Statutes, codes, and regulations
Wisconsin Administrative Code
Agency - Department of Financial InstitutionsDepartment of Financial Institutions-Securities
Chapter DFI-Sec 11 - Investment Adviser Representative Continuing Education
Section DFI-Sec 11.06 - No carry-forward

Wis. Admin. Code Department of Financial Institutions DFI-Sec 11.06

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Current through October 28, 2024
Section DFI-Sec 11.06 - No carry-forward

An IAR who completes continuing education credits during a reporting period in excess of the amount required under s. DFI-Sec 11.02 may not carry forward excess credits to a subsequent reporting period.

Wis. Admin. Code Department of Financial Institutions DFI-Sec 11.06

Adopted by, CR 21-057: cr. Register February 2022 No. 794, eff. 1-1-23; correction made under s. 35.17, Stats., Register February 2022 No. 794, eff. 1/1/2023