities. Step 2A(ii): Judicial Exception Integrated into a Practical Application? If the claims are directed to a judicial exception, as we conclude above, we proceed to the “practical application” Step 2A(ii) in which we determine whether the recited judicial exception is integrated into a practical application of that exception by: (a) identifying whether there are any additional elements recited in the claim beyond the judicial exception(s); and (b) evaluating those additional elements individually and in combination to determine whether they integrate the exception into a practical application. As to the specific limitations, we find limitations L1 (“receiving a user selection of one or more data sources as input text data”) and L5 (“receiving an input selection of at least one of the text data topics”) recite insignificant data gathering. See MPEP § 2106.05(g). Data gathering, as performed by Appeal 2020-002904 Application 14/297,187 23 the steps or function in Appellant’s claims, is a classic example of insignificant extra-solution activity. See, e.g., In re Bilski, 545 F.3d 943, 963 (Fed. Cir. 2008) (en banc), aff’d sub nom, Bilski v. Kappos, 561 U.S. 593 (2010). We also conclude limitations L2 (“combining the input text data from the one or more data sources to form a document”), L6 (“generating digital content as a visual dashboard”), and L7 (“displaying the visual dashboard”) recite insignificant post solution activity. The Supreme Court guides that the “prohibition against patenting abstract ideas ‘cannot be circumvented by’ . . . adding ‘insignificant postsolution activity.’” Bilski, 561 U.S. at 610–11 (quoting Diehr, 450 U.S. at 191–92). We further conclude limitation L1a (“one or more data sources comprising electronic communications from communication-enabled devices”) recite generic computer components and techniques. On this record, we are of the view that Appellant’s claims do not operate the recited generic computer components in an unconventional manner to achieve an improvement in computer functionality. See MPEP § 2106.05(a). In addition to the abstract steps recited in limitations L1 through L8 identified in Step 2A(i), supra, claim 1 further recites limitation L9, i.e., “updating the visual dashboard to concurrently display a section of the determined data source and the trending representation with the highlighted area.” Appeal 2020-002904 Application 14/297,187 24 For the reasons discussed below, we conclude limitation L9 integrates the abstract idea into a practical application as determined under at least one of the MPEP sections cited above.17 Appellant’s Specification discloses “[t]he topics tracking application is also implemented to determine causal relationships between two or more users based in part on the input text data as the communications between the users, and the visual dashboard displays an interaction representation of how interactions between the two or more users influence the topics that are trending over the time duration.” Spec. ¶ 6 (emphasis added). The topics tracking application can generate the visual dashboard 108 that displays the trending representations 120 of selected topics 118 that are trending over the time duration. The visual dashboard can also display data sources of the communications that are from and/or between the users, and/or display an overview of the selected topics as determined from selected data sources. The topics tracking application can also receive a user input of a displayed section of a trending representation 120 for a topic 118, and the visual dashboard 108 can display a section of the data source that corresponds to the selected section of the trending representation. Spec. ¶ 17. “The visual dashboard 108 can also display an interaction representation of how interactions between the users influence the topics 118 that are trending over the time duration.” Spec. ¶ 18. The Specification further describes: [A] visual dashboard is generated that displays a trending representation of the selected topic that is trending over the time duration. For example, the topics tracking application 104 17 See, e.g., MPEP § 2106.05(a) “Improvements to the Functioning of a Computer or To Any Other Technology or Technical Field,” and § 2106.05(e) “Other Meaningful Limitations.” Appeal 2020-002904 Application 14/297,187 25 generates the visual dashboard 108 that displays the trending representations 120 of the trending topics 118 that are trending over the time duration. The visual dashboard 108 can also display data sources of the communications 106 that are from and/or between the users, as well as an overview of the topics that are determined from a selected data source. A user input of a displayed section of a trending representation 120 for a topic 118 can be received, and the visual dashboard 108 displays a section of the data source that corresponds to the