N.Y. Comp. Codes R. & Regs. tit. 9 § 5303.9

Current through Register Vol. 46, No. 45, November 2, 2024

Section 5303.9 - Amendment

(a) Information contained in an application submitted by an applicant, licensee or registrant shall be updated on a form prescribed by the commission. Each applicant, licensee and registrant shall file promptly with the commission an update explaining any new or changed facts or circumstances whenever any material or significant new or changed fact or circumstance occurs with respect to any matter set forth in the application.

(b) All applicants, licensees and registrants shall have an obligation to ensure that information, documentation and assurances are submitted to the commission are not misleading in light of the circumstances in which such information, documentation and assurances were submitted.

(c) The commission may permit any applicant, licensee or registrant to file an amendment to its application at any time prior to final action thereon by the commission.

(d) The failure of an applicant, licensee or registrant to comply with this Part shall be grounds for rejection of the application or for suspension or revocation of a license or registration.

N.Y. Comp. Codes R. & Regs. Tit. 9 § 5303.9

Adopted New York State Register September 30, 2015/Volume XXXVII, Issue 39, eff.9/30/2015

Amended New York State Register October 12, 2016/Volume XXXVIII, Issue 41, eff.10/12/2016