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United States v. Elso

United States Court of Appeals, Eleventh Circuit
Jun 19, 2009
571 F.3d 1163 (11th Cir. 2009)

Summary

holding that the defendant's case "ended, and was no longer pending . . . when the mandate issued" and that "[t]he mandate [wa]s effective when issued."

Summary of this case from United States v. Anthony

Opinion

Nos. 06-14954, 07-10094.

June 19, 2009.

Rhonda Anne Anderson, Rhonda A. Anderson, P.A., Miami, FL, for Defendant-Appellant.

Michael Scott Davis, Anne R. Schultz, Harriet R. Galvin, Dawn Bowen, Miami, FL, for Plaintiff-Appellee.

Appeals from the United States District Court for the Southern District of Florida.

Before TJOFLAT and CARNES, Circuit Judges, and THRASH, District Judge.

Honorable Thomas W. Thrash, United States District Judge for the Northern District of Georgia, sitting by designation.


I.

In United States v. Elso, 422 F.3d 1305 (11th Cir. 2005), this court affirmed Juan Carlos Elso's convictions and sentences on two counts of conspiracy to commit money laundering ( 18 U.S.C. § 1956(a)(1)(B)(i) (Count 1) and to conduct a financial transaction designed to avoid a transaction reporting requirement ( 18 U.S.C. § 1956(a)(1)(B)(ii)) (Count 2), both in violation of 18 U.S.C. § 1956(h), as well as a substantive count of money laundering (Count 4), in violation of 18 U.S.C. § 1956(a)(1)(B)(i). The mandate affirming Elso's convictions and sentences issued on December 8, 2005, and the district court entered it on its docket on December 13, 2005.

On April 10, 2006, Elso petitioned the United States Supreme Court for a writ of certiorari. The Court denied his petition on May 15, 2006, Elso v. United States, 547 U.S. 1131, 126 S.Ct. 2049, 164 L.Ed.2d 784 (2006) (mem.), and denied rehearing on August 21, 2006, Elso v. United States, 548 U.S. 934, 127 S.Ct. 221, 165 L.Ed.2d 1002 (2006) (mem.).

On June 12, 2006, Elso moved the district court pursuant to Federal Rule of Criminal Procedure 12(b)(3)(B) for relief from judgment on the ground that the court lacked subject matter jurisdiction as to Count 4 of the indictment or, alternatively, that Count 4 failed to state an offense. Elso argued that the court lacked jurisdiction over Count 4 because the indictment omitted an essential element of the Count 4 offense, i.e., it failed to allege that the financial transaction at issue affected interstate or foreign commerce. On August 14, 2006, the district court entered an order denying Elso's motion on alternative grounds, one being that the motion was untimely under Rule 12(b)(3)(B) and the challenge to the indictment thus waived under Rule 12(e). On August 31, 2006, Elso moved the district court for reconsideration of the August 14 order. Then, before the court ruled on the motion for reconsideration, Elso filed a notice of appeal on September 7, 2006, to challenge the August 14 order.

Rule 12(b)(3)(B) states:

(3) Motions That Must Be Made Before Trial. The following must be raised before trial:

. . .

(B) a motion alleging a defect in the indictment or information — but at any time while the case is pending, the court may hear a claim that the indictment or information fails to invoke the court's jurisdiction or to state an offense.

(emphasis added).

Eleventh Circuit Case No. 06-14954.

On October 20, 2006, Elso moved the district court, pursuant to 28 U.S.C. §§ 144 and 455, to recuse from handling any further proceedings involving him. The court denied the motion on November 27, 2006, and, on December 29, 2006, Elso filed an amended notice of appeal to challenge the court's rulings of August 14 and November 27. We thereafter consolidated the appeals. We first consider Elso's appeal of the district court's denial of the Rule 12(b)(3)(B) motion and, in light of our disposition of that appeal, then address Elso's appeal of the denial of the recusal motion.

Eleventh Circuit Case No. 07-10094. The amended notice of appeal also challenged the district court's order denying Elso's motion for reconsideration of the August 14 order, which the court entered on November 28, 2006, as well as two other orders. Because Elso does not expressly refer to these other orders in his opening brief, he has abandoned his challenges to them to the extent his arguments on those orders do not overlap with his properly presented challenges to the district court's orders denying the motion for relief from judgment or the recusal motion. Davis v. Coca-Cola Bottling Co. Consol., 516 F.3d 955, 972 (11th Cir. 2008) ("It is well settled in this circuit that an argument not included in the appellant's opening brief is deemed abandoned.").

II.