selected section of the trending representation. The visual dashboard 108 can also be implemented to display an interaction representation of how interactions between the users of the communications influence the topics 118 that are trending over the time duration. Spec. ¶ 29. With respect to this phase of the analysis, Appellant argues: Appellant notes that this language of claim 1 describes with particularity specific steps performed with respect to the displayed visual dashboard. As mentioned above, because the visual dashboard is generated from electronic communications between users’ communication-enabled devices, and because the trending representation displayed by the visual dashboard describes how text data topics of the electronic communications are trending over time, the ability to determine a data source that influences an area of the trending representation and display the determined data source together with the trending representation is unequivocally directed to solving a digitally- rooted challenge particular to the Internet — identifying data sources that influence a trending text data topic within electronic communications over time. Appeal Br. 28 (emphasis added). We find Appellant’s argument persuasive that at least carrying out the step of limitation L9, i.e., “updating the visual dashboard to concurrently display a section of the determined data source and the trending Appeal 2020-002904 Application 14/297,187 26 representation with the highlighted area” provides improvements to the underlying technology or technical field, namely, methods and systems for tracking of trending topics to use in marketing analysis. See MPEP § 2106.05(a) or, alternatively, § 2106.05(e) “Other Meaningful Limitations.”18 With respect to these other meaningful limitations, we find guidance in MPEP § 2106.05(e), which summarizes and relies upon the Supreme Court’s holding in Diehr, cited supra, and our reviewing court’s holdings in Classen Immunotherapies, Inc. v. Biogen IDEC, 659 F.3d 1057 (Fed. Cir. 2011) (decision on remand from the Supreme Court, which had vacated the lower court’s prior holding of ineligibility in view of Bilski v. Kappos). Accordingly, we conclude, when the claim is considered as a whole, the recited judicial exception is integrated into a practical application as determined under either MPEP sections 2106.06(a) or 2106.05(e) cited above, such that the claim is patent-eligible. Because the claims are directed to a patent-eligible concept, this concludes the patent-eligibility inquiry. Therefore, based upon the findings and legal conclusions above, on this record and in consideration of the Revised Guidance, we are persuaded the claims are directed to patent-eligible subject matter, such that we do not sustain the § 101 rejection of claim 1, and grouped claims 2–20 which recite limitations of commensurate scope. 18 Because we agree with at least one of the dispositive arguments advanced by Appellant, we need not reach the merits of Appellant’s other arguments. See Beloit Corp. v. Valmet Oy, 742 F.2d 1421, 1423 (Fed. Cir. 1984) (finding an administrative agency is at liberty to reach a decision based on “a single dispositive issue”). Appeal 2020-002904 Application 14/297,187 27 2. § 103 Rejection R2 of Claims 1, 4, 7–9, 12, 13, 15, 16 Issue 2 Appellant argues (Appeal Br. 34–41) the Examiner’s rejection of claim 1 under AIA 35 U.S.C. § 10319 as being obvious over the combination of Baarman, Anstandig, and Sinel is in error. These contentions present us with the following issues: Did the Examiner err in finding the cited prior art combination teaches or suggests “[i]n a digital medium environment including computing devices performing trending topics tracking, a method” that includes, inter alia, the steps of: [(A)] displaying the visual dashboard with the trending representation of the at least one text data topic; [(B)] responsive to receiving an input to highlight an area of the trending representation: [(B1)] determining a data source of the one or more data sources that influences the highlighted area; and [(B2)] updating the visual dashboard to concurrently display a section of the determined data source and the trending representation with the highlighted area. as recited in claim 1? 