Statutes, codes, and regulations
Florida Administrative Code
Department 69 - DEPARTMENT OF FINANCIAL SERVICESDivision 69O - OIR - Insurance Regulation
Chapter 69O-143 - DOMESTIC INSURERS
Section 69O-143.019 - Exemption of Certain Securities from Section 625.78 of the Act

Fla. Admin. Code R. 69O-143.019

Download
PDF
Current through Reg. 50, No. 222; November 13, 2024
Section 69O-143.019 - Exemption of Certain Securities from Section 625.78 of the Act

Any security shall be exempt from the operation of section 625.78, F.S., of the Act, to the extent necessary to render lawful under such section the execution by a broker of an order for an account in which he has no direct or indirect interest.

Fla. Admin. Code Ann. R. 69O-143.019

Rulemaking Authority 625.82 FS. Law Implemented 625.78 FS.

New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.19, 4-19.019, 4-143.019.

New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.19, 4-19.019, 4-143.019.