Opinion
Case No. 06-14891
10-12-2011
U.S. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. J.T. BATTENBERG, III and PAUL FREE, Defendants.
Hon:
AMENDMENT TO PARTIAL JUDGMENT
ENTERED MARCH 08, 2011 (DOC. 333)
The Partial Judgment - Liability Only - As to J.T. Battenberg, III And Paul Free (Doc. 333), entered March 08, 2011, is amended as to defendant, Paul Free, only as follows:
The United States Securities And Exchange Commission, plaintiff, having withdrawn its claim that Paul Free, defendant, violated Section 17(a)(2) of the Securities Act of 1933, it is
HEREBY ORDERED, ADJUDGED AND DECREED that, as to defendant, Paul Free:
Bank One - Precious Metals (PGM) Transaction
He did not violate Section 17(a)(2) of the Securities Act of 1933.
BBK - Cores and Batteries Transaction
He did not violate Section 17(a)(2) of the Securities Act of 1933.
EDS - $20 Million Dollar Transaction
He did not violate Section 17(a)(2) of the Securities Act of 1933.
AVERN COHN
UNITED STATES DISTRICT JUDGE
I hereby certify that a copy of the foregoing document was mailed to the attorneys of record on this date, October 12, 2011, by electronic and/or ordinary mail.
Julie Owens
Case Manager, (313) 234-5160