19 Although the Examiner states in the Final Action that obviousness Rejections R2–R6 are made under pre-AIA 35 U.S.C. § 103(a), based upon the filing date, i.e., June 5, 2014, this application is subject to the provisions of the AIA. Appeal 2020-002904 Application 14/297,187 28 Principles of Law “[O]ne cannot show non-obviousness by attacking references individually where . . . the rejections are based on combinations of references.” In re Keller, 642 F.2d 413, 426 (CCPA 1981). “The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference . . . . Rather, the test is what the combined teachings of those references would have suggested to those of ordinary skill in the art.” Id. at 425. In KSR, the Court stated “[t]he combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.” KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 416 (2007). When a work is available in one field of endeavor, design incentives and other market forces can prompt variations of it, either in the same field or a different one. If a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability. For the same reason, if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill . . . . [A] court must ask whether the improvement is more than the predictable use of prior art elements according to their established functions. Id. at 417. Further, the relevant inquiry is whether the Examiner has set forth “some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006) (cited with approval in KSR, 550 U.S. at 418). Appeal 2020-002904 Application 14/297,187 29 Analysis Limitation (A): displaying the visual dashboard with the trending representation of the at least one text data topic The Examiner finds Anstandig teaches or suggests this disputed limitation, i.e., “displaying the visual dashboard with the trending representation of the at least one text data topic” in Figures 7 and 8. Final Act. 10. Figures 7 and 8 of Anstandig are replicated below: “[Figure 7] illustrate[s an] example display[] of a visual dashboard that is generated in accordance with one or more embodiments of trending topics tracking.” Spec. 4:19–21. Appeal 2020-002904 Application 14/297,187 30 “[Figure 8] illustrate[s an] example display[] of a visual dashboard that is generated in accordance with one or more embodiments of trending topics tracking.” Id. Appellant generally alleges the combination of Baarman, Anstandig, and Sinel “fails to teach or suggest, and has not been shown to teach or suggest, ‘displaying the visual dashboard with the trending representation of the at least one text data topic,’” as recited in claim 1 (Appeal Br. 34), but Appellant fails to provide any specific analysis directed to this limitation. See Appeal Br. 34–35. Accordingly, we are not persuaded the Examiner erred by relying upon Anstandig for this teaching. Appeal 2020-002904 Application 14/297,187 31 Limitation (B1): [responsive to . . .] determining a data source of the one or more data sources that influences the highlighted area The Examiner finds Sinel teaches or suggests this limitation, i.e., “responsive to receiving an input to highlight an area of the trending representation . . . determining a data source of the one or more data sources that influences the highlighted area,” as recited in claim 1. Final Act. 11 (citing Sinel ¶¶ 79–81; Figs. 7, 8). Sinel discloses: The time line graph control (FIG. 7.6 and FIG. 8.6) shows the amount of discussions over a span of time related to every executed query. For example, in FIG. 7.6, the amount of dialogues on 8/26 is 1 and the amount of dialogues in FIG. 8.6 on 8/26 is 77. Graphic depiction over time allows analysts/end- users to quickly identify “hot topics” by looking at activity spikes and relating them back to various market events. In a preferred embodiment, there are three modes of time line analysis: monthly, daily, and hourly, with the application defaulting to a monthly view. By selecting one or more days within the time line control a query will be executed, utilizing those days as search criteria. For example, if the date 8/26 is selected as a search criterion (FIG. 9) the search result is displayed on FIG. 9.2 with the system in Day mode. Sinel ¶¶ 80–81. Appellant argues the combination of Baarman and Anstandig, particularly Anstandig, does not teach or suggest limitation B1 (Appeal Br. 35–37), even though the Examiner clearly cites Sinel for this teaching. See Final Act. 11. However, in later arguing that the reference combination of Baarman, Anstandig, and Sinel is improper under § 103 due to lack of motivation to combine (Appeal Br. 38), Appellant acknowledges the Examiner’s reliance upon Sinel for limitation B1 (id.), but contends: Appeal 2020-002904 Application 14/297,187 32 For instance, as noted above in the excerpt of Anstandig’s paragraph [0027], the user interface of Anstandig’s Fig. 2 “allows users to go backwards in time to a particular day or time period to observe which topics were trending during that time” ( emphasis added). Thus, to the extent that the Examiner asserts it would have been obvious to combine Sniel [sic] with Baarman and Anstandig in order to enable “monthly, daily, and hourly” view modes, Appellant respectfully submits that such an incorporation does not enable any additional functionality beyond that described by Anstandig. . . . Appellant respectfully submits, particularly in view of these tenets, that it would not have been obvious to combine Sniel [sic] with Baarman and Anstandig at least because 1) the alleged benefits of Sniel [sic] are not needed by Baarman or Anstandig; 2) there is no suggestion by any reference to incorporate the alleged benefits of Sniel [sic] into Baarman or Anstandig; and 3) it is unknown how the alleged benefits of Sniel [sic] would be employed or successfully incorporated into the teachings of Baarman or Anstandig. Appeal Br. 39–40. The Examiner’s stated basis for motivation to combine Sinel with Baarman and Anstandig is provided in the Final Action: Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date to incorporate the teachings of Sniel [sic] within the invention of Baarman/ Anstandig with the motivation of collecting, storing, categorizing, and analyzing online peer-to-peer discussions in order to illuminate key consumer insights-clarify public opinion, quantify trends and findings, and develop the components for completed consumer research studies. (See, Sniel [sic] Abstract) Moreover, all inventions are within the same field of endeavor, namely, trending representation of topics. Appeal 2020-002904 Application 14/297,187 33 Final Act. 11–12. In the Answer, the Examiner reiterates these findings related to motivation to combine the references in the manner suggested, and further emphasizes reliance upon rationales found in KSR. Ans. 6. Other than providing a general allegation that Baarman and Anstandig cannot properly be combined with Sinel, Appellant points to no evidence of record that a person with skill in the art would decline to rely upon Sinel’s teachings because, allegedly, “the alleged benefits of Sniel [sic] are not needed by Baarman or Anstandig.” Appeal Br. 40. It could be inferred from Appellant’s argument that the benefits of Sinel are not needed by Baarman or Anstandig because one or more of these references already has the features in Sinel relied upon by the Examiner, thus further buttressing the Examiner’s rejection. Mere attorney arguments and conclusory statements that are unsupported by factual evidence are entitled to little probative value. In re Geisler, 116 F.3d 1465, 1470 (Fed. Cir. 1997); see also In re De Blauwe, 736 F.2d 699, 705 (Fed. Cir. 1984); and Ex parte Belinne, No. 2009-004693, slip op. at 7-8 (BPAI Aug. 10, 2009) (informative), available at https://www.uspto.gov/sites/default/files/ip/boards/bpai/decisions/inform/ fd09004693.pdf. Accordingly, we are not persuaded by Appellant’s unsupported arguments that the Examiner erred in finding that Sinel in combination with Baarman and Anstandig teaches or suggests disputed limitation B1. Appeal 2020-002904 Application 14/297,187 34 Limitation (B2): [responsive to . . .] updating the visual dashboard to concurrently display a section of the determined data source and the trending representation with the highlighted area The Examiner finds Anstandig teaches or suggests limitation B2, i.e., “responsive to receiving an input to highlight an area of the trending representation . . . updating the visual dashboard to concurrently display a section of the determined data source and the trending representation with the highlighted area,” as recited in claim 1. Final Act. 10 (citing Anstandig Fig. 2; ¶ 27). This portion of Anstandig discloses: The invention can also automatically alert users via SMS text, e-mail, tweet, or other push mechanism when a topic in a particular category has been labeled by the system in a particular way (such as “hot” or “trending”). The invention also allows users to go backwards in time to a particular day or time period to observe which topics were trending during that time. The invention also measures and estimates how much of the story or topic’s “buzz” is based on coverage from news media outlets vs. social media outlets. Users can see when a topic was first detected by the invention and how fast it has been growing. For most topics, users can also see a list of “most shared” URL’s, making it easy for producers to research any particular topic on multiple sources-namely those that are getting shared most frequently by the audience measured by the system. Anstandig ¶ 27. Appellant alleges, because “the combination of Baarman and Anstandig thus necessarily fails to teach or suggest any feature of claim 1 pertaining to the determined ‘data source that influences the highlighted area,’” the Examiner erred. Appeal Br. 35. “Appellant respectfully disagrees [with the Examiner] and submits that neither the cited portions, nor any other portion, of Anstandig include a description that teaches or even remotely suggests determining a data source of the one or more data Appeal 2020-002904 Application 14/297,187 35 sources that influences the highlighted area; and updating the visual dashboard to concurrently display a section of the determined data source and the trending representation with the highlighted area[ ], as recited.” Appeal Br. 36 (footnote omitted). Appellant further argues: Thus, Anstandig merely illustrates and