N.Y. Comp. Codes R. & Regs. tit. 9 § 5307.5

Current through Register Vol. 46, No. 45, November 2, 2024

Section 5307.5 - Vendor application and disclosure forms

(a) Each applicant for a casino vendor enterprise license, ancillary casino vendor enterprise license, or vendor registration shall file a vendor application and registration form and other disclosure forms as determined by the commission.

(b) Managers and supervisory personnel of a casino vendor enterprise or ancillary casino vendor are required to fill out a casino key employee application form and comply with the standards for issuance of a casino key employee license as set forth in section 5304.2 of this Subchapter.

(c) Owners of a casino vendor enterprise or ancillary casino vendor are required to fill out a casino key employee application form and comply with the standards for issuance of a casino key employee license as set forth in section 5304.2 of this Subchapter, except that the commission may in its discretion waive application and disclosure requirements for qualified institutional investors and passive investors of a vendor (as defined in section 5300.1 of this Subchapter).

(d) No owner of a casino vendor enterprise licensee or ancillary casino vendor enterprise licensee that provides services to a gaming facility is permitted to wager at any gaming facility to which such licensee provides services.

(e) No manager, supervisory personnel or employee of a casino vendor enterprise licensee or ancillary casino vendor enterprise licensee that provides services to a gaming facility is permitted to wager at such gaming facility or with equipment or products of such casino vendor enterprise licensee or ancillary casino vendor enterprise licensee at any gaming facility.

(f) Employees of a casino vendor enterprise licensee or ancillary casino vendor enterprise licensee who provide services to the gaming area of a gaming facility are required to complete a vendor employee license application form and comply with the standards of a casino key employee as set forth in Part 5304 of this Subchapter.

(g) Any employee of a vendor registrant performing duties related to a gaming facility is required to complete a non-gaming employee application form and undergo a criminal history fingerprint review to determine compliance with the standards of a non-gaming employee as set forth in Part 5306 of this Subchapter.

N.Y. Comp. Codes R. & Regs. Tit. 9 § 5307.5

Adopted New York State Register September 30, 2015/Volume XXXVII, Issue 39, eff.9/30/2015

Amended New York State Register October 12, 2016/Volume XXXVIII, Issue 41, eff.10/12/2016

Amended New York State Register December 28, 2022/Volume XLIV, Issue 52, eff. 12/28/2022