17 C.F.R. § 240.3b-1
Current through October 31, 2024
The term listed means admitted to full trading privileges upon application by the issuer or its fiscal agent or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which authority to add to the list on official notice of issuance has been granted.
17 C.F.R. §240.3b-1
Sec. 3, 48 Stat. 884; 15 U.S.C. 78c