describes a user interface that can list topics that are trending the fastest in the past hour, the top stories for a given category (e.g., the top “sports” stories in the middle column of Fig. 2), and topics that have just recently been detected. In this manner, Anstandig simply provides a user interface that displays “news stories, headlines, blog entries, social media posts (e.g., tweets and comments), message board entries, and other similar data.” Anstandig’s user interface, however, is not the same as “responsive to receiving an input to highlight an area of the trending representation: determining a data source of the one or more data sources that influences the highlighted area; and updating the visual dashboard to concurrently display a section of the determined data source and the trending representation with the highlighted area”, as recited in independent claim 1 (emphasis added). This subject matter of claim 1 is simply missing from Anstandig. Appeal Br. 37 (footnote omitted). The Examiner explains, in Figure 2 of Anstandig, “one can easily see a visual dashboard that is concurrently displaying various all information related to various trending and hot news. For example, the arrows and the words ‘trending’ and ‘hot’ are explicitly disclosed next to the a data source (i.e. ‘Parenting’ or ‘Politics’ or ‘Sports’) with an up and down arrow for highlighting the area.” Ans. 5–6. The Examiner further elaborates by referencing paragraph 27 of Anstandig which teaches “the lines, [‘]Users can Appeal 2020-002904 Application 14/297,187 36 see when a topic was first detected by the invention and how fast it has been growing. For most topics, users can also see a list of ‘most shared’ URL's.’ Thus, the prior art showing/disclosing both a concurrent data source (i.e. URL and which sections the information came from) and the trending representation by the arrows and the list. Therefore, all limitations are met and the Examiner maintains the rejection.” Ans. 6. Figure 2 of Anstandig is provided below: “FIG. 2 illustrates a user interface, or dashboard for the invention.” As cited above, we agree with the Examiner’s finding that Anstandig teaches or suggests disputed limitation B2, as recited in claim 1. We agree with the Examiner because Appellant has not persuasively argued that Anstandig fails to teach or suggest that the visual dashboard is updated to concurrently display a section of the data source and a trending representation associated with the highlighted area, as cited by the Examiner. Appeal 2020-002904 Application 14/297,187 37 Based upon the findings above, on this record, we are not persuaded of error in the Examiner’s reliance on the cited prior art combination to teach or suggest the disputed limitations of claim 1, nor do we find error in the Examiner’s resulting legal conclusion of obviousness. Therefore, we sustain the Examiner’s obviousness rejection of independent claim 1, and grouped claims 4, 7–9, 12, 13, 15, 16, which fall therewith. See Claim Grouping, supra. 3. § 103 Rejection R5 of Claim 17 Issue 3 Appellant argues (Appeal Br. 48–52) the Examiner’s rejection of claim 17 under 35 U.S.C. § 103 as being obvious over the combination of Anstandig, Duerloo, Baarman, and Spivack is in error. These contentions present us with the following issues: Did the Examiner err in finding the cited prior discloses “[a] non- transitory computer-readable storage memory device comprising a topics tracking application stored as instructions that are executable and, responsive to execution of the instructions by a computing device, the computing device performs operations of the topics tracking application” that includes, inter alia, the limitations of: [(C)] receive a selection of an area of the trending representation to highlight; [(D)] determine a section of the selected data source that influenced the highlighted area; and [(E)] navigate in the visual dashboard to the section of the selected data source, responsive to receipt of the selection, the visual dashboard simultaneously displaying the trending representation, Appeal 2020-002904 Application 14/297,187 38 as recited in claim 17? Analysis Limitation (C): receive a selection of an area of the trending representation to highlight The Examiner finds Spivack teaches or suggests limitation (C), i.e., “display the visual dashboard with the trending representation,” as recited in claim 17. Final Act. 25 (citing Spivack ¶ 79). Paragraph 79 discloses: FIG. 12 illustrates an example of a UI that shows different trend activity events. The UI shows trend activity events regarding a topic “Nike.” Each trend activity event is associated with an impact score. For instance, the event of “434K people (60%) started paying attention to Lance Armstrong in one hour” has an impact score of 78. The information about the trend activity events can be used to show both a high-level and a