Current through October 28, 2024
Section DFI-Sec 28.01 - Conformity with federal law(1) The division may by order hold any filings or proceedings confidential.(2) The division may exercise the authority in s. 552.05(1), Stats., to permit a conditional take-over offer to be made for the equity securities of a target company without prior registration under ch. 552, Stats., under such conditions as the division may impose for the protection of investors, provided that: the offeror's purchase of the securities is conditioned upon subsequent registration under ch. 552, Stats.; and the division determines the action is necessary and appropriate to satisfy the purposes of this chapter and to conform the procedures contained in this chapter to those prescribed by Regulations 14D and 14E under the securities exchange act of 1934.Wis. Admin. Code Department of Financial Institutions DFI-Sec 28.01
Emerg. CR eff. 2-15-80; CR Register, June, 1980, No. 294, eff. 7-1-80; corrections made under s. 13.93(2m) (b) 6, Stats., Register, April, 1998, No. 508.