Rule 12(b)(3)(B) authorizes the district courts, "at any time while the case is pending," to hear a claim that the indictment fails to invoke the court's jurisdiction or to state an offense. Elso's case ended, and was no longer pending, in December 2005, when the mandate issued in United States v. Elso. See 422 F.3d 1305 (11th Cir. 2005). Elso argues that the case did not end until August 21, 2006, when the Supreme Court denied rehearing of its denial of Elso's petition for certiorari. He is wrong for two reasons. First, his April 10, 2006 petition to the Supreme Court for a writ of certiorari did not operate to nullify or suspend the effect of this court's mandate in United States v. Elso. See Fed.R.App.P. 41(c) ("The mandate is effective when issued."). Second, assuming that the mandate had not issued, in which event the case would not have ended until the Supreme Court disposed of his petition for a writ of certiorari, Elso cannot avoid the fact that the Court denied his petition, thus certainly ending the case, on May 15, 2006 — twenty-eight days before he moved the district court for Rule 12(b)(3)(B) relief. Elso would avoid such finality by pointing out that he petitioned the Supreme Court for rehearing and that the Court did not deny his petition for rehearing until August 21, 2006, seventy days after he filed his Rule 12(b)(3)(B) motion. The petition for rehearing, however, gained him nothing because neither the Court nor a Justice suspended the order denying the writ. Supreme Court Rule 16.3, Disposition of a Petition for a Writ of Certiorari, states, in relevant part:

Elso could have petitioned the court to stay the issuance of the mandate while he petitioned the Supreme Court for a writ of certiorari, Fed.R.App.P. 41(d)(2), but he did not do so. Nor did he ever petition this court to recall the mandate. See 11th Cir. R. 41-1.

Whenever the Court denies a petition for a writ of certiorari, the Clerk will prepare, sign, and enter an order to that effect and will notify forthwith counsel of record and the court whose judgment was sought to be reviewed. The order of denial will not be suspended pending disposition of a petition for rehearing except by order of the Court or a Justice.

In that the Court's order denying the writ of certiorari was not suspended pending the disposition of Elso's petition for rehearing, under this assumed scenario, the case ended, at the latest, on May 15, 2006, before Elso filed his Rule 12(b)(3)(B) motion.

The district court lacked authority to hear Elso's Rule 12(b)(3)(B) motion for relief from judgment. The order denying the motion is affirmed for that reason.

III.

Elso's December 29, 2006 appeal is also meritless. Since no case was pending before the district court on October 20, 2006, when Elso moved the court to recuse, the court lacked jurisdiction to entertain the motion or any of the matters associated with it, which, for the convenience of the reader, we have omitted from this opinion. The rulings challenged in the December 29 appeal are affirmed on the ground that the district court lacked jurisdiction to grant the relief Elso sought.

AFFIRMED.


Summaries of

United States v. Elso

United States Court of Appeals, Eleventh Circuit
Jun 19, 2009
571 F.3d 1163 (11th Cir. 2009)

holding that the defendant's case "ended, and was no longer pending . . . when the mandate issued" and that "[t]he mandate [wa]s effective when issued."

Summary of this case from United States v. Anthony

holding that under former Rule 12(b)(B), a district court lacked the authority to hear a motion for relief from judgment because no case was "pending" before the district court; the case was no longer pending for the purposes of Rule 12(b)(B) when the circuit court issued the mandate on direct appeal

Summary of this case from United States v. Garza

finding the mandate ended the defendant's case for purposes of Rule 12(b) and rejecting the defendant's argument that the case did not end until the Supreme Court denied rehearing of its denial of certiorari

Summary of this case from United States v. Faircloth

In Elso, six months after we affirmed the defendant's convictions and sentences on direct appeal and issued our mandate, the defendant moved to dismiss his indictment for lack of subject-matter jurisdiction as to one conviction.

Summary of this case from United States v. Mondestin

In Elso, six months after we affirmed the defendant's convictions and sentences on direct appeal and issued our mandate, the defendant moved to dismiss his indictment for lack of subject-matter jurisdiction as to one conviction.

Summary of this case from United States v. Wilson

In Elso, a federal prisoner filed a motion to recuse the district court judge from any further proceedings after we had affirmed his convictions and sentences on direct appeal and the Supreme Court had denied his petition for certiorari.

Summary of this case from United States v. Knowles

In United States v. Elso, 571 F.3d 1163, 1166 (11th Cir. 2009), we affirmed the district court's denial of the defendant's post-judgment motion, under Rule 12(b)(3)(B), for relief from judgment, in which the defendant argued that the court lacked subject matter jurisdiction as to one of the counts of the indictment or, alternatively, that the count failed to state an offense.

Summary of this case from United States v. Oliveros-Estupinan

promulgating that " case is no longer pending for purposes of Rule 12(b)(B) after a mandate is issued on direct appeal."

Summary of this case from United States v. Ayika
Case details for

United States v. Elso

Case Details

Full title:UNITED STATES of America, Plaintiff-Appellee, v. Juan Carlos ELSO, a.k.a…

Court:United States Court of Appeals, Eleventh Circuit

Date published: Jun 19, 2009

Citations

571 F.3d 1163 (11th Cir. 2009)

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