low-level detail of how attention moves around regarding any given topic. Spivack ¶ 79. Figure 12 of Spivack is provided below: Appeal 2020-002904 Application 14/297,187 39 “FIG. 12 illustrates an example of a UI that shows different trend activity events.” Spivack ¶ 22. In particular, the Examiner finds paragraph 79 of Spivack teaches “any given topic” functioning as the selection input, while the impact score teaches the ‘highlight’.” Final Act. 25–26. In response to the Examiner’s findings, Appellant presents arguments that Anstandig is deficient with respect to teaching limitations (C) and (D), and thus “cannot serve as the sole basis to reject claim 17’s recitation of [limitation (E)].” Appeal Br. 50. We are not persuaded the Examiner erred in making the findings related to limitation (C) because Appellant’s arguments, based upon arguing the references separately, are not commensurate with the Examiner’s rejection, which relies upon the combination of Anstandig, Duerloo, Baarman, and Spivack. See Keller, 642 F.2d at 426 Limitation (D): determine a section of the selected data source that influenced the highlighted area The Examiner finds Spivack teaches or suggests limitation (D), i.e., “determine a section of the selected data source that influenced the highlighted area,” as recited in claim 17. Final Act. 26 (citing Spivack Fig. 13; ¶¶ 80–84). Paragraphs 80–81 disclose: In order to analyze messages on a global level, the stream rank analyzer includes a strategy for building an index of real- time social networking data. Conventional scraping and spidering approaches employed by search engines such as Google rely on software programs that find, crawl and download web pages using a large server infrastructure. This Appeal 2020-002904 Application 14/297,187 40 approach does not work for the real-time data needs of social networks. By the time the crawl would be finished, all data can be outdated. The stream rank analyzer provides a solution by including application programs for indexing messages part of the browser. The stream rank analyzer includes a browser extension or other form of software called an attention tracker that can be installed within the browser. Spivack ¶¶ 80–81. Figure 13 of Spivack is provided below: “FIG. 13 illustrates a screenshot of an example attention tracker as a browser extension that provides trend insights around links visited while indexing social network data in the background.” Spivack ¶ 23. The Examiner finds these portions of Spivack teach that the various social networks function as the claimed data source, and the “trending people” indicated in Figure 13 teaches the claimed selected data source. Final Act. 26. Appeal 2020-002904 Application 14/297,187 41 Similar to Appellant’s argument with respect to claim 1, Issue 1, supra,” Appellant argues: [I]t would not have been obvious to combine Spivack with Anstandig, Duerloo, and Baarman at least because 1) the alleged benefits of Spivack are not needed by Anstandig, Duerloo, or Baarman; 2) there is no suggestion by any reference to incorporate the alleged benefits of Spivack into Anstandig, Duerloo, or Baarman; and 3) it is unknown how the alleged benefits of Spivack would be employed or successfully incorporated into the teachings of Anstandig, Duerloo, or Baarman. Appeal Br. 51. The Examiner’s stated basis for motivation to combine Duerloo with Baarman and Anstandig is provided in the Final Action: Therefore, it would have been obvious to one of ordinary skill in the art at the time of filing to incorporate the teachings of Baarman within the invention of Anstandig/Duerloo with the motivation of visualizing to the user impact analysis. (See, Baarman paragraph 90) Moreover all inventions are within the same field of endeavor, namely, topic trending analysis. Final Act. 25. The Examiner also provides a finding regarding the motivation to add Spivack to the reference combination. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date to incorporate the teachings of Spivack within the invention of Anstandig/ Duerloo/Baarman with the motivation of sorting and organizing to analyze the relevant trending information from non-trending information. Moreover, both inventions are within the same field of endeavor, namely, trending representation of topics. Final Act. 26. Appeal 2020-002904 Application 14/297,187 42 In the Answer, the Examiner reiterates these findings related to motivation to combine the references in the manner suggested, and further emphasizes reliance upon rationales found in KSR. Ans. 8. Other than providing a general allegation that Spivack cannot properly be combined with Anstandig, Duerloo, and Baarman, Appellant points to no evidence of record that a person with skill in the art would decline to rely upon Spivack’s teachings because, allegedly, “the alleged benefits of Spivack are not needed by Anstandig, Duerloo, or Baarman.” Appeal Br. 51. Similar to the analysis in Issue 1, claim 1, it could be inferred from Appellant’s argument that the benefits of Spivack are not needed by Anstandig, Duerloo, and Baarman because one or more of these references already has the features in Spivack relied upon by the Examiner, thus further buttressing the Examiner’s rejection. Mere attorney arguments and conclusory statements that are unsupported by factual evidence are entitled to little probative value. Geisler, 116 F.3d at 1470. Accordingly, we are not persuaded by Appellant’s unsupported arguments that the Examiner erred in finding that Spivack in combination with Anstandig, Duerloo, and Baarman teaches or suggests disputed limitation D. Limitation (E): navigate in the visual dashboard to the section of the selected data source . . . the visual dashboard simultaneously displaying the trending representation The Examiner finds Anstandig teaches or suggests limitation (E), i.e., “navigate in the visual dashboard to the section of the selected data source, responsive to receipt of the selection, the visual dashboard simultaneously Appeal 2020-002904 Application 14/297,187 43 displaying the trending representation,” as recited in claim 17. Final Act. 24 (citing Anstandig, Fig. 7). Figure 7 of Anstandig is again replicated below: “[Figure 7] illustrate[s an] example display[] of a visual dashboard that is generated in accordance with one or more embodiments of trending topics tracking.” Spec. 4:19–21. The Examiner further explains the rejection in the Answer. “Fig.7 of Anstanding shows/discloses how once a user has navigated to a specific topic (i.e. section of the selected data source), here that being the topic of Tracy Morgan in the ‘Hot’ data, the dashboard shows both the selected data and the trending representation, here that being the graph. Thus, all limitations are met.” Ans. 7. Appeal 2020-002904 Application 14/297,187 44 Appellant argues: In the present case, for at least the reason that the Examiner has explicitly stated that Anstandig fails to disclose “[r]eceive a selection of an area of the trending representation to highlight” and “[d]etermine a section of the selected data source that influences the highlighted area”, Anstandig cannot serve as the sole basis to reject claim 17’s recitation of “navigate in the visual dashboard to the section of the selected data source, responsive to receipt of the selection, the visual dashboard simultaneously displaying the trending representation” (emphasis added).[ ] The Examiner’s reliance on Fig. 7 of Anstandig is not seen to remedy these deficiencies of Anstandig. Appeal Br. 51. We agree with the Examiner’s finding that the limitation “navigate in the visual dashboard to the section of the selected data source, responsive to receipt of the selection, the visual dashboard simultaneously displaying the trending representation” reads on Anstandig’s Figure 7, as described by the Examiner. Ans. 7. We find Appellant is arguing the references separately because, as discussed above, limitations (C) and (D) rely upon Spivack, and limitation (E) relies upon the teachings of Anstandig. Moreover, the rejection relies upon what the reference combination would have suggested to a person of ordinary skill in the art. See Keller at 425. Accordingly, we are not persuaded by Appellant’s argument that the Examiner erred in finding that Anstandig in combination with Spivack, Duerloo, and Baarman teaches or suggests disputed limitation E. Appeal 2020-002904 Application 14/297,187 45 Based upon the findings above, on this record, we are not persuaded of error in the Examiner’s reliance on the cited prior art combination to teach or suggest the disputed limitations of claim 17, nor do we find error in the Examiner’s resulting legal conclusion of obviousness. Therefore, we sustain the Examiner’s obviousness rejection of independent claim 17. 4. § 103 Rejection R6 of Claims 18–20 Issue 4 Appellant argues (Appeal Br. 52; Reply Br. 6–7) the Examiner’s rejection of claims 18–20 under 35 U.S.C. § 103 as being obvious over the combination of Anstandig, Spivack, and Sinel is in error. These contentions present us with the following issue: Did the Examiner err in finding the cited prior art combination of Anstandig, Spivack, and Sinel teaches or suggests all the limitations of claims 18–20 considering that claim 17, from which claims 18–20 depend, is rejected over the combination of Anstandig, Duerloo, Baarman, and Spivack, such that the Examiner has omitted citation to the necessary Duerloo and Baarman references? Analysis The Examiner concludes “[c]laims 18–20 are rejected under 35 U.S.C. 103[] as unpatentable over Anstandig in view Spivack in further view of Sniel [sic].” Final Act. 27.20 20 Claims 18–20 depend from claim 17 which, in Rejection R5, was rejected over the combination of Anstandig, Duerloo, Baarman, and Spivack. Final Act. 22. Rejection R6 of claims 18–20, depending on claim 17, omits any Appeal 2020-002904 Application 14/297,187 46 Appellant contends: Because claims 18–20 incorporate all the limitations recited in claim 17, for which Duerloo and Baarman are cited, a proper rejection of claims 18-20 relying on Sniel [sic] must also provide a clear articulation of reasons to support a combination of Sniel [sic] with Duerloo and Baarman. However, such reasoning in support of rejecting claims 18–20 is absent from the record. As such, the Examiner has failed to establish a prima facie case of obviousness with respect to claims 18–20 and the § 103 rejections should be overturned. Appeal Br. 52 (footnote omitted). In response, the Examiner asserts, “Appellant reiterates the argument of page 52 that the combination is inappropriate. The Examiner maintains the combination is valid under KSR with the rationale provided in the Final Office Action and section 1-B of this Examiner's Answer.” Ans. 8. We disagree with the Examiner’s formulation of Rejection R6, and agree with Appellant that the Examiner erred by not making explicit the manner in which the various references were being combined in light of Rejection R5 of claim 17, from which claims 18–20 depend. The Manual for Patent Examining Procedure (MPEP § 2143) instructs [t]he key to supporting any rejection under 35 U.S.C. 103 is the clear articulation of the reason(s) why the claimed invention would have been obvious. The Supreme Court in KSR noted that the analysis supporting a rejection under 35 U.S.C. 103 should be made explicit. In Ball Aerosol v. Ltd. Brands, 555 F.3d 984[ ] (Fed. Cir. 2009), the Federal Circuit offered additional instruction as to the need for an explicit analysis, reference to the Duerloo and Baarman references included in Rejection R5. Final Act. 27. Appeal 2020-002904 Application 14/297,187 47 which we are persuaded is lacking in this Appeal for this rejection. Based upon the findings above, on this record, we are persuaded of at least one error in the Examiner’s reliance on the cited prior art combination to teach or suggest the limitations of claims 18–20, such that we find error in the Examiner’s resulting legal conclusion of obviousness. Therefore, we do not sustain the Examiner’s obviousness rejection of dependent claims 18–20. 5. Rejections R3 and R4 of Claims 2, 3, 5, 6, 10, 11, 14 In view of the lack of any substantive or separate arguments directed to obviousness Rejections R3 and R4 of claims 2, 3, 5, 6, 10, 11, and 14 under § 103 (see Appeal Br. 40, 48), we sustain the Examiner’s rejection of these claims. Arguments not made are waived.21 REPLY BRIEF To the extent Appellant may advance new arguments in the Reply Brief (Reply Br. 2–7) not in response to a shift in the Examiner’s position in the Answer, arguments raised in a Reply Brief that were not raised in the Appeal Brief or are not responsive to arguments raised in the Examiner’s Answer will not be considered except for good cause (see 37 C.F.R. § 41.41(b)(2)), which Appellant has not shown. 21 Appellant merely argues, “[c]laims 2–8 depend from claim 1 and thus are allowable at least for depending from an allowable base claim. These claims are also allowable for their own recited features which, in combination with features recited in claim 1, are neither taught nor suggested by the references of record. To the extent that claims 2, 3, 5, and 6 are further rejected under § 103, the additions of Duerloo and Duchon are not seen to add anything of significance to the rejection of claim 1.” Appeal Br. 40–41. Appeal 2020-002904 Application 14/297,187 48 CONCLUSIONS (1) Under our Revised Guidance, governed by relevant case law, Appellant has persuasively argued that claims 1–20 are patent eligible under 35 U.S.C. § 101,and we do not sustain the rejection. (2) Appellant has not persuasively argued that the Examiner erred with respect to obviousness Rejections R2 through R5 of claims 1–17 under 35 U.S.C. § 103 over the cited prior art combinations of record, and we sustain the rejections. (3) Appellant has persuasively argued that the Examiner erred with respect to obviousness Rejection R6 of claims 18–20 under 35 U.S.C. § 103 over the cited prior art combination of record, and we do not sustain the rejection. Appeal 2020-002904 Application 14/297,187 49 DECISION SUMMARY Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–20 101 Eligibility 1–20 1, 4, 7–9, 12, 13, 15, 16 103 Baarman, Anstandig, Sinel 1, 4, 7–9, 12, 13, 15, 16 5 103 Baarman, Anstandig, Sinel, Duchon 5 2, 3, 6, 10, 11, 14 103 Baarman, Anstandig, Sinel, Duerloo 2, 3, 6, 10, 11, 14 17 103 Anstandig, Duerloo, Baarman, Spivack 17 18–20 103 Anstandig, Spivack, Sinel 18–20 Overall Outcome 1–17 18–20 FINALITY AND RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). See 37 C.F.R. § 41.50(f). AFFIRMED IN PART Copy with citationCopy as parenthetical citation